NP

NorthRock Partners Portfolio holdings

AUM $5.92B
1-Year Est. Return 14.26%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+14.26%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.84B
AUM Growth
+$860M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
949
New
Increased
Reduced
Closed

Top Buys

1
+$387M
2
+$38.8M
3
+$35M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$15.9M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$14.3M

Top Sells

1
+$3.59M
2
+$2.88M
3
+$2.32M
4
IGEB icon
iShares Investment Grade Systematic Bond ETF
IGEB
+$1.2M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.06M

Sector Composition

1 Technology 10.61%
2 Financials 4.89%
3 Consumer Staples 4.21%
4 Industrials 3.02%
5 Consumer Discretionary 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
826
– –
-3,350
827
– –
-1,782
828
– –
-108
829
– –
-500
830
– –
-169
831
– –
-3,013
832
– –
-1,027
833
– –
-48
834
– –
-1,182
835
– –
-318
836
– –
-405
837
– –
-162
838
– –
-3,389
839
– –
-3,000
840
– –
-827
841
– –
-88
842
– –
-10,254
843
– –
-4,200
844
– –
-33
845
– –
-1,316
846
– –
-66
847
– –
-180
848
– –
-182
849
– –
-379
850
– –
-8
32 33
34
35 36