NP

NorthRock Partners Portfolio holdings

AUM $5.53B
1-Year Est. Return 14.33%
This Quarter Est. Return
1 Year Est. Return
+14.33%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.84B
AUM Growth
+$860M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
949
New
Increased
Reduced
Closed

Top Buys

1
+$387M
2
+$37.7M
3
+$35.2M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.2M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$14.9M

Top Sells

1
+$4.81M
2
+$3.11M
3
+$2.47M
4
IGEB icon
iShares Investment Grade Systematic Bond ETF
IGEB
+$1.23M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.15M

Sector Composition

1 Technology 10.61%
2 Financials 4.89%
3 Consumer Staples 4.21%
4 Industrials 3.02%
5 Consumer Discretionary 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBUS icon
851
JPMorgan BetaBuilders US Equity ETF
BBUS
$5.6B
– –
-2,040
BF.B icon
852
Brown-Forman Class B
BF.B
$13.2B
– –
-10,953
BILS icon
853
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.86B
– –
-530
BIV icon
854
Vanguard Intermediate-Term Bond ETF
BIV
$25.1B
– –
-66
BKLN icon
855
Invesco Senior Loan ETF
BKLN
$6.77B
– –
-2,942
BLOK icon
856
Amplify Blockchain Technology ETF
BLOK
$1.29B
– –
-10
BSV icon
857
Vanguard Short-Term Bond ETF
BSV
$38.8B
– –
-471
CDC icon
858
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$736M
– –
-2,023
CERT icon
859
Certara
CERT
$1.33B
– –
-10,202
CFO icon
860
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$414M
– –
-2,434
CGW icon
861
Invesco S&P Global Water Index ETF
CGW
$1.01B
– –
-2,155
COWS icon
862
Amplify Cash Flow Dividend Leaders ETF
COWS
$26.9M
– –
-351
CRL icon
863
Charles River Laboratories
CRL
$8.26B
– –
-1,830
CUT icon
864
Invesco MSCI Global Timber ETF
CUT
$41M
– –
-375
DES icon
865
WisdomTree US SmallCap Dividend Fund
DES
$1.83B
– –
-3,550
DFAT icon
866
Dimensional US Targeted Value ETF
DFAT
$11.3B
– –
-3,603
DFAU icon
867
Dimensional US Core Equity Market ETF
DFAU
$9.43B
– –
-954
DFIC icon
868
Dimensional International Core Equity 2 ETF
DFIC
$10.7B
– –
-4,663
DFIV icon
869
Dimensional International Value ETF
DFIV
$14.2B
– –
-258
DFS
870
DELISTED
Discover Financial Services
DFS
– –
-6,077
DGRS icon
871
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$353M
– –
-37
DHS icon
872
WisdomTree US High Dividend Fund
DHS
$1.3B
– –
-209
DIVO icon
873
Amplify CWP Enhanced Dividend Income ETF
DIVO
$5.27B
– –
-300
DLS icon
874
WisdomTree International SmallCap Dividend Fund
DLS
$1.01B
– –
-151
DMXF icon
875
iShares ESG Advanced MSCI EAFE ETF
DMXF
$710M
– –
-1,513
33 34
35
36 37