NP

NorthRock Partners Portfolio holdings

AUM $5.53B
1-Year Est. Return 14.33%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+14.33%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.84B
AUM Growth
+$860M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
949
New
Increased
Reduced
Closed

Top Buys

1
+$387M
2
+$37.7M
3
+$35.2M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.2M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$14.9M

Top Sells

1
+$4.81M
2
+$3.11M
3
+$2.47M
4
IGEB icon
iShares Investment Grade Systematic Bond ETF
IGEB
+$1.23M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.15M

Sector Composition

1 Technology 10.61%
2 Financials 4.89%
3 Consumer Staples 4.21%
4 Industrials 3.02%
5 Consumer Discretionary 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCZ icon
926
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
– –
-1,591
SONY icon
927
Sony
SONY
$133B
– –
-13,074
SPMD icon
928
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$15.9B
– –
-4,120
SPMO icon
929
Invesco S&P 500 Momentum ETF
SPMO
$13.6B
– –
-791
SPSB icon
930
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$8.57B
– –
-1,569
SPTL icon
931
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
– –
-705
SPTS icon
932
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.09B
– –
-3,110
STIP icon
933
iShares 0-5 Year TIPS Bond ETF
STIP
$12.8B
– –
-1
STOT icon
934
State Street DoubleLine Short Duration Total Return Tactical ETF
STOT
$340M
– –
-35
STWD icon
935
Starwood Property Trust
STWD
$6.74B
– –
-15,167
STZ icon
936
Constellation Brands
STZ
$27.4B
– –
-3,407
SUB icon
937
iShares Short-Term National Muni Bond ETF
SUB
$10.7B
– –
-2,210
SUSC icon
938
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.33B
– –
-2,165
TAN icon
939
Invesco Solar ETF
TAN
$1.29B
– –
-339
TFI icon
940
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.02B
– –
-42
TLH icon
941
iShares 10-20 Year Treasury Bond ETF
TLH
$12.5B
– –
-345
TLT icon
942
iShares 20+ Year Treasury Bond ETF
TLT
$45.6B
– –
-1,395
VCLT icon
943
Vanguard Long-Term Corporate Bond ETF
VCLT
$7.64B
– –
-120
VCR icon
944
Vanguard Consumer Discretionary ETF
VCR
$6.45B
– –
-20
VCSH icon
945
Vanguard Short-Term Corporate Bond ETF
VCSH
$40.2B
– –
-247
VDC icon
946
Vanguard Consumer Staples ETF
VDC
$7.67B
– –
-244
VDE icon
947
Vanguard Energy ETF
VDE
$7.86B
– –
-954
VFC icon
948
VF Corp
VFC
$7.47B
– –
-13,541
VGIT icon
949
Vanguard Intermediate-Term Treasury ETF
VGIT
$36.4B
– –
-594
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