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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+8.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$902M
AUM Growth
+$57.5M
Cap. Flow
+$18.7M
Cap. Flow %
2.08%
Top 10 Hldgs %
61.45%
Holding
239
New
27
Increased
85
Reduced
108
Closed
17

Top Buys

Rank Stock Value
1
MDLZ icon
Mondelez International
MDLZ
+$14.1M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$8.99M
3
OBDC icon
Blue Owl Capital
OBDC
+$4.89M
4
FSK icon
FS KKR Capital
FSK
+$4.62M
5
MBB icon
iShares MBS ETF
MBB
+$4.39M

Top Sells

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$9.69M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.17M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.23M
5
AAPL icon
Apple
AAPL
+$1.93M

Sector Composition

Rank Sector Weight
1 Consumer Staples 15.2%
2 Technology 7.73%
3 Financials 4.32%
4 Healthcare 2.69%
5 Consumer Discretionary 1.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
151
American Express
AXP
$224B
$332K 0.04%
3,315
-193
-6% -$19K
NTGR icon
152
NETGEAR
NTGR
$612M
$331K 0.04%
+10,729
New +$326K
SHOP icon
153
Shopify
SHOP
$168B
$324K 0.04%
3,180
+540
+20% +$53.7K
TMO icon
154
Thermo Fisher Scientific
TMO
$214B
$324K 0.04%
+734
New +$303K
IVW icon
155
iShares S&P 500 Growth ETF
IVW
$70.5B
$322K 0.04%
22,288
+15,636
+235% +$885K
MSI icon
156
Motorola Solutions
MSI
$72.1B
$321K 0.04%
2,045
-82
-4% -$12K
BRK.A icon
157
Berkshire Hathaway Class A
BRK.A
$1.1T
$320K 0.04%
1
– –
MA icon
158
Mastercard
MA
$498B
$320K 0.04%
946
+128
+16% +$41.6K
PNC icon
159
PNC Financial Services
PNC
$99.1B
$312K 0.03%
2,840
-135
-5% -$14.5K
LHX icon
160
L3Harris
LHX
$55.4B
$303K 0.03%
1,781
-1,973
-53% -$346K
TLTD icon
161
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$656M
$300K 0.03%
5,353
+18
+0.3% +$1.01K
VHT icon
162
Vanguard Health Care ETF
VHT
$18.5B
$299K 0.03%
1,463
+15
+1% +$3.04K
VXUS icon
163
Vanguard Total International Stock ETF
VXUS
$151B
$297K 0.03%
+5,690
New +$298K
ES icon
164
Eversource Energy
ES
$28.1B
$295K 0.03%
+3,529
New +$302K
SPTM icon
165
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.3B
$290K 0.03%
7,084
-195
-3% -$7.9K
FFC
166
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$767M
$289K 0.03%
13,768
+143
+1% +$3.03K
GIS icon
167
General Mills
GIS
$20.2B
$284K 0.03%
4,597
+39
+0.9% +$2.44K
WMT icon
168
Walmart Inc
WMT
$909B
$283K 0.03%
6,063
-3,255
-35% -$145K
DHR icon
169
Danaher
DHR
$138B
$282K 0.03%
1,474
+6
+0.4% +$1.07K
IHDG icon
170
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.2B
$281K 0.03%
7,689
+21
+0.3% +$756
SYK icon
171
Stryker
SYK
$135B
$280K 0.03%
1,344
+34
+3% +$6.61K
ENB icon
172
Enbridge
ENB
$120B
$278K 0.03%
9,545
+2,156
+29% +$67.8K
VV icon
173
Vanguard Morningstar Large-Cap ETF
VV
$51.2B
$277K 0.03%
1,773
+11
+0.6% +$1.7K
UNP icon
174
Union Pacific
UNP
$174B
$276K 0.03%
1,401
+47
+3% +$8.73K
IEMG icon
175
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$274K 0.03%
5,182
-2,759
-35% -$145K
5 6
7
8 9

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NorthRock Partners's Q3 2020 Portfolio in Review

As of Q3 2020, NorthRock Partners held 239 positions worth $902M, up 6.8% from $844M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

NorthRock Partners's Q3 2020 filing shows 27 new, 85 increased, 108 reduced and 17 closed positions. Its largest new stake was FS KKR Capital: 296,062 shares worth $4.7M. The largest sale was Vanguard Information Technology ETF, an estimated $9.69M.

By sector, the portfolio is most concentrated in Consumer Staples at 15% of assets, up from 13% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q3 2020 buy was FS KKR Capital: 296,062 shares worth $4.7M.
  • NorthRock Partners added most to Mondelez International in Q3 2020, an estimated $14.1M increase.
  • NorthRock Partners's biggest Q3 2020 reduction was Vanguard Information Technology ETF, cutting an estimated $9.69M.
  • NorthRock Partners fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2020, selling an estimated $536K.
  • NorthRock Partners's ten largest holdings make up 61% of its $902M portfolio in Q3 2020.
  • NorthRock Partners opened 27 new positions and closed 17 in Q3 2020.
  • NorthRock Partners's portfolio value rose 6.8% quarter-over-quarter to $902M.

Based on NorthRock Partners's 13F filing for Q3 2020, filed 12 Nov 2020.