NP

NorthRock Partners Portfolio holdings

AUM $5.53B
1-Year Est. Return 14.33%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+14.33%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.6B
AUM Growth
+$218M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
828
New
Increased
Reduced
Closed

Top Buys

1
+$12M
2
+$7.08M
3
+$6.96M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.68M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.27M

Top Sells

1
+$4.29M
2
+$3.62M
3
+$3.36M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$2.67M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$2.59M

Sector Composition

1 Technology 11.02%
2 Consumer Staples 6.31%
3 Financials 4.04%
4 Healthcare 3.92%
5 Consumer Discretionary 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
801
$451 ﹤0.01%
22
802
$364 ﹤0.01%
+25
803
$183 ﹤0.01%
5
804
$94 ﹤0.01%
+2
805
– –
-11,951
806
– –
-12,030
807
– –
-1,438
808
– –
-369
809
– –
-820
810
– –
-156
811
– –
-217
812
– –
-7,804
813
– –
-32
814
– –
-194
815
– –
-955
816
– –
-330
817
– –
-7
818
– –
-90
819
– –
-115
820
– –
-11,349
821
– –
-3,938
822
– –
-3,939
823
– –
-162
824
– –
-89
825
– –
-171
30 31 32
33
34