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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+8.75%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$902M
AUM Growth
+$57.5M
Cap. Flow
+$18.7M
Cap. Flow %
2.08%
Top 10 Hldgs %
61.45%
Holding
239
New
27
Increased
85
Reduced
108
Closed
17

Top Buys

Rank Stock Value
1
MDLZ icon
Mondelez International
MDLZ
+$14.1M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$8.99M
3
OBDC icon
Blue Owl Capital
OBDC
+$4.89M
4
FSK icon
FS KKR Capital
FSK
+$4.62M
5
MBB icon
iShares MBS ETF
MBB
+$4.39M

Top Sells

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$9.69M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.17M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.23M
5
AAPL icon
Apple
AAPL
+$1.93M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.78%
2 Consumer Staples 15.2%
3 Technology 7.73%
4 Financials 4.58%
5 Healthcare 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEF icon
76
Sprott Physical Gold and Silver Trust
CEF
$7.56B
$1.01M 0.11%
55,205
-2
-0% -$38
DVY icon
77
iShares Select Dividend ETF
DVY
$23.1B
$1M 0.11%
12,301
+36
+0.3% +$3K
VYM icon
78
Vanguard High Dividend Yield ETF
VYM
$81.1B
$990K 0.11%
12,111
+11,378
+1,552% +$932K
PFE icon
79
Pfizer
PFE
$157B
$989K 0.11%
28,400
+6,869
+32% +$241K
NVDA icon
80
NVIDIA
NVDA
$5.17T
$978K 0.11%
72,240
-64,120
-47% -$746K
HD icon
81
Home Depot
HD
$302B
$907K 0.1%
3,266
-139
-4% -$37.7K
META icon
82
Meta Platforms (Facebook)
META
$1.72T
$893K 0.1%
3,408
-1,141
-25% -$294K
CSCO icon
83
Cisco
CSCO
$425B
$886K 0.1%
22,484
-265
-1% -$11.6K
IYH icon
84
iShares US Healthcare ETF
IYH
$3.65B
$874K 0.1%
19,235
-10
-0.1% -$453
GOOG icon
85
Alphabet (Google) Class C
GOOG
$4.15T
$869K 0.1%
11,820
-580
-5% -$44.2K
ATI icon
86
ATI
ATI
$25.8B
$868K 0.1%
99,496
-13
-0% -$120
BAC icon
87
Bank of America
BAC
$405B
$859K 0.1%
35,670
-1,341
-4% -$33.4K
XOM icon
88
ExxonMobil
XOM
$672B
$834K 0.09%
24,291
-41,742
-63% -$1.71M
SUSA icon
89
iShares ESG Optimized MSCI USA ETF
SUSA
$3.99B
$802K 0.09%
10,906
+6
+0.1% +$433
VONV icon
90
Vanguard Russell 1000 Value ETF
VONV
$21.8B
$792K 0.09%
15,258
+44
+0.3% +$2.29K
VNQ icon
91
Vanguard Real Estate ETF
VNQ
$36.9B
$763K 0.08%
9,665
+1,413
+17% +$113K
BABA icon
92
Alibaba
BABA
$267B
$762K 0.08%
2,590
-308
-11% -$81.1K
COST icon
93
Costco
COST
$396B
$753K 0.08%
2,120
+151
+8% +$50.7K
AON icon
94
Aon
AON
$63.8B
$743K 0.08%
3,602
-469
-12% -$93.7K
NKE icon
95
Nike
NKE
$53.1B
$742K 0.08%
5,911
-86
-1% -$9.23K
IJR icon
96
iShares Core S&P Small-Cap ETF
IJR
$106B
$725K 0.08%
10,328
-6,497
-39% -$466K
CENTA icon
97
Central Garden & Pet Co Class A
CENTA
$2.19B
$723K 0.08%
25,000
-8
-0% -$230
IEFA icon
98
iShares Core MSCI EAFE ETF
IEFA
$192B
$681K 0.08%
11,302
-3,201
-22% -$193K
IWR icon
99
iShares Russell Mid-Cap ETF
IWR
$55B
$680K 0.08%
11,857
-9,188
-44% -$523K
IHI icon
100
iShares US Medical Devices ETF
IHI
$3.27B
$659K 0.07%
13,188
-3,762
-22% -$182K
2 3
4
5 6

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DTC
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NPT
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RCWMU
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EWM
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CA
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CI
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JSSH
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NorthRock Partners's Q3 2020 Portfolio in Review

As of Q3 2020, NorthRock Partners held 239 positions worth $902M, up 6.8% from $844M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

NorthRock Partners's Q3 2020 filing shows 27 new, 85 increased, 108 reduced and 17 closed positions. Its largest new stake was FS KKR Capital: 296,062 shares worth $4.7M. The largest sale was Vanguard Information Technology ETF, an estimated $9.69M.

By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, down from 68% a quarter earlier, followed by Consumer Staples and Technology.

  • NorthRock Partners's largest Q3 2020 buy was FS KKR Capital: 296,062 shares worth $4.7M.
  • NorthRock Partners added most to Mondelez International in Q3 2020, an estimated $14.1M increase.
  • NorthRock Partners's biggest Q3 2020 reduction was Vanguard Information Technology ETF, cutting an estimated $9.69M.
  • NorthRock Partners fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2020, selling an estimated $536K.
  • NorthRock Partners's ten largest holdings make up 61% of its $902M portfolio in Q3 2020.
  • NorthRock Partners opened 27 new positions and closed 17 in Q3 2020.
  • NorthRock Partners's portfolio value rose 6.8% quarter-over-quarter to $902M.

Based on NorthRock Partners's 13F filing for Q3 2020, filed 12 Nov 2020.