NP

NorthRock Partners Portfolio holdings

AUM $5.53B
1-Year Est. Return 14.33%
This Quarter Est. Return
1 Year Est. Return
+14.33%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.84B
AUM Growth
+$860M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
949
New
Increased
Reduced
Closed

Top Buys

1
+$387M
2
+$37.7M
3
+$35.2M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.2M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$14.9M

Top Sells

1
+$4.81M
2
+$3.11M
3
+$2.47M
4
IGEB icon
iShares Investment Grade Systematic Bond ETF
IGEB
+$1.23M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.15M

Sector Composition

1 Technology 10.61%
2 Financials 4.89%
3 Consumer Staples 4.21%
4 Industrials 3.02%
5 Consumer Discretionary 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QDF icon
751
FlexShares Quality Dividend Index Fund
QDF
$1.98B
– –
-306
QLC icon
752
FlexShares US Quality Large Cap Index Fund
QLC
$607M
– –
-300
QYLD icon
753
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.43B
– –
-4,228
RSPF icon
754
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$315M
– –
-20
RSPR icon
755
Invesco S&P 500 Equal Weight Real Estate ETF
RSPR
$107M
– –
-3,400
RWJ icon
756
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$1.56B
– –
-1,782
RZV icon
757
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$224M
– –
-45
SCHC icon
758
Schwab International Small-Cap Equity ETF
SCHC
$5.3B
– –
-1,115
SCHH icon
759
Schwab US REIT ETF
SCHH
$8.25B
– –
-5,931
SCHO icon
760
Schwab Short-Term US Treasury ETF
SCHO
$11.2B
– –
-39
SCHP icon
761
Schwab US TIPS ETF
SCHP
$14.3B
– –
-690
SCHR icon
762
Schwab Intermediately-Term US Treasury ETF
SCHR
$11.5B
– –
-1,716
SCHV icon
763
Schwab US Large-Cap Value ETF
SCHV
$14B
– –
-3,724
SCHZ icon
764
Schwab US Aggregate Bond ETF
SCHZ
$8.96B
– –
-432
SCYB icon
765
Schwab High Yield Bond ETF
SCYB
$1.62B
– –
-324
SCZ icon
766
iShares MSCI EAFE Small-Cap ETF
SCZ
$10.8B
– –
-1,591
SHM icon
767
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.44B
– –
-108
SHV icon
768
iShares Short Treasury Bond ETF
SHV
$20.7B
– –
-39
SILJ icon
769
Amplify Junior Silver Miners ETF
SILJ
$2.52B
– –
-500
SONY icon
770
Sony
SONY
$180B
– –
-13,074
SOXQ icon
771
Invesco PHLX Semiconductor ETF
SOXQ
$605M
– –
-320
SPAB icon
772
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$8.62B
– –
-1,355
SPDW icon
773
SPDR Portfolio Developed World ex-US ETF
SPDW
$31B
– –
-3,186
SPEM icon
774
SPDR Portfolio Emerging Markets ETF
SPEM
$14.6B
– –
-3,068
SPHQ icon
775
Invesco S&P 500 Quality ETF
SPHQ
$15.1B
– –
-1,140
29 30
31
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