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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+13.39%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$379M
AUM Growth
+$44.1M
Cap. Flow
+$13.5M
Cap. Flow %
3.56%
Top 10 Hldgs %
80.72%
Holding
114
New
15
Increased
25
Reduced
39
Closed
24

Top Buys

Rank Stock Value
1
AEP icon
American Electric Power
AEP
+$9.49M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.94M
3
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
+$1.94M
4
AMP icon
Ameriprise Financial
AMP
+$1.82M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.81M

Top Sells

Rank Stock Value
1
ABT icon
Abbott
ABT
+$2.53M
2
UNH icon
UnitedHealth
UNH
+$2.01M
3
AXGN icon
Axogen
AXGN
+$1.76M
4
DGS icon
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
+$834K
5
MSFT icon
Microsoft
MSFT
+$618K

Sector Composition

Rank Sector Weight
1 Miscellaneous 84.63%
2 Financials 4.83%
3 Consumer Staples 2.58%
4 Technology 2.48%
5 Industrials 1.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEA icon
51
Vanguard FTSE Developed Markets ETF
VEA
$233B
$350K 0.09%
8,529
-2,612
-23% -$104K
MCD icon
52
McDonald's
MCD
$176B
$348K 0.09%
1,827
+19
+1% +$3.45K
EEM icon
53
iShares MSCI Emerging Markets ETF
EEM
$30.5B
$341K 0.09%
7,948
+211
+3% +$8.88K
VOE icon
54
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.6B
$338K 0.09%
3,107
-85
-3% -$8.93K
SPTM icon
55
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.9B
$326K 0.09%
9,264
-2,100
-18% -$71.1K
VBK icon
56
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.7B
$323K 0.09%
1,794
+34
+2% +$5.84K
DIAL icon
57
Columbia Diversified Fixed Income Allocation ETF
DIAL
$388M
$306K 0.08%
15,400
– –
HD icon
58
Home Depot
HD
$302B
$302K 0.08%
+1,575
New +$289K
BRK.A icon
59
Berkshire Hathaway Class A
BRK.A
$1.11T
$301K 0.08%
1
– –
VNQ icon
60
Vanguard Real Estate ETF
VNQ
$36.9B
$298K 0.08%
3,412
-159
-4% -$13.1K
MRK icon
61
Merck
MRK
$358B
$293K 0.08%
3,676
-57
-2% -$4.26K
LMT icon
62
Lockheed Martin
LMT
$124B
$292K 0.08%
+967
New +$284K
TTSH
63
DELISTED
Tile Shop Holdings
TTSH
$286K 0.08%
50,455
-41,633
-45% -$271K
GNSS icon
64
Genasys
GNSS
$68.3M
$285K 0.08%
100,000
-156,081
-61% -$405K
VBR icon
65
Vanguard Morningstar Small-Cap Value ETF
VBR
$36.3B
$282K 0.07%
2,184
+10
+0.5% +$1.27K
XEL icon
66
Xcel Energy
XEL
$45.4B
$282K 0.07%
4,977
– –
IVW icon
67
iShares S&P 500 Growth ETF
IVW
$75.6B
$279K 0.07%
6,480
+220
+4% +$9.01K
DOCU
68
DocuSign
DOCU
$13.2B
$259K 0.07%
5,000
– –
CMCSA icon
69
Comcast
CMCSA
$84.2B
$253K 0.07%
6,324
+72
+1% +$2.71K
GOOG icon
70
Alphabet (Google) Class C
GOOG
$4.15T
$251K 0.07%
4,280
-920
-18% -$51.6K
VWO icon
71
Vanguard FTSE Emerging Markets ETF
VWO
$125B
$247K 0.07%
5,813
-663
-10% -$27.3K
NEE icon
72
NextEra Energy
NEE
$168B
$245K 0.06%
5,064
-380
-7% -$17.4K
MDT icon
73
Medtronic
MDT
$118B
$243K 0.06%
2,644
-690
-21% -$61.8K
JNJ icon
74
Johnson & Johnson
JNJ
$644B
$239K 0.06%
+1,721
New +$231K
RTN
75
DELISTED
Raytheon Company
RTN
$233K 0.06%
1,280
-338
-21% -$58.9K
1 2
3
4 5

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NPT
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RCWMU
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EWM
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CA
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JSSH
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NorthRock Partners's Q1 2019 Portfolio in Review

As of Q1 2019, NorthRock Partners held 114 positions worth $379M, up 13% from $335M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

NorthRock Partners deployed $13.5M of net new capital in Q1 2019, opening 15 new positions and adding to 25 existing holdings. Its largest new stake was American Electric Power: 119,325 shares worth $119K.

By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, up from 83% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was UnitedHealth, an estimated $2.01M trimmed.

  • NorthRock Partners's largest Q1 2019 buy was American Electric Power: 119,325 shares worth $119K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q1 2019, an estimated $1.94M increase.
  • NorthRock Partners's biggest Q1 2019 reduction was UnitedHealth, cutting an estimated $2.01M.
  • NorthRock Partners fully exited Abbott in Q1 2019, selling an estimated $2.53M.
  • NorthRock Partners's ten largest holdings make up 81% of its $379M portfolio in Q1 2019.
  • NorthRock Partners opened 15 new positions and closed 24 in Q1 2019.
  • NorthRock Partners's portfolio value rose 13% quarter-over-quarter to $379M.

Based on NorthRock Partners's 13F filing for Q1 2019, filed 14 May 2019.