NP

NorthRock Partners Portfolio holdings

AUM $5.53B
1-Year Est. Return 14.33%
This Quarter Est. Return
1 Year Est. Return
+14.33%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.84B
AUM Growth
+$860M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
949
New
Increased
Reduced
Closed

Top Buys

1
+$387M
2
+$37.7M
3
+$35.2M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.2M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$14.9M

Top Sells

1
+$4.81M
2
+$3.11M
3
+$2.47M
4
IGEB icon
iShares Investment Grade Systematic Bond ETF
IGEB
+$1.23M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.15M

Sector Composition

1 Technology 10.61%
2 Financials 4.89%
3 Consumer Staples 4.21%
4 Industrials 3.02%
5 Consumer Discretionary 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUB icon
726
iShares National Muni Bond ETF
MUB
$40.1B
– –
-2,024
NUE icon
727
Nucor
NUE
$33.8B
– –
-3,120
NUMV icon
728
Nuveen ESG Mid-Cap Value ETF
NUMV
$398M
– –
-56
NUSC icon
729
Nuveen ESG Small-Cap ETF
NUSC
$1.18B
– –
-430
OXY.WS icon
730
Occidental Petroleum Corp Warrants
OXY.WS
$19.5B
– –
-23
PAPR icon
731
Innovator US Equity Power Buffer ETF April
PAPR
$827M
– –
-1,799
PAVE icon
732
Global X US Infrastructure Development ETF
PAVE
$9.46B
– –
-70
PBW icon
733
Invesco WilderHill Clean Energy ETF
PBW
$464M
– –
-850
PCY icon
734
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.28B
– –
-140
PDN icon
735
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$365M
– –
-34
PEBK icon
736
Peoples Bancorp of North Carolina
PEBK
$162M
– –
-15,823
PEY icon
737
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.06B
– –
-1,000
PFF icon
738
iShares Preferred and Income Securities ETF
PFF
$14.3B
– –
-1,362
PGX icon
739
Invesco Preferred ETF
PGX
$3.85B
– –
-447
PID icon
740
Invesco International Dividend Achievers ETF
PID
$887M
– –
-1,207
PJUL icon
741
Innovator US Equity Power Buffer ETF July
PJUL
$1.22B
– –
-1,685
PJUN icon
742
Innovator US Equity Power Buffer ETF June
PJUN
$772M
– –
-1,629
PMAY icon
743
Innovator US Equity Power Buffer ETF May
PMAY
$636M
– –
-1,742
PNFP icon
744
Pinnacle Financial Partners
PNFP
$6.92B
– –
-2,003
PPA icon
745
Invesco Aerospace & Defense ETF
PPA
$6.43B
– –
-2
PRF icon
746
Invesco FTSE RAFI US 1000 ETF
PRF
$8.68B
– –
-3,350
PRFZ icon
747
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.74B
– –
-3,596
PSP icon
748
Invesco Global Listed Private Equity ETF
PSP
$315M
– –
-638
PXF icon
749
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.23B
– –
-3,981
PXH icon
750
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.69B
– –
-2,087
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