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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+11.28%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$373M
AUM Growth
+$30.6M
Cap. Flow
+$2.5M
Cap. Flow %
0.67%
Top 10 Hldgs %
30.71%
Holding
203
New
9
Increased
41
Reduced
87
Closed
1

Top Buys

Rank Stock Value
1
NKE icon
Nike
NKE
+$2.4M
2
COST icon
Costco
COST
+$1.15M
3
FSLR icon
First Solar
FSLR
+$1.06M
4
CRM icon
Salesforce
CRM
+$507K
5
BAC icon
Bank of America
BAC
+$406K

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$654K
2
AAPL icon
Apple
AAPL
+$516K
3
PANW icon
Palo Alto Networks
PANW
+$514K
4
C icon
Citigroup
C
+$444K
5
PPLI
People Inc
PPLI
+$389K

Sector Composition

Rank Sector Weight
1 Healthcare 23.21%
2 Technology 20.86%
3 Financials 13.39%
4 Consumer Staples 9.62%
5 Communication Services 8.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
26
Thermo Fisher Scientific
TMO
$213B
$3.64M 0.97%
6,608
-40
-0.6% -$21.2K
MS icon
27
Morgan Stanley
MS
$338B
$3.54M 0.95%
41,625
-745
-2% -$63.5K
AMP icon
28
Ameriprise Financial
AMP
$46.8B
$3.34M 0.89%
10,713
– –
ABBV icon
29
AbbVie
ABBV
$454B
$3.31M 0.89%
20,488
-100
-0.5% -$15.3K
WSBC icon
30
WesBanco
WSBC
$3.85B
$3.29M 0.88%
89,087
-3,800
-4% -$146K
CVX icon
31
Chevron
CVX
$387B
$3.22M 0.86%
17,962
+100
+0.6% +$17.5K
ALB icon
32
Albemarle
ALB
$13.8B
$3.03M 0.81%
13,980
+620
+5% +$165K
CMCSA icon
33
Comcast
CMCSA
$78.3B
$3M 0.8%
85,904
-6,738
-7% -$223K
SWKS icon
34
Skyworks Solutions
SWKS
$9.1B
$2.94M 0.79%
32,225
-75
-0.2% -$6.72K
TTC icon
35
Toro Company
TTC
$8.72B
$2.88M 0.77%
25,480
– –
NKE icon
36
Nike
NKE
$60.8B
$2.79M 0.75%
+23,875
New +$2.4M
HD icon
37
Home Depot
HD
$324B
$2.71M 0.73%
8,584
-50
-0.6% -$15.2K
MU icon
38
Micron Technology
MU
$1.12T
$2.71M 0.72%
54,118
-4,102
-7% -$224K
AXP icon
39
American Express
AXP
$233B
$2.65M 0.71%
17,951
-115
-0.6% -$17K
MA icon
40
Mastercard
MA
$469B
$2.63M 0.7%
7,560
+75
+1% +$24.7K
MOS icon
41
The Mosaic Company
MOS
$7.08B
$2.59M 0.69%
59,030
-440
-0.7% -$21.8K
KO icon
42
Coca-Cola
KO
$349B
$2.55M 0.68%
40,108
– –
ORCL icon
43
Oracle
ORCL
$346B
$2.53M 0.68%
30,922
-170
-0.5% -$12.9K
PEP icon
44
PepsiCo
PEP
$184B
$2.43M 0.65%
13,449
+295
+2% +$52.6K
VZ icon
45
Verizon
VZ
$183B
$2.28M 0.61%
57,804
+5,065
+10% +$191K
FISV
46
Fiserv Inc
FISV
$26.6B
$2.17M 0.58%
21,443
-155
-0.7% -$15.4K
CSCO icon
47
Cisco
CSCO
$444B
$2.1M 0.56%
44,063
-900
-2% -$41K
FCX icon
48
Freeport-McMoran
FCX
$91.3B
$2.05M 0.55%
54,010
-340
-0.6% -$11.9K
GIS icon
49
General Mills
GIS
$19B
$2.04M 0.55%
24,385
-250
-1% -$20.4K
WDAY icon
50
Workday
WDAY
$31.6B
$2.01M 0.54%
11,990
– –
1
2
3 4 5

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Regent Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Regent Investment Management held 203 positions worth $373M, up 8.9% from $343M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Trading was light in Q4 2022: portfolio turnover was 4.9%. Regent Investment Management opened 9 new positions and exited 1, leaving the 203-position portfolio largely intact.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q4 2022 buy was Nike: 23,875 shares worth $2.79M.
  • Regent Investment Management added most to Costco in Q4 2022, an estimated $1.15M increase.
  • Regent Investment Management's biggest Q4 2022 reduction was Meta Platforms (Facebook), cutting an estimated $654K.
  • Regent Investment Management fully exited LyondellBasell Industries in Q4 2022, selling an estimated $309K.
  • Regent Investment Management's ten largest holdings make up 31% of its $373M portfolio in Q4 2022.
  • Regent Investment Management opened 9 new positions and closed 1 in Q4 2022.
  • Regent Investment Management's portfolio value rose 8.9% quarter-over-quarter to $373M.

Based on Regent Investment Management's 13F filing for Q4 2022, filed 26 Jan 2023.