NP

NorthRock Partners Portfolio holdings

AUM $5.53B
1-Year Est. Return 14.33%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+14.33%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.84B
AUM Growth
+$860M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
949
New
Increased
Reduced
Closed

Top Buys

1
+$387M
2
+$37.7M
3
+$35.2M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.2M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$14.9M

Top Sells

1
+$4.81M
2
+$3.11M
3
+$2.47M
4
IGEB icon
iShares Investment Grade Systematic Bond ETF
IGEB
+$1.23M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.15M

Sector Composition

1 Technology 10.61%
2 Financials 4.89%
3 Consumer Staples 4.21%
4 Industrials 3.02%
5 Consumer Discretionary 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRIV icon
851
Global X Autonomous & Electric Vehicles ETF
DRIV
$376M
– –
-88
DTD icon
852
WisdomTree US Total Dividend Fund
DTD
$1.5B
– –
-670
DUHP icon
853
Dimensional US High Profitability ETF
DUHP
$10.7B
– –
-45
DWX icon
854
SPDR S&P International Dividend ETF
DWX
$497M
– –
-41
DXJ icon
855
WisdomTree Japan Hedged Equity Fund
DXJ
$5.76B
– –
-45
EAGG icon
856
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.56B
– –
-1,508
EBND icon
857
SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.31B
– –
-265
EEMV icon
858
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.79B
– –
-2,964
EFAV icon
859
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.33B
– –
-309
ELD icon
860
WisdomTree Emerging Markets Local Debt Fund
ELD
$94.3M
– –
-28
EMB icon
861
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$16.6B
– –
-452
EPOL icon
862
iShares MSCI Poland ETF
EPOL
$568M
– –
-35
EPS icon
863
WisdomTree US LargeCap Fund
EPS
$1.41B
– –
-2,584
ESGU icon
864
iShares ESG Aware MSCI USA ETF
ESGU
$16B
– –
-150
ETHO icon
865
Amplify Etho Climate Leadership US ETF
ETHO
$162M
– –
-1,640
EWD icon
866
iShares MSCI Sweden ETF
EWD
$329M
– –
-60
EWI icon
867
iShares MSCI Italy ETF
EWI
$720M
– –
-600
EWJ icon
868
iShares MSCI Japan ETF
EWJ
$17B
– –
-64
EWU icon
869
iShares MSCI United Kingdom ETF
EWU
$2.99B
– –
-3,800
EWW icon
870
iShares MSCI Mexico ETF
EWW
$2.19B
– –
-74
EWZ icon
871
iShares MSCI Brazil ETF
EWZ
$8.68B
– –
-217
EXPD icon
872
Expeditors International
EXPD
$21.5B
– –
-1,757
FEZ icon
873
SPDR Euro Stoxx 50 ETF
FEZ
$5.39B
– –
-3,389
FJUN icon
874
FT Vest US Equity Buffer ETF June
FJUN
$1.08B
– –
-1,400
FLOT icon
875
iShares Floating Rate Bond ETF
FLOT
$9.02B
– –
-521
33 34
35
36 37