NP

NorthRock Partners Portfolio holdings

AUM $5.92B
1-Year Est. Return 14.26%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+14.26%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.84B
AUM Growth
+$860M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
949
New
Increased
Reduced
Closed

Top Buys

1
+$387M
2
+$38.8M
3
+$35M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$15.9M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$14.3M

Top Sells

1
+$3.59M
2
+$2.88M
3
+$2.32M
4
IGEB icon
iShares Investment Grade Systematic Bond ETF
IGEB
+$1.2M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.06M

Sector Composition

1 Technology 10.61%
2 Financials 4.89%
3 Consumer Staples 4.21%
4 Industrials 3.02%
5 Consumer Discretionary 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
726
– –
-430
727
– –
-23
728
– –
-1,799
729
– –
-70
730
– –
-850
731
– –
-140
732
– –
-15,823
733
– –
-1,000
734
– –
-447
735
– –
-1,685
736
– –
-1,629
737
– –
-1,742
738
– –
-2,003
739
– –
-2
740
– –
-3,596
741
– –
-638
742
– –
-3,981
743
– –
-2,087
744
– –
-306
745
– –
-300
746
– –
-2,283
747
– –
-4,228
748
– –
-20
749
– –
-3,400
750
– –
-45
28 29
30
31 32