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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+11.28%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$373M
AUM Growth
+$30.6M
Cap. Flow
+$2.5M
Cap. Flow %
0.67%
Top 10 Hldgs %
30.71%
Holding
203
New
9
Increased
41
Reduced
87
Closed
1

Top Buys

Rank Stock Value
1
NKE icon
Nike
NKE
+$2.4M
2
COST icon
Costco
COST
+$1.15M
3
FSLR icon
First Solar
FSLR
+$1.06M
4
CRM icon
Salesforce
CRM
+$507K
5
BAC icon
Bank of America
BAC
+$406K

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$654K
2
AAPL icon
Apple
AAPL
+$516K
3
PANW icon
Palo Alto Networks
PANW
+$514K
4
C icon
Citigroup
C
+$444K
5
PPLI
People Inc
PPLI
+$389K

Sector Composition

Rank Sector Weight
1 Healthcare 23.21%
2 Technology 20.86%
3 Financials 13.39%
4 Consumer Staples 9.62%
5 Communication Services 8.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADBE icon
101
Adobe
ADBE
$89.5B
$845K 0.23%
2,510
– –
ULTA icon
102
Ulta Beauty
ULTA
$20.4B
$838K 0.22%
1,787
– –
YUM icon
103
Yum! Brands
YUM
$41B
$833K 0.22%
6,500
– –
AMAT icon
104
Applied Materials
AMAT
$426B
$819K 0.22%
8,410
– –
MMM icon
105
3M
MMM
$89B
$793K 0.21%
7,906
– –
DEO icon
106
Diageo
DEO
$46.2B
$784K 0.21%
4,400
-16
-0.4% -$2.81K
NSC icon
107
Norfolk Southern
NSC
$78.8B
$773K 0.21%
3,135
-180
-5% -$42.6K
EXE
108
Expand Energy Corp
EXE
$21.9B
$769K 0.21%
8,145
+180
+2% +$17.8K
CI icon
109
Cigna
CI
$76.6B
$717K 0.19%
2,165
– –
VRSN icon
110
VeriSign
VRSN
$25.5B
$715K 0.19%
3,480
-125
-3% -$24K
T icon
111
AT&T
T
$165B
$710K 0.19%
38,593
-300
-0.8% -$5.37K
HPQ icon
112
HP
HPQ
$23.5B
$686K 0.18%
25,530
-950
-4% -$26.3K
PANW icon
113
Palo Alto Networks
PANW
$264B
$682K 0.18%
9,780
-6,400
-40% -$514K
KHC icon
114
Kraft Heinz
KHC
$30.4B
$672K 0.18%
16,518
-350
-2% -$13.3K
TSLA icon
115
Tesla
TSLA
$1.24T
$671K 0.18%
5,445
– –
EXPE icon
116
Expedia Group
EXPE
$31.2B
$661K 0.18%
7,550
-110
-1% -$10.4K
TSM icon
117
TSMC
TSM
$2.09T
$634K 0.17%
8,517
– –
TMUS icon
118
T-Mobile US
TMUS
$193B
$623K 0.17%
4,450
– –
MCD icon
119
McDonald's
MCD
$188B
$609K 0.16%
2,313
– –
RIO icon
120
Rio Tinto
RIO
$148B
$608K 0.16%
8,540
-200
-2% -$12.6K
AIG icon
121
American International
AIG
$41.9B
$590K 0.16%
9,323
+100
+1% +$5.82K
NNN icon
122
NNN REIT
NNN
$9.39B
$581K 0.16%
12,700
– –
CAT icon
123
Caterpillar
CAT
$409B
$575K 0.15%
2,400
– –
PSX icon
124
Phillips 66
PSX
$82.9B
$570K 0.15%
5,475
+50
+0.9% +$5.11K
ITW icon
125
Illinois Tool Works
ITW
$81.4B
$569K 0.15%
2,585
– –
3 4
5
6 7

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MAG
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MPAM
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LDFR
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SAS
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Regent Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Regent Investment Management held 203 positions worth $373M, up 8.9% from $343M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Trading was light in Q4 2022: portfolio turnover was 4.9%. Regent Investment Management opened 9 new positions and exited 1, leaving the 203-position portfolio largely intact.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q4 2022 buy was Nike: 23,875 shares worth $2.79M.
  • Regent Investment Management added most to Costco in Q4 2022, an estimated $1.15M increase.
  • Regent Investment Management's biggest Q4 2022 reduction was Meta Platforms (Facebook), cutting an estimated $654K.
  • Regent Investment Management fully exited LyondellBasell Industries in Q4 2022, selling an estimated $309K.
  • Regent Investment Management's ten largest holdings make up 31% of its $373M portfolio in Q4 2022.
  • Regent Investment Management opened 9 new positions and closed 1 in Q4 2022.
  • Regent Investment Management's portfolio value rose 8.9% quarter-over-quarter to $373M.

Based on Regent Investment Management's 13F filing for Q4 2022, filed 26 Jan 2023.