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NP

NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+6.37%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$3.04B
AUM Growth
+$382M
Cap. Flow
+$216M
Cap. Flow %
7.12%
Top 10 Hldgs %
53.64%
Holding
882
New
72
Increased
359
Reduced
261
Closed
49

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$162M
2
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$22.2M
3
NVDA icon
NVIDIA
NVDA
+$12.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.23M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.1M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.34M
2
TGT icon
Target
TGT
+$5.92M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.96M
4
IWB icon
iShares Russell 1000 ETF
IWB
+$2.45M
5
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 12.68%
2 Consumer Staples 5.46%
3 Financials 4.01%
4 Healthcare 3.79%
5 Consumer Discretionary 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLC icon
751
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$18.1K ﹤0.01%
200
+6
+3% +$517
VPU
752
Vanguard Utilities ETF
VPU
$8.52B
$17.9K ﹤0.01%
102
– –
LDUR icon
753
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$17.5K ﹤0.01%
182
+128
+237% +$12.2K
SHM icon
754
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$17.1K ﹤0.01%
356
+107
+43% +$5.11K
PBW icon
755
Invesco WilderHill Clean Energy ETF
PBW
$407M
$17K ﹤0.01%
850
-37
-4% -$737
IYT icon
756
iShares US Transportation ETF
IYT
$2.26B
$16.3K ﹤0.01%
237
-3
-1% -$198
IUSB icon
757
iShares Core Universal USD Bond ETF
IUSB
$43B
$13.9K ﹤0.01%
296
-1,012
-77% -$47K
FEZ icon
758
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.41B
$13.4K ﹤0.01%
+252
New +$12.8K
GOVT icon
759
iShares US Treasury Bond ETF
GOVT
$43.7B
$12.5K ﹤0.01%
532
-581
-52% -$13.5K
UCON icon
760
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$11.6K ﹤0.01%
460
– –
SOXL icon
761
Direxion Daily Semiconductor Bull 3X ETF
SOXL
$16.7B
$11K ﹤0.01%
300
-200
-40% -$8.19K
JPXN
762
iShares JPX-Nikkei 400 ETF
JPXN
$135M
$10.9K ﹤0.01%
142
– –
LGLV icon
763
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.2B
$10.8K ﹤0.01%
64
– –
EFAV icon
764
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.4B
$10.6K ﹤0.01%
138
– –
IDNA icon
765
iShares Genomics Immunology and Healthcare ETF
IDNA
$193M
$9.85K ﹤0.01%
400
– –
DFIV icon
766
Dimensional International Value ETF
DFIV
$21.4B
$9.82K ﹤0.01%
258
– –
AVUV icon
767
Avantis US Small Cap Value ETF
AVUV
$30.3B
$9.6K ﹤0.01%
+100
New +$9.35K
ITEQ icon
768
Amplify BlueStar Israel Technology ETF
ITEQ
$112M
$9.14K ﹤0.01%
191
– –
TLH icon
769
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$8.86K ﹤0.01%
81
-494
-86% -$53K
HYG icon
770
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$8.59K ﹤0.01%
107
-638
-86% -$50.2K
FALN icon
771
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$8.26K ﹤0.01%
302
– –
ESPO icon
772
VanEck Video Gaming and eSports ETF
ESPO
$253M
$7.61K ﹤0.01%
100
– –
VMBS icon
773
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$7.51K ﹤0.01%
159
-111
-41% -$5.17K
FLOT icon
774
iShares Floating Rate Bond ETF
FLOT
$10.2B
$7.2K ﹤0.01%
+141
New +$7.18K
VCR icon
775
Vanguard Consumer Discretionary ETF
VCR
$5.98B
$6.83K ﹤0.01%
20
– –
29 30
31
32 33

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WIA
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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q3 2024 Portfolio in Review

As of Q3 2024, NorthRock Partners held 882 positions worth $3.04B, up 14% from $2.66B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

NorthRock Partners deployed $216M of net new capital in Q3 2024, opening 72 new positions and adding to 359 existing holdings. Its largest new stake was SentinelOne: 218,500 shares worth $5.23M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $6.34M trimmed.

  • NorthRock Partners's largest Q3 2024 buy was SentinelOne: 218,500 shares worth $5.23M.
  • NorthRock Partners added most to Vanguard Short-Term Treasury ETF in Q3 2024, an estimated $162M increase.
  • NorthRock Partners's biggest Q3 2024 reduction was Vanguard S&P 500 ETF, cutting an estimated $6.34M.
  • NorthRock Partners fully exited Solventum in Q3 2024, selling an estimated $1.8M.
  • NorthRock Partners's ten largest holdings make up 54% of its $3.04B portfolio in Q3 2024.
  • NorthRock Partners opened 72 new positions and closed 49 in Q3 2024.
  • NorthRock Partners's portfolio value rose 14% quarter-over-quarter to $3.04B.

Based on NorthRock Partners's 13F filing for Q3 2024, filed 30 Oct 2024.