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NP

NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$2.39B
AUM Growth
+$1.43B
Cap. Flow
+$1.27B
Cap. Flow %
53.15%
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$137M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$97.7M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$80.1M
4
AAPL icon
Apple
AAPL
+$74.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$70.6M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$799K
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$738K
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$351K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$259K
5
NVO
Novo Nordisk
NVO
+$253K

Sector Composition

Rank Sector Weight
1 Technology 10.91%
2 Consumer Staples 6.84%
3 Financials 3.77%
4 Healthcare 3.74%
5 Consumer Discretionary 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIS icon
701
iShares MSCI Israel ETF
EIS
$887M
$5.82K ﹤0.01%
+100
New +$5.24K
FEZ icon
702
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.41B
$5.79K ﹤0.01%
+121
New +$5.34K
ESPO icon
703
VanEck Video Gaming and eSports ETF
ESPO
$253M
$5.67K ﹤0.01%
+100
New +$5.37K
FNDC icon
704
Schwab Fundamental International Small Company Index ETF
FNDC
$3.07B
$5.47K ﹤0.01%
+157
New +$5.1K
BBJP icon
705
JPMorgan BetaBuilders Japan ETF
BBJP
$17.7B
$5.36K ﹤0.01%
+102
New +$5.18K
IPAC icon
706
iShares Core MSCI Pacific ETF
IPAC
$2.68B
$5.36K ﹤0.01%
+90
New +$5.08K
TYO icon
707
Direxion Daily 7-10 Year Treasury Bear 3X ETF
TYO
$12.4M
$5.24K ﹤0.01%
+400
New +$5.98K
UPRO icon
708
ProShares UltraPro S&P 500
UPRO
$5.13B
$4.87K ﹤0.01%
+89
New +$4.08K
COWZ icon
709
Pacer US Cash Cows 100 ETF
COWZ
$18.7B
$4.83K ﹤0.01%
+93
New +$4.62K
RZV icon
710
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$290M
$4.83K ﹤0.01%
+45
New +$4.2K
TYD icon
711
Direxion Daily 7-10 Year Treasury Bull 3X ETF
TYD
$31.9M
$4.54K ﹤0.01%
+162
New +$4.06K
SHYG icon
712
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$4.53K ﹤0.01%
+107
New +$4.41K
BBCA icon
713
JPMorgan BetaBuilders Canada ETF
BBCA
$10.9B
$3.91K ﹤0.01%
+61
New +$3.62K
FNDX icon
714
Schwab Fundamental US Large Company Index ETF
FNDX
$26.7B
$3.65K ﹤0.01%
+177
New +$3.4K
HYGV icon
715
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.09B
$3.6K ﹤0.01%
+88
New +$3.49K
EUFN icon
716
iShares MSCI Europe Financials ETF
EUFN
$4.14B
$3.26K ﹤0.01%
+156
New +$3.05K
BBEU icon
717
JPMorgan BetaBuilders Europe ETF
BBEU
$9.39B
$3.11K ﹤0.01%
+55
New +$2.89K
EVX icon
718
VanEck Environmental Services ETF
EVX
$99.3M
$3.1K ﹤0.01%
+100
New +$2.88K
SPHY icon
719
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.5B
$2.99K ﹤0.01%
+128
New +$2.89K
BBAX icon
720
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.78B
$2.97K ﹤0.01%
+60
New +$2.75K
AVDE icon
721
Avantis International Equity ETF
AVDE
$18.2B
$2.63K ﹤0.01%
+44
New +$2.49K
WOOD icon
722
iShares Global Timber & Forestry ETF
WOOD
$268M
$2.6K ﹤0.01%
+32
New +$2.41K
VLUE icon
723
iShares MSCI USA Value Factor ETF
VLUE
$9.28B
$2.53K ﹤0.01%
+25
New +$2.33K
DFAI
724
Dimensional International Core Equity Market ETF
DFAI
$17.6B
$2.46K ﹤0.01%
+86
New +$2.3K
IXN icon
725
iShares Global Tech ETF
IXN
$8.34B
$2.45K ﹤0.01%
+36
New +$2.26K
27 28
29
30 31

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2023 Portfolio in Review

As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.

  • NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
  • NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
  • NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
  • NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
  • NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
  • NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.

Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.