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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+6.85%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$69.4M
Cap. Flow
+$58.3M
Cap. Flow %
22.01%
Top 10 Hldgs %
24.65%
Holding
215
New
30
Increased
63
Reduced
62
Closed
12

Top Buys

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$3.51M
2
CHTR icon
Charter Communications
CHTR
+$3.27M
3
CSC
Computer Sciences
CSC
+$3.13M
4
META icon
Meta Platforms (Facebook)
META
+$2.94M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.84M

Top Sells

Rank Stock Value
1
SE
Spectra Energy Corp Wi
SE
+$1.83M
2
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$947K
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$931K
4
PRU icon
Prudential Financial
PRU
+$598K
5
DEO icon
Diageo
DEO
+$574K

Sector Composition

Rank Sector Weight
1 Healthcare 20.96%
2 Financials 16.13%
3 Communication Services 12.92%
4 Technology 12.43%
5 Consumer Discretionary 10.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.89T
$8.11M 3.06%
225,788
+1,588
+0.7% +$52.3K
JPM icon
2
JPMorgan Chase
JPM
$939B
$8.07M 3.05%
91,933
+6,670
+8% +$588K
META icon
3
Meta Platforms (Facebook)
META
$1.51T
$7.64M 2.89%
53,804
+21,964
+69% +$2.94M
WBA
4
DELISTED
Walgreens Boots Alliance
WBA
$6.66M 2.51%
80,129
+6,308
+9% +$529K
FFKT
5
DELISTED
Farmers Capital Bank Corp
FFKT
$6.66M 2.51%
164,718
– –
BKNG icon
6
Booking.com
BKNG
$138B
$6.32M 2.39%
88,775
+40,100
+82% +$2.65M
JNJ icon
7
Johnson & Johnson
JNJ
$635B
$5.64M 2.13%
45,320
+1,896
+4% +$226K
CELG
8
DELISTED
Celgene Corp
CELG
$5.62M 2.12%
45,189
+4,685
+12% +$561K
GOOG icon
9
Alphabet (Google) Class C
GOOG
$3.9T
$5.33M 2.01%
128,460
+19,500
+18% +$800K
CVS icon
10
CVS Health
CVS
$137B
$5.25M 1.98%
66,818
+429
+0.6% +$34.2K
PG icon
11
Procter & Gamble
PG
$343B
$5.17M 1.95%
57,528
+16,898
+42% +$1.5M
CSC
12
DELISTED
Computer Sciences
CSC
$4.05M 1.53%
58,660
+47,160
+410% +$3.13M
CMCSA icon
13
Comcast
CMCSA
$79.1B
$3.94M 1.49%
104,872
+94,512
+912% +$3.51M
TWX
14
DELISTED
Time Warner Inc
TWX
$3.77M 1.42%
38,559
-900
-2% -$87.1K
LOW icon
15
Lowe's Companies
LOW
$116B
$3.47M 1.31%
42,236
+35,859
+562% +$2.74M
CHTR icon
16
Charter Communications
CHTR
$14.7B
$3.36M 1.27%
+10,276
New +$3.27M
GE icon
17
GE Aerospace
GE
$367B
$3.27M 1.23%
22,870
+1,040
+5% +$151K
BRK.B icon
18
Berkshire Hathaway Class B
BRK.B
$1.07T
$3.19M 1.2%
19,121
+16,963
+786% +$2.84M
MCK icon
19
McKesson
MCK
$98.5B
$3.18M 1.2%
21,435
+8,055
+60% +$1.18M
GOOGL icon
20
Alphabet (Google) Class A
GOOGL
$3.91T
$3.07M 1.16%
72,500
-60
-0.1% -$2.52K
ESRX
21
DELISTED
Express Scripts Holding Company
ESRX
$2.96M 1.12%
44,944
+27,823
+163% +$1.91M
FDX icon
22
FedEx
FDX
$74.5B
$2.69M 1.02%
13,785
+7,070
+105% +$1.35M
CVX icon
23
Chevron
CVX
$388B
$2.66M 1%
24,753
-125
-0.5% -$14K
CSCO icon
24
Cisco
CSCO
$450B
$2.63M 0.99%
77,970
+2,364
+3% +$76.7K
WDC icon
25
Western Digital
WDC
$179B
$2.55M 0.96%
40,874
+10,379
+34% +$596K
1
2 3 4 5

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Regent Investment Management's Q1 2017 Portfolio in Review

As of Q1 2017, Regent Investment Management held 215 positions worth $265M, up 36% from $195M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management deployed $58.3M of net new capital in Q1 2017, opening 30 new positions and adding to 63 existing holdings. Its largest new stake was Charter Communications: 10,276 shares worth $3.36M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 24% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $931K trimmed.

  • Regent Investment Management's largest Q1 2017 buy was Charter Communications: 10,276 shares worth $3.36M.
  • Regent Investment Management added most to Comcast in Q1 2017, an estimated $3.51M increase.
  • Regent Investment Management's biggest Q1 2017 reduction was iShares Russell 2000 Value ETF, cutting an estimated $931K.
  • Regent Investment Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $1.83M.
  • Regent Investment Management's ten largest holdings make up 25% of its $265M portfolio in Q1 2017.
  • Regent Investment Management opened 30 new positions and closed 12 in Q1 2017.
  • Regent Investment Management's portfolio value rose 36% quarter-over-quarter to $265M.

Based on Regent Investment Management's 13F filing for Q1 2017, filed 17 Apr 2017.