NP

NorthRock Partners Portfolio holdings

AUM $5.53B
1-Year Est. Return 14.33%
This Quarter Est. Return
1 Year Est. Return
+14.33%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.84B
AUM Growth
+$860M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
949
New
Increased
Reduced
Closed

Top Buys

1
+$387M
2
+$37.7M
3
+$35.2M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.2M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$14.9M

Top Sells

1
+$4.81M
2
+$3.11M
3
+$2.47M
4
IGEB icon
iShares Investment Grade Systematic Bond ETF
IGEB
+$1.23M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.15M

Sector Composition

1 Technology 10.61%
2 Financials 4.89%
3 Consumer Staples 4.21%
4 Industrials 3.02%
5 Consumer Discretionary 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYR icon
701
iShares US Real Estate ETF
IYR
$3.68B
– –
-169
JAVA icon
702
JPMorgan Active Value ETF
JAVA
$4.24B
– –
-722
JCPB icon
703
JPMorgan Core Plus Bond ETF
JCPB
$7.82B
– –
-391
JEMA icon
704
JPMorgan ActiveBuilders Emerging Markets Equity ETF
JEMA
$1.33B
– –
-338
JEPI icon
705
JPMorgan Equity Premium Income ETF
JEPI
$41.2B
– –
-3,590
JIRE icon
706
JPMorgan International Research Enhanced Equity ETF
JIRE
$8.69B
– –
-379
JMEE icon
707
JPMorgan Small & Mid Cap Enhanced Equity ETF
JMEE
$2B
– –
-8
JNK icon
708
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$8.1B
– –
-150
JPIN icon
709
JPMorgan Diversified Return International Equity ETF
JPIN
$368M
– –
-1,661
JPXN icon
710
iShares JPX-Nikkei 400 ETF
JPXN
$106M
– –
-142
KBE icon
711
State Street SPDR S&P Bank ETF
KBE
$1.45B
– –
-36
KIE icon
712
State Street SPDR S&P Insurance ETF
KIE
$765M
– –
-44
LDUR icon
713
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$952M
– –
-55
LGLV icon
714
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.08B
– –
-64
LQD icon
715
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$30.7B
– –
-963
MGC icon
716
Vanguard Mega Cap 300 Index ETF
MGC
$8.32B
– –
-277
MGK icon
717
Vanguard Mega Cap Growth ETF
MGK
$31.3B
– –
-405
MGV icon
718
Vanguard Mega Cap Value ETF
MGV
$10.2B
– –
-94
MINT icon
719
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.9B
– –
-2,019
MJ icon
720
Amplify Alternative Harvest ETF
MJ
$144M
– –
-141
MLPX icon
721
Global X MLP & Energy Infrastructure ETF
MLPX
$2.56B
– –
-595
MOAT icon
722
VanEck Morningstar Wide Moat ETF
MOAT
$15.4B
– –
-462
MOH icon
723
Molina Healthcare
MOH
$7.07B
– –
-629
MOO icon
724
VanEck Agribusiness ETF
MOO
$599M
– –
-2,125
MTD icon
725
Mettler-Toledo International
MTD
$28.7B
– –
-228
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