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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+1.26%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$734M
AUM Growth
+$384M
Cap. Flow
+$377M
Cap. Flow %
51.38%
Top 10 Hldgs %
42.4%
Holding
212
New
136
Increased
49
Reduced
15
Closed
5

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$27.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$26.3M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$24.6M
4
PM icon
Philip Morris
PM
+$22.4M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$20.4M

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$19.9M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13.7M
3
TGT icon
Target
TGT
+$13M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$9.54M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$8.19M

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.69%
2 Financials 4.53%
3 Technology 3.49%
4 Healthcare 2.06%
5 Communication Services 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RF icon
151
Regions Financial
RF
$26.4B
$343K 0.05%
+21,688
New +$328K
LOW icon
152
Lowe's Companies
LOW
$121B
$342K 0.05%
+3,114
New +$329K
CVS icon
153
CVS Health
CVS
$135B
$334K 0.05%
+5,295
New +$314K
DSI icon
154
iShares MSCI KLD 400 Social ETF
DSI
$5.1B
$332K 0.05%
+5,984
New +$331K
AZN icon
155
AstraZeneca
AZN
$269B
$329K 0.04%
+3,696
New +$320K
NOC icon
156
Northrop Grumman
NOC
$76B
$325K 0.04%
+866
New +$307K
RTN
157
DELISTED
Raytheon Company
RTN
$324K 0.04%
1,650
+49
+3% +$9.08K
DIAL icon
158
Columbia Diversified Fixed Income Allocation ETF
DIAL
$386M
$320K 0.04%
15,400
– –
META icon
159
Meta Platforms (Facebook)
META
$1.49T
$320K 0.04%
+1,799
New +$342K
VBR icon
160
Vanguard Small-Cap Value ETF
VBR
$37.2B
$317K 0.04%
2,464
+277
+13% +$35.5K
SPTM icon
161
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.3B
$313K 0.04%
8,521
+1
+0% +$37
BRK.A icon
162
Berkshire Hathaway Class A
BRK.A
$1.1T
$312K 0.04%
1
– –
CELG
163
DELISTED
Celgene Corp
CELG
$311K 0.04%
3,135
-5,300
-63% -$504K
XEL icon
164
Xcel Energy
XEL
$49.2B
$310K 0.04%
4,747
-230
-5% -$14.3K
GE icon
165
GE Aerospace
GE
$364B
$307K 0.04%
+6,892
New +$324K
COST icon
166
Costco
COST
$432B
$304K 0.04%
+1,055
New +$297K
CL icon
167
Colgate-Palmolive
CL
$74.8B
$301K 0.04%
+4,101
New +$298K
BAC icon
168
Bank of America
BAC
$429B
$299K 0.04%
+10,234
New +$294K
NVS icon
169
Novartis
NVS
$302B
$297K 0.04%
+3,414
New +$307K
VT icon
170
Vanguard Total World Stock ETF
VT
$75.3B
$296K 0.04%
+3,957
New +$296K
WMT icon
171
Walmart Inc
WMT
$909B
$294K 0.04%
+7,428
New +$280K
WEC icon
172
WEC Energy
WEC
$36.3B
$292K 0.04%
+3,069
New +$277K
BABA icon
173
Alibaba
BABA
$276B
$289K 0.04%
+1,729
New +$297K
EFA icon
174
iShares MSCI EAFE ETF
EFA
$76.4B
$287K 0.04%
+4,400
New +$284K
EEM icon
175
iShares MSCI Emerging Markets ETF
EEM
$27.5B
$283K 0.04%
6,919
+947
+16% +$39.1K
5 6
7
8 9

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WIA
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LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
DTC
Deep Track Capital Greenwich, Connecticut $6.12B AUM 144% 1-Year Est. Return

NorthRock Partners's Q3 2019 Portfolio in Review

As of Q3 2019, NorthRock Partners held 212 positions worth $734M, up 110% from $350M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

NorthRock Partners deployed $377M of net new capital in Q3 2019, opening 136 new positions and adding to 49 existing holdings. Its largest new stake was iShares Core S&P 500 ETF: 91,448 shares worth $27.3M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, up from 7% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $19.9M trimmed.

  • NorthRock Partners's largest Q3 2019 buy was iShares Core S&P 500 ETF: 91,448 shares worth $27.3M.
  • NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2019, an estimated $19.8M increase.
  • NorthRock Partners's biggest Q3 2019 reduction was iShares Russell 1000 Value ETF, cutting an estimated $19.9M.
  • NorthRock Partners fully exited Neurotrope, Inc. Common in Q3 2019, selling an estimated $834K.
  • NorthRock Partners's ten largest holdings make up 42% of its $734M portfolio in Q3 2019.
  • NorthRock Partners opened 136 new positions and closed 5 in Q3 2019.
  • NorthRock Partners's portfolio value rose 110% quarter-over-quarter to $734M.

Based on NorthRock Partners's 13F filing for Q3 2019, filed 12 Nov 2019.