NP

NorthRock Partners Portfolio holdings

AUM $5.53B
1-Year Est. Return 14.33%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+14.33%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.84B
AUM Growth
+$860M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
949
New
Increased
Reduced
Closed

Top Buys

1
+$387M
2
+$37.7M
3
+$35.2M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.2M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$14.9M

Top Sells

1
+$4.81M
2
+$3.11M
3
+$2.47M
4
IGEB icon
iShares Investment Grade Systematic Bond ETF
IGEB
+$1.23M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.15M

Sector Composition

1 Technology 10.61%
2 Financials 4.89%
3 Consumer Staples 4.21%
4 Industrials 3.02%
5 Consumer Discretionary 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVUV icon
826
Avantis US Small Cap Value ETF
AVUV
$22B
– –
-405
BBAX icon
827
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.22B
– –
-162
BBCA icon
828
JPMorgan BetaBuilders Canada ETF
BBCA
$9.95B
– –
-160
BBH icon
829
VanEck Biotech ETF
BBH
$394M
– –
-756
BBHY icon
830
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$712M
– –
-395
BBIN icon
831
JPMorgan BetaBuilders International Equity ETF
BBIN
$6.33B
– –
-805
BBJP icon
832
JPMorgan BetaBuilders Japan ETF
BBJP
$14.8B
– –
-205
BBMC icon
833
JPMorgan BetaBuilders US Mid Cap Equity ETF
BBMC
$1.9B
– –
-63
BBUS icon
834
JPMorgan BetaBuilders US Equity ETF
BBUS
$6.93B
– –
-2,040
BF.B icon
835
Brown-Forman Class B
BF.B
$12.2B
– –
-10,953
BILS icon
836
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.89B
– –
-530
BIV icon
837
Vanguard Intermediate-Term Bond ETF
BIV
$27.1B
– –
-66
BKLN icon
838
Invesco Senior Loan ETF
BKLN
$7.78B
– –
-2,942
BLOK icon
839
Amplify Blockchain Technology ETF
BLOK
$1.29B
– –
-10
BSV icon
840
Vanguard Short-Term Bond ETF
BSV
$42.5B
– –
-471
CDC icon
841
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$732M
– –
-2,023
CERT icon
842
Certara
CERT
$1.48B
– –
-10,202
CFO icon
843
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$412M
– –
-2,434
CGW icon
844
Invesco S&P Global Water Index ETF
CGW
$1.03B
– –
-2,155
COWS icon
845
Amplify Cash Flow Dividend Leaders ETF
COWS
$30M
– –
-351
CRL icon
846
Charles River Laboratories
CRL
$10.4B
– –
-1,830
CUT icon
847
Invesco MSCI Global Timber ETF
CUT
$38.2M
– –
-375
DES icon
848
WisdomTree US SmallCap Dividend Fund
DES
$1.94B
– –
-3,550
DFAT icon
849
Dimensional US Targeted Value ETF
DFAT
$12.8B
– –
-3,603
DFAU icon
850
Dimensional US Core Equity Market ETF
DFAU
$10.6B
– –
-954
32 33
34
35 36