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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$192M
AUM Growth
+$8.48M
Cap. Flow
+$3.01M
Cap. Flow %
1.56%
Top 10 Hldgs %
26.66%
Holding
195
New
13
Increased
44
Reduced
58
Closed
9

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$899K
2
GE icon
GE Aerospace
GE
+$876K
3
T icon
AT&T
T
+$778K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$696K
5
TAP icon
Molson Coors Class B
TAP
+$602K

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$875K
2
M icon
Macy's
M
+$607K
3
WMB icon
Williams Companies
WMB
+$540K
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$471K
5
GM icon
General Motors
GM
+$335K

Sector Composition

Rank Sector Weight
1 Healthcare 25.8%
2 Financials 12.12%
3 Consumer Staples 11.31%
4 Communication Services 11.14%
5 Technology 10.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.89T
$6.36M 3.31%
225,120
+2,000
+0.9% +$52.9K
CVS icon
2
CVS Health
CVS
$137B
$6.15M 3.2%
69,131
-425
-0.6% -$40.1K
WBA
3
DELISTED
Walgreens Boots Alliance
WBA
$6.13M 3.18%
75,991
– –
JPM icon
4
JPMorgan Chase
JPM
$939B
$5.78M 3%
86,734
-600
-0.7% -$39.1K
JNJ icon
5
Johnson & Johnson
JNJ
$635B
$5.17M 2.68%
43,725
-92
-0.2% -$11.2K
FFKT
6
DELISTED
Farmers Capital Bank Corp
FFKT
$4.88M 2.54%
164,718
– –
PG icon
7
Procter & Gamble
PG
$343B
$4.57M 2.37%
50,887
– –
CELG
8
DELISTED
Celgene Corp
CELG
$4.32M 2.24%
41,324
+275
+0.7% +$29.8K
GOOG icon
9
Alphabet (Google) Class C
GOOG
$3.9T
$4.01M 2.09%
103,280
– –
META icon
10
Meta Platforms (Facebook)
META
$1.51T
$3.95M 2.05%
30,805
-70
-0.2% -$8.69K
TWX
11
DELISTED
Time Warner Inc
TWX
$3.42M 1.78%
43,010
+400
+0.9% +$31.2K
GE icon
12
GE Aerospace
GE
$367B
$3.19M 1.66%
22,447
+5,869
+35% +$876K
BKNG icon
13
Booking.com
BKNG
$138B
$3.1M 1.61%
52,700
-1,075
-2% -$59.9K
GILD icon
14
Gilead Sciences
GILD
$161B
$3.05M 1.59%
38,572
-685
-2% -$55.6K
T icon
15
AT&T
T
$165B
$3.05M 1.59%
99,508
+24,627
+33% +$778K
GOOGL icon
16
Alphabet (Google) Class A
GOOGL
$3.91T
$2.95M 1.54%
73,480
-400
-0.5% -$15.6K
CVX icon
17
Chevron
CVX
$388B
$2.79M 1.45%
27,154
+160
+0.6% +$16.3K
CSCO icon
18
Cisco
CSCO
$450B
$2.49M 1.29%
78,560
+9,836
+14% +$303K
MRK icon
19
Merck
MRK
$324B
$2.44M 1.27%
40,980
– –
PRU icon
20
Prudential Financial
PRU
$41.7B
$2.33M 1.21%
28,520
+615
+2% +$47.2K
MCK icon
21
McKesson
MCK
$98.5B
$2.23M 1.16%
13,380
-100
-0.7% -$18.6K
VFC icon
22
VF Corp
VFC
$6.68B
$2.22M 1.15%
42,035
-287
-0.7% -$16.6K
WHR icon
23
Whirlpool
WHR
$2.42B
$2.08M 1.08%
12,850
+1,050
+9% +$186K
DEO icon
24
Diageo
DEO
$46.2B
$1.96M 1.02%
16,869
– –
KO icon
25
Coca-Cola
KO
$354B
$1.94M 1.01%
45,781
– –
1
2 3 4 5

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Regent Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Regent Investment Management held 195 positions worth $192M, up 4.6% from $184M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q3 2016 filing shows 13 new, 44 increased, 58 reduced and 9 closed positions. Its largest new stake was iShares China Large-Cap ETF: 24,530 shares worth $932K. The largest sale was EMC CORPORATION, an estimated $875K.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, down from 28% a quarter earlier, followed by Financials and Consumer Staples.

  • Regent Investment Management's largest Q3 2016 buy was iShares China Large-Cap ETF: 24,530 shares worth $932K.
  • Regent Investment Management added most to GE Aerospace in Q3 2016, an estimated $876K increase.
  • Regent Investment Management's biggest Q3 2016 reduction was Macy's, cutting an estimated $607K.
  • Regent Investment Management fully exited EMC CORPORATION in Q3 2016, selling an estimated $875K.
  • Regent Investment Management's ten largest holdings make up 27% of its $192M portfolio in Q3 2016.
  • Regent Investment Management opened 13 new positions and closed 9 in Q3 2016.
  • Regent Investment Management's portfolio value rose 4.6% quarter-over-quarter to $192M.

Based on Regent Investment Management's 13F filing for Q3 2016, filed 18 Oct 2016.