NP

NorthRock Partners Portfolio holdings

AUM $5.53B
1-Year Est. Return 14.33%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+14.33%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.84B
AUM Growth
+$860M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
949
New
Increased
Reduced
Closed

Top Buys

1
+$387M
2
+$37.7M
3
+$35.2M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.2M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$14.9M

Top Sells

1
+$4.81M
2
+$3.11M
3
+$2.47M
4
IGEB icon
iShares Investment Grade Systematic Bond ETF
IGEB
+$1.23M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.15M

Sector Composition

1 Technology 10.61%
2 Financials 4.89%
3 Consumer Staples 4.21%
4 Industrials 3.02%
5 Consumer Discretionary 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFIV icon
751
Dimensional International Value ETF
DFIV
$17.3B
– –
-258
DFS
752
DELISTED
Discover Financial Services
DFS
– –
-6,077
DGRS icon
753
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$363M
– –
-37
DGS icon
754
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.75B
– –
-1,445
DHS icon
755
WisdomTree US High Dividend Fund
DHS
$1.37B
– –
-209
PEBK icon
756
Peoples Bancorp of North Carolina
PEBK
$190M
– –
-15,823
PEY icon
757
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.05B
– –
-1,000
DIVO icon
758
Amplify CWP Enhanced Dividend Income ETF
DIVO
$6.14B
– –
-300
DLS icon
759
WisdomTree International SmallCap Dividend Fund
DLS
$1.06B
– –
-151
PRF icon
760
Invesco FTSE RAFI US 1000 ETF
PRF
$8.89B
– –
-3,350
PRFZ icon
761
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.7B
– –
-3,596
PXF icon
762
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.47B
– –
-3,981
PXH icon
763
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.93B
– –
-2,087
QDF icon
764
FlexShares Quality Dividend Index Fund
QDF
$2.06B
– –
-306
QLC icon
765
FlexShares US Quality Large Cap Index Fund
QLC
$759M
– –
-300
QQQJ icon
766
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$861M
– –
-2,283
QYLD icon
767
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.32B
– –
-4,228
GDXJ icon
768
VanEck Junior Gold Miners ETF
GDXJ
$12.2B
– –
-690
RSPF icon
769
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$302M
– –
-20
RSPR icon
770
Invesco S&P 500 Equal Weight Real Estate ETF
RSPR
$99.5M
– –
-3,400
RWJ icon
771
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$1.67B
– –
-1,782
RZV icon
772
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$239M
– –
-45
SCHC icon
773
Schwab International Small-Cap Equity ETF
SCHC
$5.5B
– –
-1,115
SCHH icon
774
Schwab US REIT ETF
SCHH
$8.92B
– –
-5,931
SCHO icon
775
Schwab Short-Term US Treasury ETF
SCHO
$11.6B
– –
-39
29 30
31
32 33