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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+1.64%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$3.07B
AUM Growth
+$28.5M
Cap. Flow
+$11M
Cap. Flow %
0.36%
Top 10 Hldgs %
53.5%
Holding
881
New
48
Increased
251
Reduced
377
Closed
106

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$223M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$47.7M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$12.3M
5
CAG icon
Conagra Brands
CAG
+$4.46M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$213M
2
NVDA icon
NVIDIA
NVDA
+$10.7M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.21M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.57M
5
ATI icon
ATI
ATI
+$4.42M

Sector Composition

Rank Sector Weight
1 Miscellaneous 64.97%
2 Technology 12.52%
3 Consumer Staples 4.93%
4 Financials 4.04%
5 Consumer Discretionary 3.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITEQ icon
826
Amplify BlueStar Israel Technology ETF
ITEQ
$107M
– –
-191
Closed -$9.14K
IXC icon
827
iShares Global Energy ETF
IXC
$2.91B
– –
-2
Closed -$81
IXN icon
828
iShares Global Tech ETF
IXN
$9.22B
– –
-36
Closed -$2.97K
IYR icon
829
iShares US Real Estate ETF
IYR
$4.24B
– –
-184
Closed -$18.7K
IYT icon
830
iShares US Transportation ETF
IYT
$2.06B
– –
-237
Closed -$16.3K
JPXN
831
iShares JPX-Nikkei 400 ETF
JPXN
$140M
– –
-142
Closed -$10.9K
KMX icon
832
CarMax
KMX
$8.34B
– –
-3,161
Closed -$245K
LIT icon
833
Global X Lithium & Battery Tech ETF
LIT
$1.47B
– –
-40
Closed -$1.74K
LYB icon
834
LyondellBasell Industries
LYB
$21B
– –
-3,215
Closed -$308K
MJ icon
835
Amplify Alternative Harvest ETF
MJ
$110M
– –
-144
Closed -$5.73K
MLPX icon
836
Global X MLP & Energy Infrastructure ETF
MLPX
$3.57B
– –
-595
Closed -$32.4K
MRNA icon
837
Moderna
MRNA
$58.1B
– –
-3,195
Closed -$214K
NLR icon
838
VanEck Uranium + Nuclear Energy ETF
NLR
$3.75B
– –
-20
Closed -$1.67K
NVDL icon
839
GraniteShares ETF Trust GraniteShares 2x Long NVDA Daily ETF
NVDL
$3.48B
– –
-14,850
Closed -$288K
NVS icon
840
Novartis
NVS
$264B
– –
-2,185
Closed -$251K
OMC icon
841
Omnicom Group
OMC
$21.8B
– –
-1,923
Closed -$200K
PAVE icon
842
Global X US Infrastructure Development ETF
PAVE
$13.3B
– –
-102
Closed -$4.2K
POOL icon
843
Pool Corp
POOL
$6.1B
– –
-562
Closed -$212K
PULS icon
844
PGIM Ultra Short Bond ETF
PULS
$19.1B
– –
-10,149
Closed -$505K
QGRW icon
845
WisdomTree US Quality Growth Fund
QGRW
$2.94B
– –
-89
Closed -$4.06K
QQQJ icon
846
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.16B
– –
-2,283
Closed -$69.3K
QQQM icon
847
Invesco NASDAQ 100 ETF
QQQM
$103B
– –
-257
Closed -$51.6K
QYLD icon
848
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.33B
– –
-4,144
Closed -$74.8K
REET icon
849
iShares Global REIT ETF
REET
$4.75B
– –
-1,856
Closed -$49.5K
RLY icon
850
State Street Multi-Asset Real Return ETF
RLY
$1.39B
– –
-8,868
Closed -$255K
32 33
34
35 36

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DTC
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NPT
National Philanthropic Trust Jenkintown, Pennsylvania $6.92B AUM 24.7% 1-Year Est. Return
RCWMU
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EWM
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CA
Cambridge Associates Boston, Massachusetts $6.93B AUM 17.96% 1-Year Est. Return
CI
Cincinnati Insurance Fairfield, Ohio $6.94B AUM 20.24% 1-Year Est. Return
JSSH
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NorthRock Partners's Q4 2024 Portfolio in Review

As of Q4 2024, NorthRock Partners held 881 positions worth $3.07B, up 0.94% from $3.04B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

NorthRock Partners's Q4 2024 filing shows 48 new, 251 increased, 377 reduced and 106 closed positions. Its largest new stake was QuidelOrtho: 29,602 shares worth $1.32M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $213M.

By sector, the portfolio is most concentrated in Miscellaneous at 65% of assets, up from 63% a quarter earlier, followed by Technology and Consumer Staples.

  • NorthRock Partners's largest Q4 2024 buy was QuidelOrtho: 29,602 shares worth $1.32M.
  • NorthRock Partners added most to State Street SPDR Portfolio S&P 500 ETF in Q4 2024, an estimated $223M increase.
  • NorthRock Partners's biggest Q4 2024 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $213M.
  • NorthRock Partners fully exited CVS Health in Q4 2024, selling an estimated $785K.
  • NorthRock Partners's ten largest holdings make up 54% of its $3.07B portfolio in Q4 2024.
  • NorthRock Partners opened 48 new positions and closed 106 in Q4 2024.
  • NorthRock Partners's portfolio value rose 0.94% quarter-over-quarter to $3.07B.

Based on NorthRock Partners's 13F filing for Q4 2024, filed 14 Feb 2025.