NP

NorthRock Partners Portfolio holdings

AUM $5.53B
1-Year Est. Return 14.33%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+14.33%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
+$379M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
871
New
Increased
Reduced
Closed

Top Buys

1
+$163M
2
+$22.2M
3
+$13.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.45M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.3M

Top Sells

1
+$6.61M
2
+$6.19M
3
+$3.07M
4
IWB icon
iShares Russell 1000 ETF
IWB
+$2.54M
5
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$2.01M

Sector Composition

1 Technology 12.7%
2 Consumer Staples 5.47%
3 Financials 4.02%
4 Healthcare 3.79%
5 Consumer Discretionary 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
851
– –
-691
852
– –
-6,088
853
– –
-16
854
– –
-3,105
855
– –
-1,129
856
– –
-2,155
857
– –
-228
858
– –
-24
859
– –
-1,320
860
– –
-33
861
– –
-909
862
– –
-90
863
– –
-4,713
864
– –
-31,444
865
– –
-2,241
866
– –
-100
867
– –
-523
868
– –
-181
869
– –
-5,458
870
– –
-817
871
– –
-10,040
31 32 33 34
35