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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+11.28%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$373M
AUM Growth
+$30.6M
Cap. Flow
+$2.5M
Cap. Flow %
0.67%
Top 10 Hldgs %
30.71%
Holding
203
New
9
Increased
41
Reduced
87
Closed
1

Top Buys

Rank Stock Value
1
NKE icon
Nike
NKE
+$2.4M
2
COST icon
Costco
COST
+$1.15M
3
FSLR icon
First Solar
FSLR
+$1.06M
4
CRM icon
Salesforce
CRM
+$507K
5
BAC icon
Bank of America
BAC
+$406K

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$654K
2
AAPL icon
Apple
AAPL
+$516K
3
PANW icon
Palo Alto Networks
PANW
+$514K
4
C icon
Citigroup
C
+$444K
5
PPLI
People Inc
PPLI
+$389K

Sector Composition

Rank Sector Weight
1 Healthcare 23.21%
2 Technology 20.86%
3 Financials 13.39%
4 Consumer Staples 9.62%
5 Communication Services 8.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UL icon
76
Unilever
UL
$131B
$1.37M 0.37%
24,138
-66
-0.3% -$3.53K
AY
77
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$1.33M 0.36%
51,210
-6,860
-12% -$185K
FSLR icon
78
First Solar
FSLR
$21.8B
$1.32M 0.35%
8,830
+7,135
+421% +$1.06M
TECK icon
79
Teck Resources
TECK
$29.5B
$1.31M 0.35%
34,652
-1,160
-3% -$40.2K
TTWO icon
80
Take-Two Interactive
TTWO
$43B
$1.3M 0.35%
12,460
-1,920
-13% -$208K
ELV icon
81
Elevance Health
ELV
$81.9B
$1.29M 0.35%
2,515
– –
USA icon
82
Liberty All-Star Equity Fund
USA
$1.75B
$1.27M 0.34%
222,500
+30,000
+16% +$179K
COP icon
83
ConocoPhillips
COP
$147B
$1.26M 0.34%
10,647
-200
-2% -$24.3K
NRG icon
84
NRG Energy
NRG
$29.8B
$1.25M 0.33%
39,150
+935
+2% +$37K
XOM icon
85
ExxonMobil
XOM
$651B
$1.24M 0.33%
11,240
– –
ON icon
86
ON Semiconductor
ON
$33.8B
$1.2M 0.32%
19,215
-2,032
-10% -$136K
BDX icon
87
Becton Dickinson
BDX
$43.1B
$1.18M 0.32%
4,629
-105
-2% -$24.8K
NEE icon
88
NextEra Energy
NEE
$187B
$1.16M 0.31%
13,917
+4,265
+44% +$345K
VWO icon
89
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1.16M 0.31%
29,731
– –
LTHM
90
DELISTED
Livent Corporation
LTHM
$1.15M 0.31%
58,025
+500
+0.9% +$13.7K
C icon
91
Citigroup
C
$222B
$1.15M 0.31%
25,341
-9,766
-28% -$444K
UPS icon
92
United Parcel Service
UPS
$97.6B
$1.1M 0.3%
6,346
+50
+0.8% +$8.65K
APLS
93
DELISTED
Apellis Pharmaceuticals
APLS
$1.1M 0.3%
21,309
– –
FDX icon
94
FedEx
FDX
$74.5B
$1.08M 0.29%
6,224
-350
-5% -$58.2K
UNP icon
95
Union Pacific
UNP
$182B
$1.04M 0.28%
5,015
-156
-3% -$32K
BRX icon
96
Brixmor Property Group
BRX
$9.95B
$1.01M 0.27%
44,480
+100
+0.2% +$2.14K
COR icon
97
Cencora
COR
$60.3B
$1.01M 0.27%
6,080
-100
-2% -$15.8K
CB icon
98
Chubb
CB
$140B
$974K 0.26%
4,415
-111
-2% -$23.1K
XIFR
99
XPLR Infrastructure LP
XIFR
$1.18B
$960K 0.26%
13,700
-60
-0.4% -$4.49K
TRV icon
100
Travelers Companies
TRV
$80.8B
$874K 0.23%
4,660
-61
-1% -$11K
2 3
4
5 6

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MPAM
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Regent Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Regent Investment Management held 203 positions worth $373M, up 8.9% from $343M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Trading was light in Q4 2022: portfolio turnover was 4.9%. Regent Investment Management opened 9 new positions and exited 1, leaving the 203-position portfolio largely intact.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q4 2022 buy was Nike: 23,875 shares worth $2.79M.
  • Regent Investment Management added most to Costco in Q4 2022, an estimated $1.15M increase.
  • Regent Investment Management's biggest Q4 2022 reduction was Meta Platforms (Facebook), cutting an estimated $654K.
  • Regent Investment Management fully exited LyondellBasell Industries in Q4 2022, selling an estimated $309K.
  • Regent Investment Management's ten largest holdings make up 31% of its $373M portfolio in Q4 2022.
  • Regent Investment Management opened 9 new positions and closed 1 in Q4 2022.
  • Regent Investment Management's portfolio value rose 8.9% quarter-over-quarter to $373M.

Based on Regent Investment Management's 13F filing for Q4 2022, filed 26 Jan 2023.