Regent Investment Management’s Baxter International BAX Stock Holding History

Regent Investment Management’s Portfolio BAX Stock Details BAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-10,033	Closed	-$381K	–	177
2015 Q2	$381K	Sell	10,033 -3,038	-23%	-$114K	0.19%	130
2015 Q1	$486K	Sell	13,071 -1,013	-7%	-$38.4K	0.25%	115
2014 Q4	$561K	Sell	14,084 -5,648	-29%	-$220K	0.29%	97
2014 Q3	$769K	Sell	19,732 -15,783	-44%	-$641K	0.39%	80
2014 Q2	$1.4M	Sell	35,515 -2,623	-7%	-$105K	0.69%	45
2014 Q1	$1.52M	Sell	38,138 -2,946	-7%	-$110K	0.81%	38
2013 Q4	$1.55M	Buy	41,084 +276	+0.7%	+$10K	0.87%	37
2013 Q3	$1.46M	Buy	40,808 +4,502	+12%	+$175K	0.96%	32
2013 Q2	$1.37M	Buy	+36,306	New	+$1.39M	1.05%	30

Other funds holding BAX

Third Point New York $2.08B AUM 27.04% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Jana Partners New York $1.34B AUM 4.95% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

YCMGA

York Capital Management Global Advisors New York $87.8M AUM 45.55% 1-Year Est. Return

AAM

Aberdeen Asset Management Aberdeen, United Kingdom $30B AUM 22.46% 1-Year Est. Return

Regent Investment Management's BAX Position: Q3 2015 in Review

Regent Investment Management sold out of Baxter International (BAX) in Q3 2015, closing a stake of 10,033 shares — an estimated $381K sold.

Regent Investment Management first reported a position in BAX in Q2 2013 and held it in 9 quarters. The position peaked at $1.55M in Q4 2013. 888 funds tracked by Wall St. Rank hold BAX as of Q3 2015.

Regent Investment Management reported no remaining Baxter International position as of Q3 2015 after selling out during the quarter.
Regent Investment Management sold 10,033 Baxter International shares in Q3 2015, an estimated $381K.
Regent Investment Management first reported a position in Baxter International in Q2 2013 and held it in 9 quarters.
Regent Investment Management's Baxter International position peaked at $1.55M in Q4 2013.
888 funds tracked by Wall St. Rank held Baxter International as of Q3 2015.

Based on Regent Investment Management's 13F filing for Q3 2015, filed 16 Oct 2015.