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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+0.41%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$180M
AUM Growth
-$7.25M
Cap. Flow
-$6.16M
Cap. Flow %
-3.42%
Top 10 Hldgs %
27.06%
Holding
191
New
10
Increased
42
Reduced
85
Closed
9

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$851K
2
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$723K
3
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$710K
4
CAH icon
Cardinal Health
CAH
+$455K
5
PFE icon
Pfizer
PFE
+$445K

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$1.62M
2
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$1.52M
3
VPL icon
Vanguard FTSE Pacific ETF
VPL
+$932K
4
UNP icon
Union Pacific
UNP
+$888K
5
M icon
Macy's
M
+$632K

Sector Composition

Rank Sector Weight
1 Healthcare 28.14%
2 Financials 12.28%
3 Consumer Staples 11.02%
4 Communication Services 10.13%
5 Technology 10.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVS icon
1
CVS Health
CVS
$137B
$7.3M 4.06%
70,346
+23
+0% +$2.24K
WBA
2
DELISTED
Walgreens Boots Alliance
WBA
$6.14M 3.42%
72,930
+305
+0.4% +$24.4K
AAPL icon
3
Apple
AAPL
$4.95T
$5.99M 3.33%
219,980
-2,020
-0.9% -$50.3K
JPM icon
4
JPMorgan Chase
JPM
$947B
$5.15M 2.87%
87,010
+180
+0.2% +$10.5K
JNJ icon
5
Johnson & Johnson
JNJ
$641B
$4.47M 2.49%
41,349
-400
-1% -$41.4K
FFKT
6
DELISTED
Farmers Capital Bank Corp
FFKT
$4.35M 2.42%
164,718
– –
CELG
7
DELISTED
Celgene Corp
CELG
$4.16M 2.31%
41,559
-245
-0.6% -$25.2K
GOOG icon
8
Alphabet (Google) Class C
GOOG
$3.99T
$3.82M 2.12%
102,580
-200
-0.2% -$7.16K
GILD icon
9
Gilead Sciences
GILD
$162B
$3.69M 2.05%
40,145
– –
PG icon
10
Procter & Gamble
PG
$346B
$3.59M 2%
43,621
-100
-0.2% -$8.06K
TWX
11
DELISTED
Time Warner Inc
TWX
$3.13M 1.74%
43,165
+270
+0.6% +$18.6K
GOOGL icon
12
Alphabet (Google) Class A
GOOGL
$3.99T
$2.89M 1.61%
75,680
-2,400
-3% -$88.4K
BKNG icon
13
Booking.com
BKNG
$145B
$2.67M 1.49%
51,875
-50
-0.1% -$2.4K
VFC icon
14
VF Corp
VFC
$6.72B
$2.59M 1.44%
42,444
-308
-0.7% -$17.9K
CVX icon
15
Chevron
CVX
$378B
$2.54M 1.41%
26,607
-2,415
-8% -$211K
MCK icon
16
McKesson
MCK
$99.5B
$2.26M 1.26%
14,370
-10,039
-41% -$1.62M
META icon
17
Meta Platforms (Facebook)
META
$1.51T
$2.26M 1.26%
19,795
+1,640
+9% +$173K
MRK icon
18
Merck
MRK
$323B
$2.13M 1.18%
42,107
– –
GE icon
19
GE Aerospace
GE
$375B
$2.05M 1.14%
13,480
+226
+2% +$31.9K
CSCO icon
20
Cisco
CSCO
$452B
$1.99M 1.11%
70,024
-2,360
-3% -$60.7K
PRU icon
21
Prudential Financial
PRU
$42.3B
$1.99M 1.11%
27,605
+660
+2% +$46K
COR icon
22
Cencora
COR
$60.5B
$1.98M 1.1%
22,845
+1,330
+6% +$118K
VZ icon
23
Verizon
VZ
$198B
$1.95M 1.09%
36,126
-6,030
-14% -$302K
WHR icon
24
Whirlpool
WHR
$2.44B
$1.93M 1.07%
10,685
+80
+0.8% +$11.9K
DEO icon
25
Diageo
DEO
$47.3B
$1.88M 1.04%
17,389
-1,565
-8% -$166K
1
2 3 4 5

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MPAM
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Regent Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, Regent Investment Management held 191 positions worth $180M, down 3.9% from $187M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management withdrew a net $6.16M in Q1 2016, closing 9 positions and reducing 85 holdings. Its most notable exit was WisdomTree Japan Hedged Equity Fund, an estimated $1.52M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, down from 29% a quarter earlier, followed by Financials and Consumer Staples.

Against the trend, Regent Investment Management opened a new position in iShares Russell Mid-Cap Value ETF worth $915K.

  • Regent Investment Management's largest Q1 2016 buy was iShares Russell Mid-Cap Value ETF: 12,907 shares worth $915K.
  • Regent Investment Management added most to Cardinal Health in Q1 2016, an estimated $455K increase.
  • Regent Investment Management's biggest Q1 2016 reduction was McKesson, cutting an estimated $1.62M.
  • Regent Investment Management fully exited WisdomTree Japan Hedged Equity Fund in Q1 2016, selling an estimated $1.52M.
  • Regent Investment Management's ten largest holdings make up 27% of its $180M portfolio in Q1 2016.
  • Regent Investment Management opened 10 new positions and closed 9 in Q1 2016.
  • Regent Investment Management's portfolio value fell 3.9% quarter-over-quarter to $180M.

Based on Regent Investment Management's 13F filing for Q1 2016, filed 20 Apr 2016.