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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$2.39B
AUM Growth
+$1.43B
Cap. Flow
+$1.27B
Cap. Flow %
53.15%
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$137M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$97.7M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$80.1M
4
AAPL icon
Apple
AAPL
+$74.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$70.6M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$799K
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$738K
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$351K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$259K
5
NVO
Novo Nordisk
NVO
+$253K

Sector Composition

Rank Sector Weight
1 Technology 10.91%
2 Consumer Staples 6.84%
3 Financials 3.77%
4 Healthcare 3.74%
5 Consumer Discretionary 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDIV icon
176
State Street SPDR S&P Global Dividend ETF
WDIV
$278M
$1.11M 0.05%
+18,334
New +$1.03M
BLK icon
177
Blackrock
BLK
$167B
$1.1M 0.05%
1,358
+594
+78% +$415K
MRSH
178
Marsh
MRSH
$94.3B
$1.1M 0.05%
5,784
+2,962
+105% +$572K
ADI icon
179
Analog Devices
ADI
$172B
$1.09M 0.05%
5,505
+2,088
+61% +$373K
AON icon
180
Aon
AON
$80.6B
$1.09M 0.05%
3,755
+2,723
+264% +$872K
SUSA icon
181
iShares ESG Optimized MSCI USA ETF
SUSA
$3.95B
$1.09M 0.05%
10,870
+5,164
+91% +$482K
VEA icon
182
Vanguard FTSE Developed Markets ETF
VEA
$223B
$1.08M 0.05%
22,631
+13,692
+153% +$613K
EAGG icon
183
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.97B
$1.08M 0.05%
+22,521
New +$1.03M
MSI icon
184
Motorola Solutions
MSI
$72.1B
$1.07M 0.04%
3,420
+2,379
+229% +$720K
TIP icon
185
iShares TIPS Bond ETF
TIP
$14.5B
$1.06M 0.04%
+9,869
New +$1.03M
GHYG icon
186
iShares US & Intl High Yield Corp Bond ETF
GHYG
$193M
$1.05M 0.04%
+23,656
New +$999K
CWB icon
187
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
$1.04M 0.04%
+14,460
New +$982K
WM icon
188
Waste Management
WM
$95B
$1.04M 0.04%
5,800
+2,519
+77% +$422K
BKLN icon
189
Invesco Senior Loan ETF
BKLN
$6.96B
$1.03M 0.04%
+48,823
New +$1.02M
SLB icon
190
SLB Ltd
SLB
$72.7B
$1.03M 0.04%
19,733
+4,902
+33% +$266K
MDT icon
191
Medtronic
MDT
$112B
$1.03M 0.04%
12,446
+6,761
+119% +$515K
SUSC icon
192
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$1.02M 0.04%
+44,006
New +$973K
RSP icon
193
Invesco S&P 500 Equal Weight ETF
RSP
$97.3B
$1.02M 0.04%
6,461
+3,427
+113% +$498K
VWOB icon
194
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.14B
$1.02M 0.04%
+15,975
New +$963K
BAX icon
195
Baxter International
BAX
$12.8B
$1.02M 0.04%
26,067
+11,620
+80% +$411K
ETN icon
196
Eaton
ETN
$141B
$1M 0.04%
4,173
+2,256
+118% +$498K
O icon
197
Realty Income
O
$61.1B
$995K 0.04%
+17,252
New +$906K
TJX icon
198
TJX Companies
TJX
$179B
$994K 0.04%
10,597
+4,679
+79% +$420K
VONV icon
199
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$982K 0.04%
13,542
-30
-0.2% -$2.03K
TMUS icon
200
T-Mobile US
TMUS
$195B
$960K 0.04%
5,990
+3,158
+112% +$467K
6 7
8
9 10

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2023 Portfolio in Review

As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.

  • NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
  • NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
  • NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
  • NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
  • NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
  • NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.

Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.