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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-4.02%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$959M
AUM Growth
+$45.5M
Cap. Flow
+$89.5M
Cap. Flow %
9.34%
Top 10 Hldgs %
57.34%
Holding
374
New
61
Increased
210
Reduced
70
Closed
20

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$22.4M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$7.2M
3
MSFT icon
Microsoft
MSFT
+$2.9M
4
AAPL icon
Apple
AAPL
+$2.75M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$2.29M

Top Sells

Rank Stock Value
1
SYY icon
Sysco
SYY
+$1.37M
2
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$638K
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$563K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$513K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$447K

Sector Composition

Rank Sector Weight
1 Technology 10.46%
2 Consumer Staples 7.87%
3 Financials 4.6%
4 Healthcare 3.76%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHF icon
76
Schwab International Equity ETF
SCHF
$64.9B
$1.38M 0.14%
+81,234
New +$1.44M
ORCL icon
77
Oracle
ORCL
$339B
$1.36M 0.14%
12,860
+3,119
+32% +$361K
SBUX icon
78
Starbucks
SBUX
$119B
$1.36M 0.14%
14,905
+5,094
+52% +$500K
WEC icon
79
WEC Energy
WEC
$36.3B
$1.3M 0.14%
16,158
+7,034
+77% +$611K
SDY icon
80
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$1.3M 0.14%
11,300
+21
+0.2% +$2.56K
SPSM icon
81
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$1.29M 0.13%
35,038
+6,043
+21% +$235K
WFC icon
82
Wells Fargo
WFC
$254B
$1.27M 0.13%
31,200
+16
+0.1% +$691
ADBE icon
83
Adobe
ADBE
$105B
$1.27M 0.13%
2,492
+238
+11% +$125K
MDY icon
84
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$1.25M 0.13%
2,734
– –
DIS icon
85
Walt Disney
DIS
$171B
$1.24M 0.13%
15,318
+2,891
+23% +$247K
SYK icon
86
Stryker
SYK
$135B
$1.18M 0.12%
4,327
+225
+5% +$64.5K
ACN icon
87
Accenture
ACN
$106B
$1.16M 0.12%
3,765
+775
+26% +$244K
INTC icon
88
Intel
INTC
$413B
$1.15M 0.12%
32,307
-246
-0.8% -$8.57K
SCHA icon
89
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$1.14M 0.12%
+55,256
New +$1.21M
XEL icon
90
Xcel Energy
XEL
$49.2B
$1.14M 0.12%
19,923
+4,735
+31% +$285K
IEI icon
91
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$1.11M 0.12%
+9,838
New +$1.12M
IYY icon
92
iShares Dow Jones US ETF
IYY
$2.89B
$1.11M 0.12%
10,605
+43
+0.4% +$4.68K
PFE icon
93
Pfizer
PFE
$143B
$1.1M 0.12%
33,259
+3,281
+11% +$116K
TSN icon
94
Tyson Foods
TSN
$21.5B
$1.07M 0.11%
21,136
+1,293
+7% +$68.9K
AMGN icon
95
Amgen
AMGN
$209B
$1.04M 0.11%
3,864
+1,864
+93% +$465K
CMCSA icon
96
Comcast
CMCSA
$87.3B
$1.01M 0.11%
22,845
+1,833
+9% +$81.8K
IVV icon
97
iShares Core S&P 500 ETF
IVV
$858B
$1.01M 0.11%
2,344
+95
+4% +$42.5K
AMD icon
98
Advanced Micro Devices
AMD
$700B
$1M 0.1%
9,739
+2,691
+38% +$292K
VZ icon
99
Verizon
VZ
$197B
$1,000K 0.1%
30,852
-2,943
-9% -$99.4K
EMXC icon
100
iShares MSCI Emerging Markets ex China ETF
EMXC
$22.1B
$956K 0.1%
+19,176
New +$995K
2 3
4
5 6

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WIA
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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q3 2023 Portfolio in Review

As of Q3 2023, NorthRock Partners held 374 positions worth $959M, up 5% from $913M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

NorthRock Partners deployed $89.5M of net new capital in Q3 2023, opening 61 new positions and adding to 210 existing holdings. Its largest new stake was Schwab US Mid-Cap ETF: 96,657 shares worth $2.18M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $638K trimmed.

  • NorthRock Partners's largest Q3 2023 buy was Schwab US Mid-Cap ETF: 96,657 shares worth $2.18M.
  • NorthRock Partners added most to iShares 0-3 Month Treasury Bond ETF in Q3 2023, an estimated $22.4M increase.
  • NorthRock Partners's biggest Q3 2023 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $638K.
  • NorthRock Partners fully exited Sysco in Q3 2023, selling an estimated $1.37M.
  • NorthRock Partners's ten largest holdings make up 57% of its $959M portfolio in Q3 2023.
  • NorthRock Partners opened 61 new positions and closed 20 in Q3 2023.
  • NorthRock Partners's portfolio value rose 5% quarter-over-quarter to $959M.

Based on NorthRock Partners's 13F filing for Q3 2023, filed 24 Oct 2023.