NP

NorthRock Partners Portfolio holdings

AUM $5.53B
1-Year Est. Return 14.33%
This Quarter Est. Return
1 Year Est. Return
+14.33%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.84B
AUM Growth
+$860M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
949
New
Increased
Reduced
Closed

Top Buys

1
+$387M
2
+$37.7M
3
+$35.2M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.2M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$14.9M

Top Sells

1
+$4.81M
2
+$3.11M
3
+$2.47M
4
IGEB icon
iShares Investment Grade Systematic Bond ETF
IGEB
+$1.23M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.15M

Sector Composition

1 Technology 10.61%
2 Financials 4.89%
3 Consumer Staples 4.21%
4 Industrials 3.02%
5 Consumer Discretionary 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPHY icon
776
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$9.16B
– –
-1,100
SPIP icon
777
State Street SPDR Portfolio TIPS ETF
SPIP
$979M
– –
-84
SPIB icon
778
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$10.8B
– –
-3,013
SPMD icon
779
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$14.3B
– –
-4,120
SPMO icon
780
Invesco S&P 500 Momentum ETF
SPMO
$16.4B
– –
-791
SPSB icon
781
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$7.91B
– –
-1,569
SPTL icon
782
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$11.7B
– –
-705
SPTS icon
783
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$5.77B
– –
-3,110
STIP icon
784
iShares 0-5 Year TIPS Bond ETF
STIP
$12.9B
– –
-1
STOT icon
785
State Street DoubleLine Short Duration Total Return Tactical ETF
STOT
$289M
– –
-35
STWD icon
786
Starwood Property Trust
STWD
$6.6B
– –
-15,167
STZ icon
787
Constellation Brands
STZ
$22.5B
– –
-3,407
SUB icon
788
iShares Short-Term National Muni Bond ETF
SUB
$10.2B
– –
-2,210
SUSC icon
789
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.25B
– –
-2,165
TAN icon
790
Invesco Solar ETF
TAN
$868M
– –
-339
TFI icon
791
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.29B
– –
-42
TILT icon
792
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$1.82B
– –
-100
TIP icon
793
iShares TIPS Bond ETF
TIP
$13.8B
– –
-210
TIPX icon
794
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$1.72B
– –
-659
TLH icon
795
iShares 10-20 Year Treasury Bond ETF
TLH
$12.3B
– –
-345
UCON icon
796
First Trust Smith Unconstrained Bond ETF
UCON
$2.97B
– –
-460
UMAR icon
797
Innovator US Equity Ultra Buffer ETF March
UMAR
$198M
– –
-777
URA icon
798
Global X Uranium ETF
URA
$4.74B
– –
-683
USIG icon
799
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$15.1B
– –
-2,295
USHY icon
800
iShares Broad USD High Yield Corporate Bond ETF
USHY
$25.3B
– –
-1,194
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