We are live on ! Find out more
NP

NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+8.36%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.1B
AUM Growth
+$84.6M
Cap. Flow
+$8.1M
Cap. Flow %
0.74%
Top 10 Hldgs %
66.61%
Holding
254
New
21
Increased
77
Reduced
114
Closed
20

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.3M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.98M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$6.58M
4
TGT icon
Target
TGT
+$4.24M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.15M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.51M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$5.73M
3
MBB icon
iShares MBS ETF
MBB
+$4.59M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$2.07M
5
PM icon
Philip Morris
PM
+$1.41M

Sector Composition

Rank Sector Weight
1 Consumer Staples 13.96%
2 Technology 6.88%
3 Financials 4.09%
4 Healthcare 2.6%
5 Consumer Discretionary 1.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWR icon
101
iShares Russell Mid-Cap ETF
IWR
$55.9B
$699K 0.06%
9,461
-947
-9% -$68.5K
IWM icon
102
iShares Russell 2000 ETF
IWM
$79.1B
$690K 0.06%
3,121
-270
-8% -$59K
MNDT
103
DELISTED
Mandiant, Inc. Common Stock
MNDT
$688K 0.06%
+35,173
New +$735K
IHI icon
104
iShares US Medical Devices ETF
IHI
$3.17B
$662K 0.06%
12,024
-720
-6% -$39.9K
IYW icon
105
iShares US Technology ETF
IYW
$22.6B
$656K 0.06%
7,484
– –
ALL icon
106
Allstate
ALL
$70.6B
$651K 0.06%
5,669
-163
-3% -$18K
BABA icon
107
Alibaba
BABA
$276B
$635K 0.06%
2,801
+306
+12% +$75.2K
IEMG icon
108
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$626K 0.06%
9,734
+67
+0.7% +$4.41K
CAT icon
109
Caterpillar
CAT
$361B
$619K 0.06%
2,671
-499
-16% -$103K
VNQ icon
110
Vanguard Real Estate ETF
VNQ
$39.9B
$611K 0.06%
6,656
-2,033
-23% -$179K
META icon
111
Meta Platforms (Facebook)
META
$1.49T
$605K 0.06%
2,054
-35
-2% -$9.42K
VOE icon
112
Vanguard Mid-Cap Value ETF
VOE
$23.9B
$586K 0.05%
4,347
+20
+0.5% +$2.56K
TMO icon
113
Thermo Fisher Scientific
TMO
$214B
$581K 0.05%
1,273
+42
+3% +$20K
GPK icon
114
Graphic Packaging
GPK
$3.35B
$576K 0.05%
31,731
-9
-0% -$154
VWO icon
115
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$550K 0.05%
10,568
-1,208
-10% -$64.3K
GS icon
116
Goldman Sachs
GS
$289B
$523K 0.05%
1,599
-125
-7% -$38.9K
COST icon
117
Costco
COST
$432B
$518K 0.05%
1,469
-530
-27% -$184K
FCX icon
118
Freeport-McMoran
FCX
$86.2B
$505K 0.05%
15,326
– –
IBB icon
119
iShares Biotechnology ETF
IBB
$9.45B
$505K 0.05%
3,357
+157
+5% +$24.9K
QCOM icon
120
Qualcomm
QCOM
$164B
$503K 0.05%
3,791
+580
+18% +$83.7K
VGT icon
121
Vanguard Information Technology ETF
VGT
$133B
$499K 0.05%
11,128
-4,544
-29% -$204K
EFA icon
122
iShares MSCI EAFE ETF
EFA
$76.4B
$492K 0.04%
6,481
-154
-2% -$11.6K
TFC icon
123
Truist Financial
TFC
$63.9B
$490K 0.04%
8,395
+1,636
+24% +$89.7K
V icon
124
Visa
V
$701B
$488K 0.04%
2,306
+173
+8% +$36.4K
CMCSA icon
125
Comcast
CMCSA
$87.3B
$480K 0.04%
8,875
+286
+3% +$15.1K
3 4
5
6 7

Similar funds

WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
DTC
Deep Track Capital Greenwich, Connecticut $6.12B AUM 144% 1-Year Est. Return

NorthRock Partners's Q1 2021 Portfolio in Review

As of Q1 2021, NorthRock Partners held 254 positions worth $1.1B, up 8.3% from $1.01B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

NorthRock Partners's Q1 2021 filing shows 21 new, 77 increased, 114 reduced and 20 closed positions. Its largest new stake was Mandiant, Inc. Common Stock: 35,173 shares worth $688K. The largest sale was iShares MSCI EAFE Value ETF, an estimated $8.51M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, up from 14% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q1 2021 buy was Mandiant, Inc. Common Stock: 35,173 shares worth $688K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $13.3M increase.
  • NorthRock Partners's biggest Q1 2021 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.51M.
  • NorthRock Partners fully exited iShares MBS ETF in Q1 2021, selling an estimated $4.59M.
  • NorthRock Partners's ten largest holdings make up 67% of its $1.1B portfolio in Q1 2021.
  • NorthRock Partners opened 21 new positions and closed 20 in Q1 2021.
  • NorthRock Partners's portfolio value rose 8.3% quarter-over-quarter to $1.1B.

Based on NorthRock Partners's 13F filing for Q1 2021, filed 11 May 2021.