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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-14.76%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$335M
AUM Growth
-$11.6M
Cap. Flow
+$45M
Cap. Flow %
13.41%
Top 10 Hldgs %
77.79%
Holding
103
New
38
Increased
42
Reduced
12
Closed
4

Top Buys

Rank Stock Value
1
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$7.52M
2
FSK icon
FS KKR Capital
FSK
+$6.96M
3
MBB icon
iShares MBS ETF
MBB
+$4.76M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.18M
5
MSFT icon
Microsoft
MSFT
+$3.34M

Top Sells

Rank Stock Value
1
CCT
Corporate Capital Trust, Inc.
CCT
+$7.72M
2
BA icon
Boeing
BA
+$1.04M
3
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
+$1.04M
4
WEB
Web.com Group, Inc.
WEB
+$561K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$452K

Sector Composition

Rank Sector Weight
1 Financials 4.27%
2 Healthcare 3.34%
3 Technology 2.42%
4 Consumer Staples 2.35%
5 Industrials 1.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMT icon
101
Lockheed Martin
LMT
$131B
– –
-703
Closed -$244K
CCT
102
DELISTED
Corporate Capital Trust, Inc.
CCT
– –
-478,313
Closed -$7.72M
WEB
103
DELISTED
Web.com Group, Inc.
WEB
– –
-20,125
Closed -$561K
1 2 3 4
5

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2018 Portfolio in Review

As of Q4 2018, NorthRock Partners held 103 positions worth $335M, down 3.4% from $347M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

NorthRock Partners deployed $45M of net new capital in Q4 2018, opening 38 new positions and adding to 42 existing holdings. Its largest new stake was iShares MSCI EAFE Growth ETF: 103,235 shares worth $7.13M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 3% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Boeing, an estimated $1.04M trimmed.

  • NorthRock Partners's largest Q4 2018 buy was iShares MSCI EAFE Growth ETF: 103,235 shares worth $7.13M.
  • NorthRock Partners added most to Microsoft in Q4 2018, an estimated $3.34M increase.
  • NorthRock Partners's biggest Q4 2018 reduction was Boeing, cutting an estimated $1.04M.
  • NorthRock Partners fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $7.72M.
  • NorthRock Partners's ten largest holdings make up 78% of its $335M portfolio in Q4 2018.
  • NorthRock Partners opened 38 new positions and closed 4 in Q4 2018.
  • NorthRock Partners's portfolio value fell 3.4% quarter-over-quarter to $335M.

Based on NorthRock Partners's 13F filing for Q4 2018, filed 13 Feb 2019.