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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-3.62%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.11B
AUM Growth
-$223M
Cap. Flow
-$166M
Cap. Flow %
-14.89%
Top 10 Hldgs %
62.05%
Holding
384
New
47
Increased
128
Reduced
153
Closed
47

Top Buys

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$7.27M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.65M
3
MBB icon
iShares MBS ETF
MBB
+$2.21M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$2.05M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$1.96M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.7M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$22.1M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$16.5M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$12.8M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$11.7M

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.44%
2 Technology 10.03%
3 Financials 4.04%
4 Healthcare 3.85%
5 Consumer Discretionary 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPD icon
151
Enterprise Products Partners
EPD
$83.7B
$623K 0.06%
24,150
+9,345
+63% +$227K
IJS icon
152
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$619K 0.06%
6,047
-141
-2% -$14.4K
EEM icon
153
iShares MSCI Emerging Markets ETF
EEM
$27.5B
$618K 0.06%
13,695
-9,611
-41% -$454K
VBR icon
154
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.2B
$611K 0.06%
3,471
+149
+4% +$25.9K
ZTS icon
155
Zoetis
ZTS
$32.7B
$593K 0.05%
3,145
-227
-7% -$44.9K
ACN icon
156
Accenture
ACN
$106B
$577K 0.05%
1,710
+102
+6% +$34.4K
DUK icon
157
Duke Energy
DUK
$101B
$560K 0.05%
5,013
-231
-4% -$24K
NEE icon
158
NextEra Energy
NEE
$185B
$559K 0.05%
6,594
-3,585
-35% -$287K
COP icon
159
ConocoPhillips
COP
$144B
$558K 0.05%
5,580
+2,278
+69% +$210K
MS icon
160
Morgan Stanley
MS
$319B
$557K 0.05%
6,377
-325
-5% -$31.4K
IYW icon
161
iShares US Technology ETF
IYW
$22.6B
$536K 0.05%
5,204
-876
-14% -$89.4K
GE icon
162
GE Aerospace
GE
$364B
$530K 0.05%
9,290
-902
-9% -$53.8K
BRK.A icon
163
Berkshire Hathaway Class A
BRK.A
$1.1T
$529K 0.05%
1
– –
KMB icon
164
Kimberly-Clark
KMB
$37.6B
$529K 0.05%
4,292
+461
+12% +$60.8K
AMD icon
165
Advanced Micro Devices
AMD
$700B
$528K 0.05%
4,832
+969
+25% +$116K
BLK icon
166
Blackrock
BLK
$167B
$527K 0.05%
689
+172
+33% +$134K
OTTR icon
167
Otter Tail
OTTR
$3.81B
$523K 0.05%
8,372
-31
-0.4% -$1.95K
SFIX
168
Stitch Fix
SFIX
$566M
$516K 0.05%
51,262
+19,565
+62% +$270K
GD icon
169
General Dynamics
GD
$103B
$514K 0.05%
2,131
+683
+47% +$152K
MRSH
170
Marsh
MRSH
$94.3B
$513K 0.05%
3,012
+449
+18% +$70.8K
IVW icon
171
iShares S&P 500 Growth ETF
IVW
$70.5B
$511K 0.05%
6,686
+70
+1% +$5.26K
AZN icon
172
AstraZeneca
AZN
$269B
$507K 0.05%
3,818
+292
+8% +$35K
VGT icon
173
Vanguard Information Technology ETF
VGT
$133B
$489K 0.04%
9,400
+16
+0.2% +$821
MGEE icon
174
MGE Energy Inc
MGEE
$3.03B
$486K 0.04%
+6,088
New +$463K
IEMG icon
175
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$484K 0.04%
8,709
-908
-9% -$52.5K
5 6
7
8 9

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WIA
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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q1 2022 Portfolio in Review

As of Q1 2022, NorthRock Partners held 384 positions worth $1.11B, down 17% from $1.33B the previous quarter. Its ten largest holdings account for 62% of the portfolio.

NorthRock Partners withdrew a net $166M in Q1 2022, closing 47 positions and reducing 153 holdings. Its most notable exit was iShare MSCI Eurozone ETF, an estimated $711K position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 10% of assets, down from 11% a quarter earlier, followed by Technology and Financials.

Against the trend, NorthRock Partners opened a new position in FT Vest Fund of Buffer ETFs worth $7.38M.

  • NorthRock Partners's largest Q1 2022 buy was FT Vest Fund of Buffer ETFs: 310,591 shares worth $7.38M.
  • NorthRock Partners added most to iShares Core S&P 500 ETF in Q1 2022, an estimated $2.65M increase.
  • NorthRock Partners's biggest Q1 2022 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $38.7M.
  • NorthRock Partners fully exited iShare MSCI Eurozone ETF in Q1 2022, selling an estimated $711K.
  • NorthRock Partners's ten largest holdings make up 62% of its $1.11B portfolio in Q1 2022.
  • NorthRock Partners opened 47 new positions and closed 47 in Q1 2022.
  • NorthRock Partners's portfolio value fell 17% quarter-over-quarter to $1.11B.

Based on NorthRock Partners's 13F filing for Q1 2022, filed 5 May 2022.