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NorthRock Partners Portfolio holdings
AUM
$6.2B
1-Year Est. Return
15.8%
This Fund
S&P 500
This Quarter
Est. Return
-3.62%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.11B
AUM Growth
-$223M
(-17%)
Cap. Flow
-$166M
Cap. Flow
% of AUM
-14.89%
Top 10 Holdings %
Top 10 Hldgs %
62.05%
Holding
384
New
47
Increased
128
Reduced
153
Closed
47
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest Fund of Buffer ETFs
BUFR
|
+$7.27M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$2.65M |
| 3 |
iShares MBS ETF
MBB
|
+$2.21M |
| 4 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$2.05M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$1.96M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.7M |
| 2 |
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
|
+$22.1M |
| 3 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$16.5M |
| 4 |
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
|
+$12.8M |
| 5 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$11.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 10.44% |
| 2 | Technology | 10.03% |
| 3 | Financials | 4.04% |
| 4 | Healthcare | 3.85% |
| 5 | Consumer Discretionary | 2.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Northrop Grumman
NOC
$76B
| $401K | 0.04% |
+896
| New | +$370K |
|
202
Norfolk Southern
NSC
$75.4B
| $399K | 0.04% |
1,400
-22
| -2% | -$6.06K |
|
203
General Motors
GM
$80.9B
| $398K | 0.04% |
9,109
+3,300
| +57% | +$165K |
|
204
Goldman Sachs
GS
$289B
| $397K | 0.04% |
1,203
-387
| -24% | -$137K |
|
205
Prudential Financial
PRU
$42.6B
| $391K | 0.04% |
3,309
+725
| +28% | +$82.4K |
|
206
Schwab US Large-Cap Growth ETF
SCHG
$58.2B
| $389K | 0.04% |
20,820
-10,772
| -34% | -$196K |
|
207
KLA
KLAC
$222B
| $386K | 0.03% |
10,540
+600
| +6% | +$22.4K |
|
208
Schwab US Broad Market ETF
SCHB
$42.3B
| $385K | 0.03% |
+21,639
| New | +$380K |
|
209
US Bancorp
USB
$97.9B
| $381K | 0.03% |
7,164
+93
| +1% | +$5.34K |
|
210
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.3B
| $380K | 0.03% |
6,833
-1,207
| -15% | -$66.2K |
|
211
Microchip Technology
MCHP
$38.8B
| $379K | 0.03% |
5,038
-437
| -8% | -$32.9K |
|
212
iShares Core US Aggregate Bond ETF
AGG
$138B
| $372K | 0.03% |
3,469
-530
| -13% | -$58.3K |
|
213
Aon
AON
$80.6B
| $370K | 0.03% |
1,136
-1,934
| -63% | -$563K |
|
|
DFS
214
DELISTED
Discover Financial Services
DFS
| $370K | 0.03% |
3,359
-282
| -8% | -$33.1K |
|
215
Pacer US Cash Cows 100 ETF
COWZ
$19B
| $369K | 0.03% |
+7,419
| New | +$358K |
|
216
Marriott International
MAR
$100B
| $360K | 0.03% |
2,046
-31
| -1% | -$5.15K |
|
217
Roper Technologies
ROP
$40.4B
| $357K | 0.03% |
756
-21
| -3% | -$9.45K |
|
218
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
| $354K | 0.03% |
2,583
+901
| +54% | +$119K |
|
219
Applied Materials
AMAT
$347B
| $353K | 0.03% |
2,676
-1,535
| -36% | -$211K |
|
220
ServiceNow
NOW
$120B
| $353K | 0.03% |
3,170
+360
| +13% | +$40.3K |
|
221
DexCom
DXCM
$29B
| $350K | 0.03% |
2,740
+36
| +1% | +$3.94K |
|
222
General Mills
GIS
$20.2B
| $347K | 0.03% |
5,130
+1,091
| +27% | +$73.2K |
|
223
Citigroup
C
$213B
| $345K | 0.03% |
+6,470
| New | +$400K |
|
224
Intercontinental Exchange
ICE
$87.2B
| $344K | 0.03% |
2,604
+561
| +27% | +$72.5K |
|
225
American Tower
AMT
$83.5B
| $339K | 0.03% |
1,349
-122
| -8% | -$29.8K |
|
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NorthRock Partners's Q1 2022 Portfolio in Review
As of Q1 2022, NorthRock Partners held 384 positions worth $1.11B, down 17% from $1.33B the previous quarter. Its ten largest holdings account for 62% of the portfolio.
NorthRock Partners withdrew a net $166M in Q1 2022, closing 47 positions and reducing 153 holdings. Its most notable exit was iShare MSCI Eurozone ETF, an estimated $711K position sold in full.
By sector, the portfolio is most concentrated in Consumer Staples at 10% of assets, down from 11% a quarter earlier, followed by Technology and Financials.
Against the trend, NorthRock Partners opened a new position in FT Vest Fund of Buffer ETFs worth $7.38M.
- NorthRock Partners's largest Q1 2022 buy was FT Vest Fund of Buffer ETFs: 310,591 shares worth $7.38M.
- NorthRock Partners added most to iShares Core S&P 500 ETF in Q1 2022, an estimated $2.65M increase.
- NorthRock Partners's biggest Q1 2022 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $38.7M.
- NorthRock Partners fully exited iShare MSCI Eurozone ETF in Q1 2022, selling an estimated $711K.
- NorthRock Partners's ten largest holdings make up 62% of its $1.11B portfolio in Q1 2022.
- NorthRock Partners opened 47 new positions and closed 47 in Q1 2022.
- NorthRock Partners's portfolio value fell 17% quarter-over-quarter to $1.11B.
Based on NorthRock Partners's 13F filing for Q1 2022, filed 5 May 2022.