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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$2.39B
AUM Growth
+$1.43B
Cap. Flow
+$1.27B
Cap. Flow %
53.15%
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$137M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$97.7M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$80.1M
4
AAPL icon
Apple
AAPL
+$74.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$70.6M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$799K
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$738K
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$351K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$259K
5
NVO
Novo Nordisk
NVO
+$253K

Sector Composition

Rank Sector Weight
1 Technology 10.91%
2 Consumer Staples 6.84%
3 Financials 3.77%
4 Healthcare 3.74%
5 Consumer Discretionary 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
101
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
$2.55M 0.11%
18,689
+16,950
+975% +$2.2M
CENTA icon
102
Central Garden & Pet Co Class A
CENTA
$2.43B
$2.46M 0.1%
+69,845
New +$2.24M
ANGL icon
103
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$2.45M 0.1%
+85,105
New +$2.35M
EEM icon
104
iShares MSCI Emerging Markets ETF
EEM
$27.5B
$2.4M 0.1%
59,572
+51,656
+653% +$1.99M
SPSM icon
105
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$2.39M 0.1%
56,647
+21,609
+62% +$814K
IBM icon
106
IBM
IBM
$213B
$2.38M 0.1%
14,547
+8,805
+153% +$1.33M
AAPL icon
107
PUT
Apple
AAPL
$4.97T
$2.37M 0.1%
12,300
– –
HON icon
108
Honeywell
HON
$76.4B
$2.33M 0.1%
11,812
+1,530
+15% +$276K
NULG icon
109
Nuveen ESG Large-Cap Growth ETF
NULG
$2.6B
$2.31M 0.1%
+33,279
New +$2.12M
ABNB icon
110
Airbnb
ABNB
$90.8B
$2.18M 0.09%
+15,991
New +$2.06M
MDY icon
111
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$2.17M 0.09%
4,260
+1,526
+56% +$709K
RTX icon
112
RTX Corp
RTX
$290B
$2.12M 0.09%
25,172
+14,105
+127% +$1.12M
IYY icon
113
iShares Dow Jones US ETF
IYY
$2.89B
$2.02M 0.08%
17,338
+6,733
+63% +$732K
VZ icon
114
Verizon
VZ
$197B
$2.02M 0.08%
53,486
+22,634
+73% +$801K
CMCSA icon
115
Comcast
CMCSA
$87.3B
$2.01M 0.08%
45,901
+23,056
+101% +$988K
UPS icon
116
United Parcel Service
UPS
$88.9B
$1.97M 0.08%
12,533
+1,766
+16% +$267K
TMO icon
117
Thermo Fisher Scientific
TMO
$214B
$1.95M 0.08%
3,673
+928
+34% +$449K
UNP icon
118
Union Pacific
UNP
$174B
$1.9M 0.08%
7,755
+3,446
+80% +$758K
SCHF icon
119
Schwab International Equity ETF
SCHF
$64.9B
$1.9M 0.08%
102,978
+21,744
+27% +$377K
ACN icon
120
Accenture
ACN
$106B
$1.9M 0.08%
5,404
+1,639
+44% +$528K
IJH icon
121
iShares Core S&P Mid-Cap ETF
IJH
$121B
$1.89M 0.08%
41,185
+34,100
+481% +$1.73M
BMO icon
122
Bank of Montreal
BMO
$123B
$1.89M 0.08%
19,117
+2,432
+15% +$203K
USB icon
123
US Bancorp
USB
$97.9B
$1.87M 0.08%
42,644
+21,334
+100% +$780K
AMAT icon
124
Applied Materials
AMAT
$347B
$1.83M 0.08%
11,299
+7,153
+173% +$1.05M
DSI icon
125
iShares MSCI KLD 400 Social ETF
DSI
$5.1B
$1.81M 0.08%
+19,856
New +$1.68M
3 4
5
6 7

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WIA
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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2023 Portfolio in Review

As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.

  • NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
  • NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
  • NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
  • NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
  • NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
  • NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.

Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.