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NorthRock Partners Portfolio holdings
AUM
$6.2B
1-Year Est. Return
15.8%
This Fund
S&P 500
This Quarter
Est. Return
+1.26%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$734M
AUM Growth
+$384M
(+110%)
Cap. Flow
+$377M
Cap. Flow
% of AUM
51.38%
Top 10 Holdings %
Top 10 Hldgs %
42.4%
Holding
212
New
136
Increased
49
Reduced
15
Closed
5
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$27.2M |
| 2 |
HDV
iShares Core High Dividend ETF
HDV
|
+$26.3M |
| 3 |
Vanguard High Dividend Yield ETF
VYM
|
+$24.6M |
| 4 |
Philip Morris
PM
|
+$22.4M |
| 5 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$20.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$19.9M |
| 2 |
iShares Russell 1000 Growth ETF
IWF
|
+$13.7M |
| 3 |
Target
TGT
|
+$13M |
| 4 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$9.54M |
| 5 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$8.19M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 10.69% |
| 2 | Financials | 4.53% |
| 3 | Technology | 3.49% |
| 4 | Healthcare | 2.06% |
| 5 | Communication Services | 1.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Alphabet (Google) Class C
GOOG
$4.11T
| $702K | 0.1% |
11,520
+7,020
| +156% | +$415K |
|
102
Fidelity National Financial
FNF
$14.4B
| $676K | 0.09% |
+15,822
| New | +$658K |
|
103
TotalEnergies
TTE
$193B
| $652K | 0.09% |
+12,392
| New | +$643K |
|
104
Magna International
MGA
$18.8B
| $649K | 0.09% |
+12,168
| New | +$606K |
|
105
PNC Financial Services
PNC
$99.1B
| $648K | 0.09% |
+4,623
| New | +$627K |
|
106
iShares Russell 2000 ETF
IWM
$79.1B
| $647K | 0.09% |
4,276
+2,538
| +146% | +$388K |
|
107
Merck
MRK
$322B
| $636K | 0.09% |
7,867
+4,122
| +110% | +$330K |
|
108
Citizens Financial Group
CFG
$30.1B
| $634K | 0.09% |
+17,911
| New | +$625K |
|
109
iShares US Healthcare ETF
IYH
$3.44B
| $623K | 0.08% |
+16,490
| New | +$635K |
|
110
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
| $620K | 0.08% |
1,751
| – | – |
|
111
Lockheed Martin
LMT
$131B
| $617K | 0.08% |
1,582
+618
| +64% | +$232K |
|
112
AES
AES
$10.6B
| $611K | 0.08% |
+37,398
| New | +$602K |
|
113
Eaton
ETN
$141B
| $593K | 0.08% |
+7,132
| New | +$578K |
|
|
CEM
114
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
| $593K | 0.08% |
10,426
-880
| -8% | -$51.2K |
|
115
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $592K | 0.08% |
+7,298
| New | +$590K |
|
116
Allstate
ALL
$70.6B
| $591K | 0.08% |
+5,436
| New | +$567K |
|
117
Kimberly-Clark
KMB
$37.6B
| $588K | 0.08% |
+4,125
| New | +$567K |
|
118
Enbridge
ENB
$120B
| $585K | 0.08% |
+16,681
| New | +$577K |
|
119
Broadcom
AVGO
$1.76T
| $576K | 0.08% |
+20,880
| New | +$594K |
|
120
Cummins
CMI
$83.6B
| $576K | 0.08% |
+3,540
| New | +$566K |
|
121
Otter Tail
OTTR
$3.81B
| $561K | 0.08% |
10,441
-1
| -0% | -$52 |
|
122
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
| $553K | 0.08% |
+11,281
| New | +$559K |
|
123
Nike
NKE
$64.1B
| $545K | 0.07% |
+5,798
| New | +$497K |
|
124
Medtronic
MDT
$112B
| $544K | 0.07% |
+4,984
| New | +$520K |
|
125
CenterPoint Energy
CNP
$28.3B
| $541K | 0.07% |
+17,942
| New | +$517K |
|
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NorthRock Partners's Q3 2019 Portfolio in Review
As of Q3 2019, NorthRock Partners held 212 positions worth $734M, up 110% from $350M the previous quarter. Its ten largest holdings account for 42% of the portfolio.
NorthRock Partners deployed $377M of net new capital in Q3 2019, opening 136 new positions and adding to 49 existing holdings. Its largest new stake was iShares Core S&P 500 ETF: 91,448 shares worth $27.3M.
By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, up from 7% a quarter earlier, followed by Financials and Technology.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $19.9M trimmed.
- NorthRock Partners's largest Q3 2019 buy was iShares Core S&P 500 ETF: 91,448 shares worth $27.3M.
- NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2019, an estimated $19.8M increase.
- NorthRock Partners's biggest Q3 2019 reduction was iShares Russell 1000 Value ETF, cutting an estimated $19.9M.
- NorthRock Partners fully exited Neurotrope, Inc. Common in Q3 2019, selling an estimated $834K.
- NorthRock Partners's ten largest holdings make up 42% of its $734M portfolio in Q3 2019.
- NorthRock Partners opened 136 new positions and closed 5 in Q3 2019.
- NorthRock Partners's portfolio value rose 110% quarter-over-quarter to $734M.
Based on NorthRock Partners's 13F filing for Q3 2019, filed 12 Nov 2019.