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NorthRock Partners Portfolio holdings
AUM
$6.2B
1-Year Est. Return
15.8%
This Fund
S&P 500
This Quarter
Est. Return
+8.58%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$947M
AUM Growth
+$213M
(+29%)
Cap. Flow
+$113M
Cap. Flow
% of AUM
11.93%
Top 10 Holdings %
Top 10 Hldgs %
46.15%
Holding
297
New
90
Increased
116
Reduced
73
Closed
17
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$34.6M |
| 2 |
Mondelez International
MDLZ
|
+$32.5M |
| 3 |
iShares MSCI EAFE Value ETF
EFV
|
+$19.3M |
| 4 |
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
|
+$19.3M |
| 5 |
Apple
AAPL
|
+$15.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard High Dividend Yield ETF
VYM
|
+$25M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$16.9M |
| 3 |
HDV
iShares Core High Dividend ETF
HDV
|
+$16.1M |
| 4 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$14.2M |
| 5 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$11.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 15.63% |
| 2 | Technology | 5.84% |
| 3 | Financials | 3.37% |
| 4 | Healthcare | 2.72% |
| 5 | Communication Services | 2.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
NextEra Energy
NEE
$184B
| $508K | 0.05% |
8,392
+516
| +7% | +$30.1K |
|
152
Ross Stores
ROST
$80.8B
| $508K | 0.05% |
+4,364
| New | +$491K |
|
153
Novartis
NVS
$302B
| $505K | 0.05% |
5,333
+1,919
| +56% | +$172K |
|
154
Ecolab
ECL
$79.8B
| $493K | 0.05% |
+2,555
| New | +$485K |
|
155
PayPal
PYPL
$50.3B
| $492K | 0.05% |
+4,548
| New | +$474K |
|
156
iShares US Financials ETF
IYF
$4.65B
| $490K | 0.05% |
7,112
+2,918
| +70% | +$194K |
|
157
Broadcom
AVGO
$1.76T
| $484K | 0.05% |
15,320
-5,560
| -27% | -$169K |
|
158
National Grid
NGG
$79.3B
| $482K | 0.05% |
+8,697
| New | +$447K |
|
159
Lowe's Companies
LOW
$121B
| $474K | 0.05% |
3,958
+844
| +27% | +$96.5K |
|
160
Walmart Inc
WMT
$909B
| $461K | 0.05% |
11,637
+4,209
| +57% | +$167K |
|
161
Vanguard Mid-Cap Growth ETF
VOT
$18.9B
| $460K | 0.05% |
2,897
-228
| -7% | -$34.8K |
|
|
ANSS
162
DELISTED
Ansys
ANSS
| $456K | 0.05% |
+1,771
| New | +$419K |
|
163
iShares US Technology ETF
IYW
$22.6B
| $456K | 0.05% |
+7,840
| New | +$426K |
|
|
PDT
164
John Hancock Premium Dividend Fund
PDT
$635M
| $452K | 0.05% |
+25,125
| New | +$440K |
|
165
iShares Core Moderate Allocation ETF
AOM
$1.74B
| $438K | 0.05% |
+10,915
| New | +$432K |
|
166
iShares S&P 500 Growth ETF
IVW
$70.5B
| $438K | 0.05% |
9,048
-7,068
| -44% | -$328K |
|
|
FFC
167
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$767M
| $434K | 0.05% |
+20,009
| New | +$428K |
|
168
Oracle
ORCL
$339B
| $427K | 0.05% |
8,060
+2,975
| +59% | +$164K |
|
169
AstraZeneca
AZN
$269B
| $421K | 0.04% |
4,222
+526
| +14% | +$49.5K |
|
170
Medtronic
MDT
$112B
| $416K | 0.04% |
3,667
-1,317
| -26% | -$145K |
|
171
Vanguard Mega Cap 300 Index ETF
MGC
$9.71B
| $413K | 0.04% |
+348
| New | +$37.1K |
|
172
EPAM Systems
EPAM
$5.58B
| $406K | 0.04% |
+1,914
| New | +$377K |
|
173
Vanguard International Dividend Appreciation ETF
VIGI
$9.01B
| $391K | 0.04% |
5,426
-6,153
| -53% | -$426K |
|
174
Caterpillar
CAT
$361B
| $390K | 0.04% |
+2,641
| New | +$369K |
|
175
Fidelity National Information Services
FIS
$24.2B
| $388K | 0.04% |
2,790
+1,196
| +75% | +$160K |
|
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NorthRock Partners's Q4 2019 Portfolio in Review
As of Q4 2019, NorthRock Partners held 297 positions worth $947M, up 29% from $734M the previous quarter. Its ten largest holdings account for 46% of the portfolio.
NorthRock Partners deployed $113M of net new capital in Q4 2019, opening 90 new positions and adding to 116 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.
By sector, the portfolio is most concentrated in Consumer Staples at 16% of assets, up from 11% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was Vanguard High Dividend Yield ETF, an estimated $25M trimmed.
- NorthRock Partners's largest Q4 2019 buy was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.
- NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $34.6M increase.
- NorthRock Partners's biggest Q4 2019 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $25M.
- NorthRock Partners fully exited FS KKR Capital in Q4 2019, selling an estimated $6.75M.
- NorthRock Partners's ten largest holdings make up 46% of its $947M portfolio in Q4 2019.
- NorthRock Partners opened 90 new positions and closed 17 in Q4 2019.
- NorthRock Partners's portfolio value rose 29% quarter-over-quarter to $947M.
Based on NorthRock Partners's 13F filing for Q4 2019, filed 12 Feb 2020.