NorthRock Partners’s SRAX, Inc. Class A Common Stock SRAX Stock Holding History

NorthRock Partners’s Portfolio SRAX Stock Details SRAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-14,236	Closed	-$77K	–	295
2021 Q2	$77K	Sell	14,236 -37,500	-72%	-$180K	0.01%	248
2021 Q1	$245K	Buy	+51,736	New	+$216K	0.02%	198

Other funds holding SRAX

IECM

Intrinsic Edge Capital Management Chicago, Illinois $603M AUM 66.97% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

JAMONY

Jacob Asset Management of New York Hermosa Beach, California $70.9M AUM 14.28% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

CCA

Cruiser Capital Advisors Stamford, Connecticut $257M AUM 65.27% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

NorthRock Partners's SRAX Position: Q3 2021 in Review

NorthRock Partners sold out of SRAX, Inc. Class A Common Stock (SRAX) in Q3 2021, closing a stake of 14,236 shares — an estimated $77K sold.

NorthRock Partners first reported a position in SRAX in Q1 2021 and held it in 2 quarters. The position peaked at $245K in Q1 2021. 32 funds tracked by Wall St. Rank hold SRAX as of Q3 2021.

NorthRock Partners reported no remaining SRAX, Inc. Class A Common Stock position as of Q3 2021 after selling out during the quarter.
NorthRock Partners sold 14,236 SRAX, Inc. Class A Common Stock shares in Q3 2021, an estimated $77K.
NorthRock Partners first reported a position in SRAX, Inc. Class A Common Stock in Q1 2021 and held it in 2 quarters.
NorthRock Partners's SRAX, Inc. Class A Common Stock position peaked at $245K in Q1 2021.
32 funds tracked by Wall St. Rank held SRAX, Inc. Class A Common Stock as of Q3 2021.

Based on NorthRock Partners's 13F filing for Q3 2021, filed 12 Nov 2021.