We are live on ! Find out more
NP

NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+4.37%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$263M
AUM Growth
+$24M
Cap. Flow
+$13.8M
Cap. Flow %
5.26%
Top 10 Hldgs %
91.37%
Holding
58
New
6
Increased
20
Reduced
16
Closed
5

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.73M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$2.56M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.93M
4
BA icon
Boeing
BA
+$1.54M
5
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.35M

Top Sells

Rank Stock Value
1
TTSH
Tile Shop Holdings
TTSH
+$952K
2
AMP icon
Ameriprise Financial
AMP
+$705K
3
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$449K
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$401K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$359K

Sector Composition

Rank Sector Weight
1 Miscellaneous 87.32%
2 Financials 5.63%
3 Consumer Staples 2.42%
4 Industrials 1.12%
5 Technology 1.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADP icon
51
Automatic Data Processing
ADP
$109B
$204K 0.08%
+1,851
New +$198K
NLY icon
52
Annaly Capital Management
NLY
$16B
$157K 0.06%
3,144
-702
-18% -$34.4K
CBK
53
DELISTED
Christopher & Banks Corporation
CBK
$46K 0.02%
34,500
– –
HON icon
54
Honeywell
HON
$65.8B
– –
-1,869
Closed -$210K
TTSH
55
DELISTED
Tile Shop Holdings
TTSH
– –
-46,071
Closed -$952K
USMV icon
56
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
– –
-5,118
Closed -$252K
VEA icon
57
Vanguard FTSE Developed Markets ETF
VEA
$233B
– –
-5,525
Closed -$228K
XLV icon
58
State Street Health Care Select Sector SPDR ETF
XLV
$43.5B
– –
-4,563
Closed -$359K
1 2
3

Similar funds

PFS
Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return
DTC
Deep Track Capital Greenwich, Connecticut $6.87B AUM 205.24% 1-Year Est. Return
NPT
National Philanthropic Trust Jenkintown, Pennsylvania $6.92B AUM 24.7% 1-Year Est. Return
RCWMU
Rothschild & Co Wealth Management (UK) London, United Kingdom $6.93B AUM 1.4% 1-Year Est. Return
EWM
Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.93B AUM 17.96% 1-Year Est. Return
CI
Cincinnati Insurance Fairfield, Ohio $6.94B AUM 20.24% 1-Year Est. Return
JSSH
J. Safra Sarasin Holding $6.97B AUM 32.91% 1-Year Est. Return

NorthRock Partners's Q3 2017 Portfolio in Review

As of Q3 2017, NorthRock Partners held 58 positions worth $263M, up 10% from $239M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

NorthRock Partners deployed $13.8M of net new capital in Q3 2017, opening 6 new positions and adding to 20 existing holdings. Its largest new stake was Boeing: 6,620 shares worth $1.68M.

By sector, the portfolio is most concentrated in Miscellaneous at 87% of assets, down from 88% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Ameriprise Financial, an estimated $705K trimmed.

  • NorthRock Partners's largest Q3 2017 buy was Boeing: 6,620 shares worth $1.68M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $5.73M increase.
  • NorthRock Partners's biggest Q3 2017 reduction was Ameriprise Financial, cutting an estimated $705K.
  • NorthRock Partners fully exited Tile Shop Holdings in Q3 2017, selling an estimated $952K.
  • NorthRock Partners's ten largest holdings make up 91% of its $263M portfolio in Q3 2017.
  • NorthRock Partners opened 6 new positions and closed 5 in Q3 2017.
  • NorthRock Partners's portfolio value rose 10% quarter-over-quarter to $263M.

Based on NorthRock Partners's 13F filing for Q3 2017, filed 13 Nov 2017.