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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+6.37%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$3.04B
AUM Growth
+$382M
Cap. Flow
+$216M
Cap. Flow %
7.12%
Top 10 Hldgs %
53.64%
Holding
882
New
72
Increased
359
Reduced
261
Closed
49

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$162M
2
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$22.2M
3
NVDA icon
NVIDIA
NVDA
+$12.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.23M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.1M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.34M
2
TGT icon
Target
TGT
+$5.92M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.96M
4
IWB icon
iShares Russell 1000 ETF
IWB
+$2.45M
5
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 12.68%
2 Consumer Staples 5.46%
3 Financials 4.01%
4 Healthcare 3.79%
5 Consumer Discretionary 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDHQ icon
851
Invesco S&P International Developed Quality ETF
IDHQ
$917M
– –
-33
Closed -$1K
IGIB icon
852
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
– –
-909
Closed -$46.6K
IHE icon
853
iShares US Pharmaceuticals ETF
IHE
$1.49B
– –
-90
Closed -$5.97K
LVS icon
854
Las Vegas Sands
LVS
$32.2B
– –
-4,713
Closed -$209K
NTAP icon
855
NetApp
NTAP
$33.9B
– –
-1,559
Closed -$201K
NTGR icon
856
NETGEAR
NTGR
$612M
– –
-31,444
Closed -$481K
NVO
857
Novo Nordisk
NVO
$228B
– –
-2,241
Closed -$320K
PCY icon
858
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
– –
-100
Closed -$2K
PDN icon
859
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$347M
– –
-523
Closed -$16.9K
PFM icon
860
Invesco Dividend Achievers ETF
PFM
$789M
– –
-181
Closed -$7.72K
PGX icon
861
Invesco Preferred ETF
PGX
$3.79B
– –
-5,458
Closed -$63K
PXH icon
862
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.89B
– –
-817
Closed -$16.5K
RAVI icon
863
FlexShares Ultra-Short Income Fund
RAVI
$1.48B
– –
-10,040
Closed -$758K
SMMD icon
864
iShares Russell 2500 ETF
SMMD
$3.53B
– –
-417
Closed -$26.1K
SMOT icon
865
VanEck Morningstar SMID Moat ETF
SMOT
$338M
– –
-200
Closed -$6.39K
SNOW icon
866
Snowflake
SNOW
$98.1B
– –
-1,638
Closed -$221K
SOFI icon
867
SoFi Technologies
SOFI
$19.6B
– –
-11,258
Closed -$74.4K
SPTL icon
868
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
– –
-52
Closed -$1.42K
SUB icon
869
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
– –
-342
Closed -$35.8K
TDTT icon
870
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.54B
– –
-21,263
Closed -$502K
TLT icon
871
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
– –
-300
Closed -$27.5K
TTEC icon
872
TTEC Holdings
TTEC
$124M
– –
-12,733
Closed -$74.9K
UDOW icon
873
ProShares UltraPro Dow 30
UDOW
$801M
– –
-200
Closed -$7.89K
V icon
874
CALL
Visa
V
$701B
– –
-100
Closed -$26.2K
VPL icon
875
Vanguard FTSE Pacific ETF
VPL
$7.77B
– –
-763
Closed -$56.6K
32 33 34
35
36

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q3 2024 Portfolio in Review

As of Q3 2024, NorthRock Partners held 882 positions worth $3.04B, up 14% from $2.66B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

NorthRock Partners deployed $216M of net new capital in Q3 2024, opening 72 new positions and adding to 359 existing holdings. Its largest new stake was SentinelOne: 218,500 shares worth $5.23M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $6.34M trimmed.

  • NorthRock Partners's largest Q3 2024 buy was SentinelOne: 218,500 shares worth $5.23M.
  • NorthRock Partners added most to Vanguard Short-Term Treasury ETF in Q3 2024, an estimated $162M increase.
  • NorthRock Partners's biggest Q3 2024 reduction was Vanguard S&P 500 ETF, cutting an estimated $6.34M.
  • NorthRock Partners fully exited Solventum in Q3 2024, selling an estimated $1.8M.
  • NorthRock Partners's ten largest holdings make up 54% of its $3.04B portfolio in Q3 2024.
  • NorthRock Partners opened 72 new positions and closed 49 in Q3 2024.
  • NorthRock Partners's portfolio value rose 14% quarter-over-quarter to $3.04B.

Based on NorthRock Partners's 13F filing for Q3 2024, filed 30 Oct 2024.