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NP

NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+6.37%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$3.04B
AUM Growth
+$382M
Cap. Flow
+$216M
Cap. Flow %
7.12%
Top 10 Hldgs %
53.64%
Holding
882
New
72
Increased
359
Reduced
261
Closed
49

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$162M
2
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$22.2M
3
NVDA icon
NVIDIA
NVDA
+$12.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.23M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.1M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.34M
2
TGT icon
Target
TGT
+$5.92M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.96M
4
IWB icon
iShares Russell 1000 ETF
IWB
+$2.45M
5
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 12.68%
2 Consumer Staples 5.46%
3 Financials 4.01%
4 Healthcare 3.79%
5 Consumer Discretionary 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLUE icon
801
iShares MSCI USA Value Factor ETF
VLUE
$9.03B
$2.73K ﹤0.01%
25
– –
FNDA icon
802
Schwab Fundamental US Small Company Index ETF
FNDA
$9.1B
$2.56K ﹤0.01%
86
– –
GNOM icon
803
Global X Genomics & Biotechnology ETF
GNOM
$78.7M
$2.42K ﹤0.01%
+54
New +$2.41K
WCLD
804
WisdomTree Cloud Computing Fund
WCLD
$270M
$2.33K ﹤0.01%
+73
New +$2.28K
WCBR
805
WisdomTree Cybersecurity Fund
WCBR
$104M
$2.26K ﹤0.01%
+89
New +$2.22K
SPIP icon
806
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$2.21K ﹤0.01%
84
– –
WTAI icon
807
WisdomTree Artificial Intelligence and Innovation Fund
WTAI
$534M
$2.11K ﹤0.01%
+106
New +$2.09K
DRIV icon
808
Global X Autonomous & Electric Vehicles ETF
DRIV
$361M
$2.07K ﹤0.01%
+88
New +$2K
NUMV icon
809
Nuveen ESG Mid-Cap Value ETF
NUMV
$448M
$2.03K ﹤0.01%
55
– –
IMCB icon
810
iShares Morningstar Mid-Cap ETF
IMCB
$1.65B
$1.9K ﹤0.01%
25
– –
LIT icon
811
Global X Lithium & Battery Tech ETF
LIT
$1.46B
$1.74K ﹤0.01%
+40
New +$1.52K
NLR icon
812
VanEck Uranium + Nuclear Energy ETF
NLR
$3.67B
$1.67K ﹤0.01%
20
+10
+100% +$772
DUHP icon
813
Dimensional US High Profitability ETF
DUHP
$12.1B
$1.53K ﹤0.01%
45
– –
IYE icon
814
iShares US Energy ETF
IYE
$1.72B
$1.53K ﹤0.01%
33
– –
SCHI icon
815
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.5B
$1.52K ﹤0.01%
66
+4
+6% +$91
BUZZ icon
816
VanEck Social Sentiment ETF
BUZZ
$85.7M
$1.51K ﹤0.01%
70
– –
URA icon
817
Global X Uranium ETF
URA
$5.21B
$1.43K ﹤0.01%
+50
New +$1.34K
RSPF icon
818
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$308M
$1.38K ﹤0.01%
20
– –
DAPP icon
819
VanEck Digital Transformation ETF
DAPP
$217M
$1.36K ﹤0.01%
110
– –
AVEM icon
820
Avantis Emerging Markets Equity ETF
AVEM
$24.4B
$1.32K ﹤0.01%
20
– –
AIEQ icon
821
Amplify AI Powered Equity ETF
AIEQ
$119M
$1.28K ﹤0.01%
34
– –
JMEE icon
822
JPMorgan Small & Mid Cap Enhanced Equity ETF
JMEE
$2.82B
$1.04K ﹤0.01%
17
– –
ERTH icon
823
Invesco MSCI Sustainable Future ETF
ERTH
$131M
$954 ﹤0.01%
21
– –
OXY.WS icon
824
Occidental Petroleum Corp Warrants
OXY.WS
$32.1B
$836 ﹤0.01%
23
– –
AFK icon
825
VanEck Africa Index ETF
AFK
$97.7M
$420 ﹤0.01%
25
– –
31 32
33
34 35

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q3 2024 Portfolio in Review

As of Q3 2024, NorthRock Partners held 882 positions worth $3.04B, up 14% from $2.66B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

NorthRock Partners deployed $216M of net new capital in Q3 2024, opening 72 new positions and adding to 359 existing holdings. Its largest new stake was SentinelOne: 218,500 shares worth $5.23M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $6.34M trimmed.

  • NorthRock Partners's largest Q3 2024 buy was SentinelOne: 218,500 shares worth $5.23M.
  • NorthRock Partners added most to Vanguard Short-Term Treasury ETF in Q3 2024, an estimated $162M increase.
  • NorthRock Partners's biggest Q3 2024 reduction was Vanguard S&P 500 ETF, cutting an estimated $6.34M.
  • NorthRock Partners fully exited Solventum in Q3 2024, selling an estimated $1.8M.
  • NorthRock Partners's ten largest holdings make up 54% of its $3.04B portfolio in Q3 2024.
  • NorthRock Partners opened 72 new positions and closed 49 in Q3 2024.
  • NorthRock Partners's portfolio value rose 14% quarter-over-quarter to $3.04B.

Based on NorthRock Partners's 13F filing for Q3 2024, filed 30 Oct 2024.