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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$2.39B
AUM Growth
+$1.43B
Cap. Flow
+$1.27B
Cap. Flow %
53.15%
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$137M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$97.7M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$80.1M
4
AAPL icon
Apple
AAPL
+$74.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$70.6M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$799K
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$738K
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$351K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$259K
5
NVO
Novo Nordisk
NVO
+$253K

Sector Composition

Rank Sector Weight
1 Technology 10.91%
2 Consumer Staples 6.84%
3 Financials 3.77%
4 Healthcare 3.74%
5 Consumer Discretionary 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
76
Mastercard
MA
$498B
$4M 0.17%
9,375
+2,934
+46% +$1.18M
AMD icon
77
Advanced Micro Devices
AMD
$700B
$3.69M 0.15%
25,016
+15,277
+157% +$1.8M
ADBE icon
78
Adobe
ADBE
$105B
$3.44M 0.14%
5,767
+3,275
+131% +$1.89M
HWKN icon
79
Hawkins
HWKN
$2.9B
$3.23M 0.14%
45,830
+21,652
+90% +$1.35M
PGR icon
80
Progressive
PGR
$128B
$3.23M 0.14%
20,252
+5,303
+35% +$830K
WMT icon
81
Walmart Inc
WMT
$909B
$3.17M 0.13%
89,391
+53,652
+150% +$2.84M
ITW icon
82
Illinois Tool Works
ITW
$84.1B
$3.16M 0.13%
11,992
+2,473
+26% +$593K
AXP icon
83
American Express
AXP
$224B
$3.15M 0.13%
16,835
+12,068
+253% +$1.94M
VXF icon
84
Vanguard Extended Market ETF
VXF
$30B
$3.06M 0.13%
18,613
+7,755
+71% +$1.14M
ORCL icon
85
Oracle
ORCL
$339B
$3.02M 0.13%
28,636
+15,776
+123% +$1.72M
AMGN icon
86
Amgen
AMGN
$209B
$3M 0.13%
10,420
+6,556
+170% +$1.79M
IJT icon
87
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
$2.96M 0.12%
23,675
+8,988
+61% +$1.01M
SCHM icon
88
Schwab US Mid-Cap ETF
SCHM
$14.2B
$2.91M 0.12%
115,947
+19,290
+20% +$442K
SHY icon
89
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$2.84M 0.12%
34,667
+13,472
+64% +$1.1M
DIS icon
90
Walt Disney
DIS
$171B
$2.82M 0.12%
31,094
+15,776
+103% +$1.39M
SBUX icon
91
Starbucks
SBUX
$119B
$2.77M 0.12%
28,863
+13,958
+94% +$1.36M
CSCO icon
92
Cisco
CSCO
$443B
$2.77M 0.12%
54,801
+27,054
+98% +$1.38M
VYM icon
93
Vanguard High Dividend Yield ETF
VYM
$80.8B
$2.76M 0.12%
24,734
+21,937
+784% +$2.31M
BAC icon
94
Bank of America
BAC
$429B
$2.75M 0.12%
81,714
+26,042
+47% +$758K
CAT icon
95
Caterpillar
CAT
$361B
$2.74M 0.11%
9,259
+4,081
+79% +$1.06M
VUG icon
96
Vanguard Growth ETF
VUG
$212B
$2.73M 0.11%
52,650
+18,066
+52% +$872K
KO icon
97
Coca-Cola
KO
$383B
$2.63M 0.11%
44,621
+16,065
+56% +$913K
MSFT icon
98
CALL
Microsoft
MSFT
$2.9T
$2.59M 0.11%
+6,900
New +$2.46M
WFC icon
99
Wells Fargo
WFC
$254B
$2.56M 0.11%
52,067
+20,867
+67% +$900K
INTC icon
100
Intel
INTC
$413B
$2.56M 0.11%
50,877
+18,570
+57% +$754K
2 3
4
5 6

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2023 Portfolio in Review

As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.

  • NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
  • NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
  • NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
  • NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
  • NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
  • NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.

Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.