We are live on ! Find out more
RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.69%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$151M
AUM Growth
+$21.7M
Cap. Flow
+$15.2M
Cap. Flow %
10.04%
Top 10 Hldgs %
21.92%
Holding
180
New
17
Increased
73
Reduced
44
Closed
9

Top Buys

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.72M
2
LRFC
Logan Ridge Finance Corp
LRFC
+$1.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$1.15M
4
PEP icon
PepsiCo
PEP
+$692K
5
AAPL icon
Apple
AAPL
+$685K

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.21M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$651K
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$461K
4
IYT icon
iShares US Transportation ETF
IYT
+$418K
5
DE icon
Deere & Co
DE
+$416K

Sector Composition

Rank Sector Weight
1 Healthcare 21.31%
2 Energy 12.96%
3 Consumer Staples 12.2%
4 Financials 11.8%
5 Technology 10.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.95T
$3.96M 2.61%
232,428
+41,328
+22% +$685K
JNJ icon
2
Johnson & Johnson
JNJ
$641B
$3.82M 2.53%
44,105
+4,970
+13% +$446K
FFKT
3
DELISTED
Farmers Capital Bank Corp
FFKT
$3.76M 2.49%
172,202
– –
WBA
4
DELISTED
Walgreens Boots Alliance
WBA
$3.7M 2.44%
68,790
+2,915
+4% +$146K
CVS icon
5
CVS Health
CVS
$137B
$3.44M 2.27%
60,641
+2,310
+4% +$138K
GOOG icon
6
Alphabet (Google) Class C
GOOG
$3.99T
$3.22M 2.12%
147,431
+16,502
+13% +$365K
CVX icon
7
Chevron
CVX
$378B
$3.07M 2.03%
25,273
+406
+2% +$49.9K
DEO icon
8
Diageo
DEO
$47.3B
$2.82M 1.86%
22,199
+475
+2% +$59.4K
PG icon
9
Procter & Gamble
PG
$346B
$2.8M 1.85%
37,040
+7,294
+25% +$580K
MCK icon
10
McKesson
MCK
$99.5B
$2.59M 1.71%
20,195
-470
-2% -$57.7K
IBM icon
11
IBM
IBM
$204B
$2.53M 1.67%
14,286
+2,118
+17% +$385K
M icon
12
Macy's
M
$6.57B
$2.46M 1.62%
56,795
+8,795
+18% +$411K
TWX
13
DELISTED
Time Warner Inc
TWX
$2.25M 1.49%
35,707
+1,293
+4% +$77.3K
GILD icon
14
Gilead Sciences
GILD
$162B
$2.24M 1.48%
35,607
+4,167
+13% +$249K
PEP icon
15
PepsiCo
PEP
$191B
$2.15M 1.42%
26,990
+8,425
+45% +$692K
GIS icon
16
General Mills
GIS
$19.5B
$2.14M 1.41%
44,608
-1,142
-2% -$57.3K
WMB icon
17
Williams Companies
WMB
$86.6B
$2.05M 1.35%
56,305
+4,950
+10% +$173K
ESRX
18
DELISTED
Express Scripts Holding Company
ESRX
$2.03M 1.34%
32,862
+726
+2% +$46.9K
VFC icon
19
VF Corp
VFC
$6.72B
$2.03M 1.34%
43,300
– –
JPM icon
20
JPMorgan Chase
JPM
$947B
$1.96M 1.3%
37,961
+3,423
+10% +$184K
COP icon
21
ConocoPhillips
COP
$141B
$1.95M 1.29%
27,990
-3,750
-12% -$250K
KO icon
22
Coca-Cola
KO
$362B
$1.93M 1.27%
50,820
+7,354
+17% +$291K
DD
23
DELISTED
Du Pont De Nemours E I
DD
$1.91M 1.26%
34,257
-237
-0.7% -$12.9K
IWP icon
24
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$1.77M 1.17%
+45,188
New +$1.72M
KMI icon
25
Kinder Morgan
KMI
$70.6B
$1.76M 1.16%
49,355
+4,900
+11% +$184K
1
2 3 4 5

Similar funds

YWP
YorkBridge Wealth Partners New York $394M AUM 15.56% 1-Year Est. Return
BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
Equius Partners Novato, California $324M AUM 8.27% 1-Year Est. Return
TC
Titleist Capital San Antonio, Texas $427M AUM 24.17% 1-Year Est. Return

Regent Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Regent Investment Management held 180 positions worth $151M, up 17% from $130M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regent Investment Management deployed $15.2M of net new capital in Q3 2013, opening 17 new positions and adding to 73 existing holdings. Its largest new stake was iShares Russell Mid-Cap Growth ETF: 45,188 shares worth $1.77M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 22% a quarter earlier, followed by Energy and Consumer Staples.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $1.21M trimmed.

  • Regent Investment Management's largest Q3 2013 buy was iShares Russell Mid-Cap Growth ETF: 45,188 shares worth $1.77M.
  • Regent Investment Management added most to PepsiCo in Q3 2013, an estimated $692K increase.
  • Regent Investment Management's biggest Q3 2013 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $1.21M.
  • Regent Investment Management fully exited iShares Russell 1000 Value ETF in Q3 2013, selling an estimated $651K.
  • Regent Investment Management's ten largest holdings make up 22% of its $151M portfolio in Q3 2013.
  • Regent Investment Management opened 17 new positions and closed 9 in Q3 2013.
  • Regent Investment Management's portfolio value rose 17% quarter-over-quarter to $151M.

Based on Regent Investment Management's 13F filing for Q3 2013, filed 10 Oct 2013.