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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+15%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.01B
AUM Growth
+$113M
Cap. Flow
-$20.2M
Cap. Flow %
-1.99%
Top 10 Hldgs %
63.39%
Holding
257
New
35
Increased
48
Reduced
132
Closed
24

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$9.5M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$3.65M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$3.59M
4
PTPI
Petros Pharmaceuticals
PTPI
+$1.45M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.31M

Top Sells

Rank Stock Value
1
AMP icon
Ameriprise Financial
AMP
+$5.28M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$4.62M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.3M
4
AAPL icon
Apple
AAPL
+$2.41M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$2.22M

Sector Composition

Rank Sector Weight
1 Consumer Staples 13.74%
2 Technology 7.39%
3 Financials 3.8%
4 Healthcare 2.64%
5 Consumer Discretionary 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CENTA icon
101
Central Garden & Pet Co Class A
CENTA
$2.43B
$727K 0.07%
25,000
– –
IWR icon
102
iShares Russell Mid-Cap ETF
IWR
$55.9B
$713K 0.07%
10,408
-1,449
-12% -$92.3K
IHI icon
103
iShares US Medical Devices ETF
IHI
$3.17B
$695K 0.07%
12,744
-444
-3% -$23.2K
IJS icon
104
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$694K 0.07%
8,534
-7,382
-46% -$536K
VGT icon
105
Vanguard Information Technology ETF
VGT
$133B
$693K 0.07%
15,672
+8,888
+131% +$366K
WRAP icon
106
Wrap Technologies
WRAP
$90.9M
$673K 0.07%
139,292
+47,058
+51% +$273K
IWM icon
107
iShares Russell 2000 ETF
IWM
$79.1B
$665K 0.07%
3,391
-732
-18% -$128K
XOM icon
108
ExxonMobil
XOM
$650B
$662K 0.07%
16,071
-8,220
-34% -$308K
ALL icon
109
Allstate
ALL
$70.6B
$641K 0.06%
5,832
-852
-13% -$83.7K
PYPL icon
110
PayPal
PYPL
$49.9B
$641K 0.06%
2,735
+20
+0.7% +$4.14K
IYW icon
111
iShares US Technology ETF
IYW
$22.6B
$637K 0.06%
7,484
– –
WBA
112
DELISTED
Walgreens Boots Alliance
WBA
$621K 0.06%
15,562
+4,503
+41% +$174K
IEMG icon
113
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$600K 0.06%
9,667
+4,485
+87% +$259K
LOW icon
114
Lowe's Companies
LOW
$121B
$590K 0.06%
3,678
-55
-1% -$8.93K
VWO icon
115
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$590K 0.06%
11,776
-1,747
-13% -$82.1K
BABA icon
116
Alibaba
BABA
$276B
$581K 0.06%
2,495
-95
-4% -$26.4K
SCHX icon
117
Schwab US Large- Cap ETF
SCHX
$70.3B
$580K 0.06%
38,274
+108
+0.3% +$1.54K
CAT icon
118
Caterpillar
CAT
$361B
$577K 0.06%
3,170
-521
-14% -$88.4K
TMO icon
119
Thermo Fisher Scientific
TMO
$214B
$573K 0.06%
1,231
+497
+68% +$233K
META icon
120
Meta Platforms (Facebook)
META
$1.49T
$571K 0.06%
2,089
-1,319
-39% -$362K
SLB icon
121
SLB Ltd
SLB
$72.7B
$571K 0.06%
26,136
-398
-1% -$7.51K
GPK icon
122
Graphic Packaging
GPK
$3.35B
$538K 0.05%
31,740
-28
-0.1% -$424
AZN icon
123
AstraZeneca
AZN
$269B
$530K 0.05%
5,303
-4,564
-46% -$483K
VOE icon
124
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.9B
$515K 0.05%
4,327
-300
-6% -$33.6K
VOT icon
125
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.9B
$515K 0.05%
2,430
+52
+2% +$10.2K
3 4
5
6 7

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WIA
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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2020 Portfolio in Review

As of Q4 2020, NorthRock Partners held 257 positions worth $1.01B, up 13% from $902M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

NorthRock Partners's Q4 2020 filing shows 35 new, 48 increased, 132 reduced and 24 closed positions. Its largest new stake was Petros Pharmaceuticals: 1,540 shares worth $1.69M. The largest sale was Ameriprise Financial, an estimated $5.28M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, down from 15% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q4 2020 buy was Petros Pharmaceuticals: 1,540 shares worth $1.69M.
  • NorthRock Partners added most to JPMorgan Ultra-Short Income ETF in Q4 2020, an estimated $9.5M increase.
  • NorthRock Partners's biggest Q4 2020 reduction was Ameriprise Financial, cutting an estimated $5.28M.
  • NorthRock Partners fully exited Pinterest in Q4 2020, selling an estimated $459K.
  • NorthRock Partners's ten largest holdings make up 63% of its $1.01B portfolio in Q4 2020.
  • NorthRock Partners opened 35 new positions and closed 24 in Q4 2020.
  • NorthRock Partners's portfolio value rose 13% quarter-over-quarter to $1.01B.

Based on NorthRock Partners's 13F filing for Q4 2020, filed 8 Feb 2021.