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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+1%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$199M
AUM Growth
+$1.48M
Cap. Flow
+$675K
Cap. Flow %
0.34%
Top 10 Hldgs %
27.15%
Holding
197
New
7
Increased
49
Reduced
64
Closed
12

Top Buys

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$975K
2
AGN
Allergan plc
AGN
+$816K
3
JPM icon
JPMorgan Chase
JPM
+$801K
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$551K
5
LRFC
Logan Ridge Finance Corp
LRFC
+$502K

Top Sells

Rank Stock Value
1
CAG icon
Conagra Brands
CAG
+$964K
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$881K
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$560K
4
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$464K
5
MDT icon
Medtronic
MDT
+$306K

Sector Composition

Rank Sector Weight
1 Healthcare 28%
2 Financials 12.33%
3 Technology 9.75%
4 Consumer Discretionary 9.44%
5 Energy 8.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVS icon
1
CVS Health
CVS
$137B
$7.25M 3.65%
69,103
+265
+0.4% +$27.1K
AAPL icon
2
Apple
AAPL
$4.89T
$6.91M 3.48%
220,372
+1,540
+0.7% +$49.3K
WBA
3
DELISTED
Walgreens Boots Alliance
WBA
$6.07M 3.05%
71,825
+2,360
+3% +$203K
JPM icon
4
JPMorgan Chase
JPM
$939B
$5.47M 2.75%
80,758
+12,275
+18% +$801K
MCK icon
5
McKesson
MCK
$98.5B
$5.23M 2.63%
23,270
+1,790
+8% +$414K
GOOG icon
6
Alphabet (Google) Class C
GOOG
$3.9T
$4.83M 2.43%
182,800
+3,509
+2% +$94K
GILD icon
7
Gilead Sciences
GILD
$161B
$4.74M 2.39%
40,480
-2,245
-5% -$245K
CELG
8
DELISTED
Celgene Corp
CELG
$4.68M 2.36%
40,474
+2,450
+6% +$280K
FFKT
9
DELISTED
Farmers Capital Bank Corp
FFKT
$4.68M 2.36%
164,718
-1,800
-1% -$45.7K
JNJ icon
10
Johnson & Johnson
JNJ
$635B
$4.08M 2.05%
41,889
-500
-1% -$50.1K
M icon
11
Macy's
M
$6.15B
$3.76M 1.89%
55,709
-1,115
-2% -$75.4K
TWX
12
DELISTED
Time Warner Inc
TWX
$3.53M 1.78%
40,385
+1,650
+4% +$141K
PG icon
13
Procter & Gamble
PG
$343B
$3.48M 1.75%
44,476
-2,563
-5% -$206K
WMB icon
14
Williams Companies
WMB
$90.5B
$2.97M 1.49%
51,685
-1,900
-4% -$97.9K
VFC icon
15
VF Corp
VFC
$6.68B
$2.87M 1.45%
43,718
-169
-0.4% -$11.4K
KMI icon
16
Kinder Morgan
KMI
$73.1B
$2.86M 1.44%
74,568
+765
+1% +$31.9K
VTRS icon
17
Viatris
VTRS
$20.1B
$2.65M 1.33%
39,025
-135
-0.3% -$9.54K
CVX icon
18
Chevron
CVX
$388B
$2.55M 1.28%
26,457
+2,583
+11% +$271K
BKNG icon
19
Booking.com
BKNG
$138B
$2.42M 1.22%
52,550
-100
-0.2% -$4.77K
VZ icon
20
Verizon
VZ
$194B
$2.4M 1.21%
51,598
+1,474
+3% +$72.2K
COR icon
21
Cencora
COR
$60.3B
$2.39M 1.2%
22,500
-330
-1% -$37.2K
DEO icon
22
Diageo
DEO
$46.2B
$2.29M 1.15%
19,689
-395
-2% -$44.9K
ESRX
23
DELISTED
Express Scripts Holding Company
ESRX
$2.24M 1.13%
25,162
-1,175
-4% -$103K
PRU icon
24
Prudential Financial
PRU
$41.7B
$2.23M 1.12%
25,485
+880
+4% +$74.7K
LRFC
25
DELISTED
Logan Ridge Finance Corp
LRFC
$2.21M 1.11%
23,602
+4,837
+26% +$502K
1
2 3 4 5

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MPAM
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Regent Investment Management's Q2 2015 Portfolio in Review

As of Q2 2015, Regent Investment Management held 197 positions worth $199M, up 0.75% from $197M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q2 2015 filing shows 7 new, 49 increased, 64 reduced and 12 closed positions. Its largest new stake was WisdomTree Japan Hedged Equity Fund: 16,820 shares worth $962K. The largest sale was Conagra Brands, an estimated $964K.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, up from 27% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q2 2015 buy was WisdomTree Japan Hedged Equity Fund: 16,820 shares worth $962K.
  • Regent Investment Management added most to Allergan plc in Q2 2015, an estimated $816K increase.
  • Regent Investment Management's biggest Q2 2015 reduction was Conagra Brands, cutting an estimated $964K.
  • Regent Investment Management fully exited State Street Health Care Select Sector SPDR ETF in Q2 2015, selling an estimated $560K.
  • Regent Investment Management's ten largest holdings make up 27% of its $199M portfolio in Q2 2015.
  • Regent Investment Management opened 7 new positions and closed 12 in Q2 2015.
  • Regent Investment Management's portfolio value rose 0.75% quarter-over-quarter to $199M.

Based on Regent Investment Management's 13F filing for Q2 2015, filed 15 Jul 2015.