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NP

NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+6.37%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$3.04B
AUM Growth
+$382M
Cap. Flow
+$214M
Cap. Flow %
7.03%
Top 10 Hldgs %
53.64%
Holding
882
New
72
Increased
359
Reduced
261
Closed
49

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$162M
2
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$22.2M
3
NVDA icon
NVIDIA
NVDA
+$12.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.23M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.1M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.34M
2
TGT icon
Target
TGT
+$5.92M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.96M
4
IWB icon
iShares Russell 1000 ETF
IWB
+$2.45M
5
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$1.97M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.36%
2 Technology 12.68%
3 Consumer Staples 5.46%
4 Financials 4.01%
5 Healthcare 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEMV icon
701
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.58B
$44.5K ﹤0.01%
710
+5
+0.7% +$296
SCHO icon
702
Schwab Short-Term US Treasury ETF
SCHO
$15.2B
$44.2K ﹤0.01%
1,854
-146
-7% -$3.55K
IWM icon
703
CALL
iShares Russell 2000 ETF
IWM
$76.5B
$44.2K ﹤0.01%
200
+100
+100% +$21.4K
IGE icon
704
iShares North American Natural Resources ETF
IGE
$783M
$44.1K ﹤0.01%
1,001
– –
PSP icon
705
Invesco Global Listed Private Equity ETF
PSP
$228M
$43.5K ﹤0.01%
638
– –
SCHP icon
706
Schwab US TIPS ETF
SCHP
$15.9B
$42.3K ﹤0.01%
2,942
-1,746
-37% -$46.1K
SCHC icon
707
Schwab International Small-Cap Equity ETF
SCHC
$5.6B
$40.9K ﹤0.01%
1,061
– –
SCZ icon
708
iShares MSCI EAFE Small-Cap ETF
SCZ
$12.9B
$40.8K ﹤0.01%
602
+11
+2% +$708
DON icon
709
WisdomTree US MidCap Dividend Fund
DON
$3.9B
$39.7K ﹤0.01%
777
+2
+0.3% +$98
VGLT icon
710
Vanguard Long-Term Treasury ETF
VGLT
$10.3B
$38.6K ﹤0.01%
627
-28
-4% -$1.69K
XT icon
711
iShares Future Exponential Technologies ETF
XT
$3.89B
$37.9K ﹤0.01%
622
-401
-39% -$23.5K
DFAU icon
712
Dimensional US Core Equity Market ETF
DFAU
$12.6B
$37.9K ﹤0.01%
+954
New +$36.4K
DES icon
713
WisdomTree US SmallCap Dividend Fund
DES
$2.13B
$37.7K ﹤0.01%
1,093
+4
+0.4% +$133
IBDS icon
714
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.93B
$37.1K ﹤0.01%
1,524
-41
-3% -$988
AOR icon
715
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.72B
$36.3K ﹤0.01%
612
– –
FAUG icon
716
FT Vest US Equity Buffer ETF August
FAUG
$1.31B
$34.5K ﹤0.01%
753
– –
MLPX icon
717
Global X MLP & Energy Infrastructure ETF
MLPX
$3.57B
$32.4K ﹤0.01%
+595
New +$31.4K
XLU icon
718
State Street Utilities Select Sector SPDR ETF
XLU
$21.5B
$32.3K ﹤0.01%
800
– –
MTUM icon
719
iShares MSCI USA Momentum Factor ETF
MTUM
$24.1B
$32.1K ﹤0.01%
159
-5
-3% -$968
DXJ icon
720
WisdomTree Japan Hedged Equity Fund
DXJ
$7.1B
$31.8K ﹤0.01%
300
-73
-20% -$7.75K
SPAB icon
721
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.96B
$30.3K ﹤0.01%
1,161
– –
SPHY icon
722
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$12B
$30.1K ﹤0.01%
1,252
+6
+0.5% +$142
IYK icon
723
iShares US Consumer Staples ETF
IYK
$1.38B
$30.1K ﹤0.01%
426
– –
CLOV icon
724
Clover Health Investments
CLOV
$2.42B
$30K ﹤0.01%
10,640
– –
IWC icon
725
iShares Micro-Cap ETF
IWC
$1.42B
$29K ﹤0.01%
235
– –
27 28
29
30 31

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PFS
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DTC
Deep Track Capital Greenwich, Connecticut $6.87B AUM 205.24% 1-Year Est. Return
NPT
National Philanthropic Trust Jenkintown, Pennsylvania $6.92B AUM 24.7% 1-Year Est. Return
RCWMU
Rothschild & Co Wealth Management (UK) London, United Kingdom $6.93B AUM 1.4% 1-Year Est. Return
EWM
Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.93B AUM 17.96% 1-Year Est. Return
CI
Cincinnati Insurance Fairfield, Ohio $6.94B AUM 20.24% 1-Year Est. Return
JSSH
J. Safra Sarasin Holding $6.97B AUM 32.91% 1-Year Est. Return

NorthRock Partners's Q3 2024 Portfolio in Review

As of Q3 2024, NorthRock Partners held 882 positions worth $3.04B, up 14% from $2.66B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

NorthRock Partners deployed $214M of net new capital in Q3 2024, opening 72 new positions and adding to 359 existing holdings. Its largest new stake was SentinelOne: 218,500 shares worth $5.23M.

By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 62% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $6.34M trimmed.

  • NorthRock Partners's largest Q3 2024 buy was SentinelOne: 218,500 shares worth $5.23M.
  • NorthRock Partners added most to Vanguard Short-Term Treasury ETF in Q3 2024, an estimated $162M increase.
  • NorthRock Partners's biggest Q3 2024 reduction was Vanguard S&P 500 ETF, cutting an estimated $6.34M.
  • NorthRock Partners fully exited Solventum in Q3 2024, selling an estimated $1.8M.
  • NorthRock Partners's ten largest holdings make up 54% of its $3.04B portfolio in Q3 2024.
  • NorthRock Partners opened 72 new positions and closed 49 in Q3 2024.
  • NorthRock Partners's portfolio value rose 14% quarter-over-quarter to $3.04B.

Based on NorthRock Partners's 13F filing for Q3 2024, filed 30 Oct 2024.