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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+9.06%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$879M
AUM Growth
+$18.1M
Cap. Flow
-$49.6M
Cap. Flow %
-5.64%
Top 10 Hldgs %
59.43%
Holding
356
New
56
Increased
137
Reduced
131
Closed
14

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$14M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.03M
3
SYY icon
Sysco
SYY
+$1.99M
4
MA icon
Mastercard
MA
+$942K
5
TSN icon
Tyson Foods
TSN
+$863K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.67M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$8.04M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.79M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.15M

Sector Composition

Rank Sector Weight
1 Technology 9.88%
2 Consumer Staples 9.86%
3 Financials 4.67%
4 Healthcare 4.57%
5 Industrials 2.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITW icon
51
Illinois Tool Works
ITW
$84.1B
$1.86M 0.21%
8,438
-470
-5% -$100K
MA icon
52
Mastercard
MA
$498B
$1.81M 0.21%
5,211
+2,861
+122% +$942K
ABT icon
53
Abbott
ABT
$188B
$1.8M 0.2%
16,396
-12,489
-43% -$1.29M
MDY icon
54
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$1.77M 0.2%
3,997
-581
-13% -$257K
PFE icon
55
Pfizer
PFE
$143B
$1.77M 0.2%
34,530
+108
+0.3% +$5.18K
BAC icon
56
Bank of America
BAC
$429B
$1.75M 0.2%
52,910
-3,750
-7% -$129K
UPS icon
57
United Parcel Service
UPS
$88.9B
$1.74M 0.2%
10,025
-52
-0.5% -$9K
IJT icon
58
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
$1.73M 0.2%
16,045
-3,680
-19% -$405K
EFG icon
59
iShares MSCI EAFE Growth ETF
EFG
$16.2B
$1.72M 0.2%
20,498
-5,336
-21% -$431K
META icon
60
Meta Platforms (Facebook)
META
$1.49T
$1.66M 0.19%
13,833
+3,928
+40% +$461K
NFLX icon
61
Netflix
NFLX
$307B
$1.63M 0.19%
55,400
+3,200
+6% +$89.8K
SDY icon
62
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$1.62M 0.18%
12,968
+739
+6% +$91.3K
TSN icon
63
Tyson Foods
TSN
$21.5B
$1.53M 0.17%
24,625
+13,268
+117% +$863K
BMO icon
64
Bank of Montreal
BMO
$123B
$1.53M 0.17%
16,864
-769
-4% -$71.2K
VXF icon
65
Vanguard Extended Market ETF
VXF
$30B
$1.51M 0.17%
11,342
+3,948
+53% +$535K
IVV icon
66
iShares Core S&P 500 ETF
IVV
$858B
$1.5M 0.17%
3,893
+1,409
+57% +$544K
TMO icon
67
Thermo Fisher Scientific
TMO
$214B
$1.46M 0.17%
2,653
-1,267
-32% -$671K
WFC icon
68
Wells Fargo
WFC
$254B
$1.43M 0.16%
34,733
-5,288
-13% -$234K
KO icon
69
Coca-Cola
KO
$383B
$1.43M 0.16%
22,463
+580
+3% +$35K
GOOG icon
70
Alphabet (Google) Class C
GOOG
$4.11T
$1.42M 0.16%
16,022
-48
-0.3% -$4.58K
CAT icon
71
Caterpillar
CAT
$361B
$1.41M 0.16%
5,878
+141
+2% +$30.7K
CSCO icon
72
Cisco
CSCO
$443B
$1.33M 0.15%
27,898
+2,298
+9% +$105K
RTX icon
73
RTX Corp
RTX
$290B
$1.33M 0.15%
13,149
+2,409
+22% +$227K
VUG icon
74
Vanguard Growth ETF
VUG
$212B
$1.31M 0.15%
36,888
-1,842
-5% -$67.8K
PFF icon
75
iShares Preferred and Income Securities ETF
PFF
$13.1B
$1.3M 0.15%
42,478
-37,082
-47% -$1.15M
1 2
3
4 5

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2022 Portfolio in Review

As of Q4 2022, NorthRock Partners held 356 positions worth $879M, up 2.1% from $860M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

NorthRock Partners withdrew a net $49.6M in Q4 2022, closing 14 positions and reducing 131 holdings. Its most notable exit was JPMorgan Ultra-Short Income ETF, an estimated $6.15M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, down from 10% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, NorthRock Partners opened a new position in iShares Russell 1000 ETF worth $3.01M.

  • NorthRock Partners's largest Q4 2022 buy was iShares Russell 1000 ETF: 14,303 shares worth $3.01M.
  • NorthRock Partners added most to iShares MSCI EAFE ETF in Q4 2022, an estimated $14M increase.
  • NorthRock Partners's biggest Q4 2022 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $19M.
  • NorthRock Partners fully exited JPMorgan Ultra-Short Income ETF in Q4 2022, selling an estimated $6.15M.
  • NorthRock Partners's ten largest holdings make up 59% of its $879M portfolio in Q4 2022.
  • NorthRock Partners opened 56 new positions and closed 14 in Q4 2022.
  • NorthRock Partners's portfolio value rose 2.1% quarter-over-quarter to $879M.

Based on NorthRock Partners's 13F filing for Q4 2022, filed 1 Feb 2023.