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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+8.36%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.1B
AUM Growth
+$84.6M
Cap. Flow
+$8.1M
Cap. Flow %
0.74%
Top 10 Hldgs %
66.61%
Holding
254
New
21
Increased
77
Reduced
114
Closed
20

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.3M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.98M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$6.58M
4
TGT icon
Target
TGT
+$4.24M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.15M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.51M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$5.73M
3
MBB icon
iShares MBS ETF
MBB
+$4.59M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$2.07M
5
PM icon
Philip Morris
PM
+$1.41M

Sector Composition

Rank Sector Weight
1 Consumer Staples 13.96%
2 Technology 6.88%
3 Financials 4.09%
4 Healthcare 2.6%
5 Consumer Discretionary 1.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY icon
176
Bristol-Myers Squibb
BMY
$129B
$298K 0.03%
4,726
-1,604
-25% -$99.8K
XLRN
177
DELISTED
Acceleron Pharma
XLRN
$298K 0.03%
2,200
– –
IJH icon
178
iShares Core S&P Mid-Cap ETF
IJH
$121B
$297K 0.03%
5,700
+780
+16% +$39K
LLY icon
179
Eli Lilly
LLY
$1.08T
$295K 0.03%
1,579
+99
+7% +$19.4K
CRM icon
180
Salesforce
CRM
$154B
$291K 0.03%
1,374
-205
-13% -$45.6K
SLB icon
181
SLB Ltd
SLB
$72.7B
$282K 0.03%
10,386
-15,750
-60% -$415K
CL icon
182
Colgate-Palmolive
CL
$74.8B
$281K 0.03%
3,566
+27
+0.8% +$2.12K
CARR icon
183
Carrier Global
CARR
$49.4B
$280K 0.03%
6,630
-303
-4% -$11.8K
TXN icon
184
Texas Instruments
TXN
$248B
$277K 0.03%
1,464
+211
+17% +$36.7K
MELI icon
185
Mercado Libre
MELI
$94.5B
$268K 0.02%
182
-20
-10% -$33.9K
CI icon
186
Cigna
CI
$78.4B
$267K 0.02%
1,104
+53
+5% +$11.8K
SYY icon
187
Sysco
SYY
$40.8B
$261K 0.02%
3,317
-614
-16% -$47.6K
CPB icon
188
Campbell Soup
CPB
$6.85B
$260K 0.02%
5,173
-2,500
-33% -$119K
NCLH icon
189
Norwegian Cruise Line
NCLH
$9.53B
$260K 0.02%
9,429
-2,500
-21% -$66.5K
AMAT icon
190
Applied Materials
AMAT
$347B
$259K 0.02%
+1,939
New +$214K
XLK icon
191
State Street Technology Select Sector SPDR ETF
XLK
$109B
$255K 0.02%
3,838
+4
+0.1% +$264
STL
192
DELISTED
Sterling Bancorp
STL
$255K 0.02%
11,095
– –
IYF icon
193
iShares US Financials ETF
IYF
$4.65B
$254K 0.02%
3,398
– –
PBW icon
194
Invesco WilderHill Clean Energy ETF
PBW
$379M
$254K 0.02%
+2,577
New +$295K
ESTA icon
195
Establishment Labs
ESTA
$2.71B
$250K 0.02%
+4,000
New +$231K
CSGP icon
196
CoStar Group
CSGP
$12.2B
$247K 0.02%
3,000
– –
GAB icon
197
Gabelli Equity Trust
GAB
$1.73B
$246K 0.02%
36,828
– –
SRAX
198
DELISTED
SRAX, Inc. Class A Common Stock
SRAX
$245K 0.02%
+51,736
New +$216K
SCHD icon
199
Schwab US Dividend Equity ETF
SCHD
$104B
$240K 0.02%
+9,867
New +$224K
USB icon
200
US Bancorp
USB
$97.9B
$240K 0.02%
+4,333
New +$216K
6 7
8
9 10

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CA
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ACM
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DTC
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NorthRock Partners's Q1 2021 Portfolio in Review

As of Q1 2021, NorthRock Partners held 254 positions worth $1.1B, up 8.3% from $1.01B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

NorthRock Partners's Q1 2021 filing shows 21 new, 77 increased, 114 reduced and 20 closed positions. Its largest new stake was Mandiant, Inc. Common Stock: 35,173 shares worth $688K. The largest sale was iShares MSCI EAFE Value ETF, an estimated $8.51M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, up from 14% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q1 2021 buy was Mandiant, Inc. Common Stock: 35,173 shares worth $688K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $13.3M increase.
  • NorthRock Partners's biggest Q1 2021 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.51M.
  • NorthRock Partners fully exited iShares MBS ETF in Q1 2021, selling an estimated $4.59M.
  • NorthRock Partners's ten largest holdings make up 67% of its $1.1B portfolio in Q1 2021.
  • NorthRock Partners opened 21 new positions and closed 20 in Q1 2021.
  • NorthRock Partners's portfolio value rose 8.3% quarter-over-quarter to $1.1B.

Based on NorthRock Partners's 13F filing for Q1 2021, filed 11 May 2021.