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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-4.52%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$343M
AUM Growth
-$15.7M
Cap. Flow
+$5.36M
Cap. Flow %
1.56%
Top 10 Hldgs %
32.53%
Holding
203
New
9
Increased
56
Reduced
53
Closed
9

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$1.66M
2
BAC icon
Bank of America
BAC
+$940K
3
TECK icon
Teck Resources
TECK
+$670K
4
AY
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
+$602K
5
PANW icon
Palo Alto Networks
PANW
+$554K

Top Sells

Rank Stock Value
1
C icon
Citigroup
C
+$858K
2
FCX icon
Freeport-McMoran
FCX
+$808K
3
BABA icon
Alibaba
BABA
+$517K
4
VZ icon
Verizon
VZ
+$471K
5
WBA
Walgreens Boots Alliance
WBA
+$271K

Sector Composition

Rank Sector Weight
1 Technology 22.16%
2 Healthcare 21.99%
3 Financials 12.43%
4 Communication Services 9.91%
5 Consumer Staples 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.54T
$26.4M 7.69%
190,767
-557
-0.3% -$87.4K
MSFT icon
2
Microsoft
MSFT
$3.45T
$13.9M 4.05%
59,573
+725
+1% +$191K
GOOG icon
3
Alphabet (Google) Class C
GOOG
$4.36T
$12.7M 3.71%
132,316
+176
+0.1% +$19.7K
JNJ icon
4
Johnson & Johnson
JNJ
$618B
$10.2M 2.97%
62,211
+684
+1% +$116K
AMZN icon
5
Amazon
AMZN
$2.92T
$9.53M 2.78%
84,295
-5
-0% -$632
JPM icon
6
JPMorgan Chase
JPM
$935B
$9.47M 2.76%
90,580
+260
+0.3% +$29.8K
CVS icon
7
CVS Health
CVS
$133B
$8.3M 2.42%
87,085
-608
-0.7% -$60.2K
BF.B icon
8
Brown-Forman Class B
BF.B
$13.2B
$7.23M 2.11%
108,606
– –
QCOM icon
9
Qualcomm
QCOM
$155B
$6.95M 2.03%
61,530
+1,235
+2% +$170K
BMY icon
10
Bristol-Myers Squibb
BMY
$133B
$6.9M 2.01%
97,011
+520
+0.5% +$37.7K
HZNP
11
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$6.41M 1.87%
103,485
-1,690
-2% -$118K
PG icon
12
Procter & Gamble
PG
$336B
$6.14M 1.79%
48,636
-40
-0.1% -$5.68K
META icon
13
Meta Platforms (Facebook)
META
$1.42T
$5.47M 1.6%
40,311
-1,012
-2% -$164K
MRK icon
14
Merck
MRK
$322B
$5.39M 1.57%
62,532
+800
+1% +$71.4K
GOOGL icon
15
Alphabet (Google) Class A
GOOGL
$4.36T
$4.96M 1.45%
51,830
+1,390
+3% +$154K
PFE icon
16
Pfizer
PFE
$143B
$4.85M 1.42%
110,867
-375
-0.3% -$18.2K
MCK icon
17
McKesson
MCK
$100B
$4.81M 1.4%
14,150
-505
-3% -$175K
UNH icon
18
UnitedHealth
UNH
$376B
$4.66M 1.36%
9,222
+45
+0.5% +$23.7K
BAC icon
19
Bank of America
BAC
$435B
$4.28M 1.25%
141,556
+28,115
+25% +$940K
AVGO icon
20
Broadcom
AVGO
$1.85T
$4.13M 1.21%
93,010
+3,950
+4% +$202K
LOW icon
21
Lowe's Companies
LOW
$117B
$3.83M 1.12%
20,412
+448
+2% +$87.3K
RTX icon
22
RTX Corp
RTX
$290B
$3.76M 1.1%
45,935
-40
-0.1% -$3.62K
WMB icon
23
Williams Companies
WMB
$87.5B
$3.75M 1.09%
131,055
-925
-0.7% -$30.1K
ALB icon
24
Albemarle
ALB
$13.9B
$3.53M 1.03%
13,360
-20
-0.1% -$5.09K
TMO icon
25
Thermo Fisher Scientific
TMO
$213B
$3.37M 0.98%
6,648
+50
+0.8% +$28K
1
2 3 4 5

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BC
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MAG
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MPAM
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LDFR
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SAS
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EP
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Regent Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Regent Investment Management held 203 positions worth $343M, down 4.4% from $358M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Regent Investment Management's Q3 2022 filing shows 9 new, 56 increased, 53 reduced and 9 closed positions. Its largest new stake was Sysco: 5,350 shares worth $378K. The largest sale was Citigroup, an estimated $858K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Healthcare and Financials.

  • Regent Investment Management's largest Q3 2022 buy was Sysco: 5,350 shares worth $378K.
  • Regent Investment Management added most to Mastercard in Q3 2022, an estimated $1.66M increase.
  • Regent Investment Management's biggest Q3 2022 reduction was Citigroup, cutting an estimated $858K.
  • Regent Investment Management fully exited Alibaba in Q3 2022, selling an estimated $517K.
  • Regent Investment Management's ten largest holdings make up 33% of its $343M portfolio in Q3 2022.
  • Regent Investment Management opened 9 new positions and closed 9 in Q3 2022.
  • Regent Investment Management's portfolio value fell 4.4% quarter-over-quarter to $343M.

Based on Regent Investment Management's 13F filing for Q3 2022, filed 18 Oct 2022.