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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+7.07%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$913M
AUM Growth
-$26.3M
Cap. Flow
-$84.5M
Cap. Flow %
-9.26%
Top 10 Hldgs %
60.05%
Holding
356
New
29
Increased
67
Reduced
200
Closed
43

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$32.5M
2
TGT icon
Target
TGT
+$4.1M
3
KHC icon
Kraft Heinz
KHC
+$3.18M
4
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$1.08M
5
PGR icon
Progressive
PGR
+$954K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20M
2
AAPL icon
Apple
AAPL
+$17.8M
3
MDLZ icon
Mondelez International
MDLZ
+$13.9M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$7.77M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$7.21M

Sector Composition

Rank Sector Weight
1 Technology 10.66%
2 Consumer Staples 8.44%
3 Financials 4.12%
4 Healthcare 3.57%
5 Industrials 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMD icon
101
Advanced Micro Devices
AMD
$776B
$803K 0.09%
7,048
-781
-10% -$81.2K
VMBS icon
102
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$773K 0.08%
16,814
-406
-2% -$18.8K
IBM icon
103
IBM
IBM
$211B
$770K 0.08%
5,757
-641
-10% -$82.7K
DFAC icon
104
Dimensional US Core Equity 2 ETF
DFAC
$47.9B
$757K 0.08%
27,866
– –
AXP icon
105
American Express
AXP
$227B
$750K 0.08%
4,306
-571
-12% -$92.1K
DE icon
106
Deere & Co
DE
$160B
$739K 0.08%
1,824
-383
-17% -$146K
DHR icon
107
Danaher
DHR
$137B
$738K 0.08%
3,471
-251
-7% -$53.1K
NEE icon
108
NextEra Energy
NEE
$181B
$693K 0.08%
9,342
-1,001
-10% -$75.8K
SPGI icon
109
S&P Global
SPGI
$121B
$653K 0.07%
1,630
-239
-13% -$87.3K
SCHX icon
110
Schwab US Large- Cap ETF
SCHX
$71.8B
$653K 0.07%
37,431
-378
-1% -$6.24K
MMM icon
111
3M
MMM
$90.9B
$652K 0.07%
7,787
-2,111
-21% -$179K
BMY icon
112
Bristol-Myers Squibb
BMY
$133B
$632K 0.07%
9,882
+664
+7% +$44.5K
COP icon
113
ConocoPhillips
COP
$147B
$627K 0.07%
6,047
+103
+2% +$10.6K
AMAT icon
114
Applied Materials
AMAT
$403B
$625K 0.07%
4,324
-551
-11% -$69K
LMT icon
115
Lockheed Martin
LMT
$134B
$623K 0.07%
1,354
-240
-15% -$111K
KLAC icon
116
KLA
KLAC
$239B
$620K 0.07%
12,780
+2,260
+21% +$94.4K
UNP icon
117
Union Pacific
UNP
$174B
$618K 0.07%
3,022
+232
+8% +$46.1K
ZTS icon
118
Zoetis
ZTS
$32.4B
$618K 0.07%
3,586
-57
-2% -$9.86K
SO icon
119
Southern Company
SO
$109B
$602K 0.07%
8,574
-849
-9% -$60.9K
VOE icon
120
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
$602K 0.07%
4,350
+8
+0.2% +$1.07K
GE icon
121
GE Aerospace
GE
$374B
$595K 0.07%
6,782
-994
-13% -$80.5K
DVY icon
122
iShares Select Dividend ETF
DVY
$23.5B
$585K 0.06%
5,161
-607
-11% -$69.1K
CTAS icon
123
Cintas
CTAS
$81.9B
$578K 0.06%
4,652
-172
-4% -$20.2K
ROP icon
124
Roper Technologies
ROP
$38.8B
$578K 0.06%
1,202
– –
QUAL icon
125
iShares MSCI USA Quality Factor ETF
QUAL
$46.4B
$574K 0.06%
4,254
-2,109
-33% -$268K
3 4
5
6 7

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q2 2023 Portfolio in Review

As of Q2 2023, NorthRock Partners held 356 positions worth $913M, down 2.8% from $939M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

NorthRock Partners withdrew a net $84.5M in Q2 2023, closing 43 positions and reducing 200 holdings. Its most notable exit was Stitch Fix, an estimated $1.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, NorthRock Partners opened a new position in iShares 0-3 Month Treasury Bond ETF worth $32.6M.

  • NorthRock Partners's largest Q2 2023 buy was iShares 0-3 Month Treasury Bond ETF: 324,120 shares worth $32.6M.
  • NorthRock Partners added most to Target in Q2 2023, an estimated $4.1M increase.
  • NorthRock Partners's biggest Q2 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $20M.
  • NorthRock Partners fully exited Stitch Fix in Q2 2023, selling an estimated $1.32M.
  • NorthRock Partners's ten largest holdings make up 60% of its $913M portfolio in Q2 2023.
  • NorthRock Partners opened 29 new positions and closed 43 in Q2 2023.
  • NorthRock Partners's portfolio value fell 2.8% quarter-over-quarter to $913M.

Based on NorthRock Partners's 13F filing for Q2 2023, filed 2 Aug 2023.