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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$6.2B
AUM Growth
+$276M
Cap. Flow
+$678M
Cap. Flow %
10.93%
Top 10 Hldgs %
44.48%
Holding
729
New
110
Increased
334
Reduced
198
Closed
51

Top Buys

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$130M
2
IGF icon
iShares Global Infrastructure ETF
IGF
+$80.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$64.1M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$39.6M
5
JMTG
JPMorgan Mortgage-Backed Securities ETF
JMTG
+$34.5M

Top Sells

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$21.8M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$8.56M
3
IAU icon
iShares Gold Trust
IAU
+$7.18M
4
ROUS icon
Hartford Multifactor US Equity ETF
ROUS
+$3.88M
5
SPHQ icon
Invesco S&P 500 Quality ETF
SPHQ
+$3.84M

Sector Composition

Rank Sector Weight
1 Miscellaneous 83.41%
2 Technology 6.34%
3 Consumer Staples 2.38%
4 Financials 2.27%
5 Healthcare 1.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BF.B icon
676
CALL
Brown-Forman Class B
BF.B
$12B
$5.29K ﹤0.01%
+200
New +$5.37K
BMNR
677
CALL
BitMine Immersion Technologies
BMNR
$16.6B
$1.98K ﹤0.01%
+100
New +$2.36K
GAB.RT
678
DELISTED
The Gabelli Equity Trust Rights (expiring April 14 2026)
GAB.RT
$558 ﹤0.01%
+79,680
New +$797
AAPL icon
679
CALL
Apple
AAPL
$4.98T
– –
-200
Closed -$54.4K
AGI icon
680
Alamos Gold
AGI
$14.4B
– –
-5,900
Closed -$228K
AMZN icon
681
CALL
Amazon
AMZN
$2.69T
– –
-1,500
Closed -$346K
ARCO icon
682
Arcos Dorados Holdings
ARCO
$1.53B
– –
-10,000
Closed -$73.4K
AXON
683
Axon Enterprise
AXON
$34.9B
– –
-374
Closed -$213K
BAC icon
684
CALL
Bank of America
BAC
$396B
– –
-1,000
Closed -$55K
BNY
685
Bank of New York Mellon
BNY
$102B
– –
-3,237
Closed -$376K
BROS icon
686
Dutch Bros
BROS
$5.23B
– –
-3,480
Closed -$213K
BSX icon
687
Boston Scientific
BSX
$63.7B
– –
-2,118
Closed -$202K
BXSL icon
688
Blackstone Secured Lending
BXSL
$5.75B
– –
-8,220
Closed -$216K
CMA
689
DELISTED
Comerica
CMA
– –
-15,273
Closed -$1.33M
COIN icon
690
Coinbase
COIN
$51.5B
– –
-999
Closed -$226K
CR icon
691
Crane Co
CR
$12B
– –
-1,554
Closed -$287K
CRM icon
692
CALL
Salesforce
CRM
$193B
– –
-200
Closed -$53K
CTSH icon
693
Cognizant
CTSH
$25.8B
– –
-3,048
Closed -$253K
DLTR icon
694
CALL
Dollar Tree
DLTR
$21.4B
– –
-100
Closed -$12.3K
F icon
695
CALL
Ford
F
$50.7B
– –
-2,000
Closed -$26.2K
FBTC icon
696
Fidelity Wise Origin Bitcoin Fund
FBTC
$15.6B
– –
-3,011
Closed -$230K
FEZ icon
697
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.35B
– –
-5,172
Closed -$333K
FISV
698
Fiserv Inc
FISV
$24.7B
– –
-3,167
Closed -$213K
FIS icon
699
Fidelity National Information Services
FIS
$18.3B
– –
-3,309
Closed -$220K
FLMI icon
700
Franklin Dynamic Municipal Bond ETF
FLMI
$2.32B
– –
-13,148
Closed -$327K
26 27
28
29 30

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DTC
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NPT
National Philanthropic Trust Jenkintown, Pennsylvania $6.92B AUM 24.7% 1-Year Est. Return
RCWMU
Rothschild & Co Wealth Management (UK) London, United Kingdom $6.93B AUM 1.4% 1-Year Est. Return
EWM
Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return
CA
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CI
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JSSH
J. Safra Sarasin Holding $6.97B AUM 32.91% 1-Year Est. Return

NorthRock Partners's Q1 2026 Portfolio in Review

As of Q1 2026, NorthRock Partners held 729 positions worth $6.2B, up 4.7% from $5.93B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

NorthRock Partners deployed $678M of net new capital in Q1 2026, opening 110 new positions and adding to 334 existing holdings. Its largest new stake was WisdomTree Japan Hedged Equity Fund: 24,576 shares worth $3.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 83% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares S&P 100 ETF, an estimated $21.8M trimmed.

  • NorthRock Partners's largest Q1 2026 buy was WisdomTree Japan Hedged Equity Fund: 24,576 shares worth $3.9M.
  • NorthRock Partners added most to iShares Russell 1000 Growth ETF in Q1 2026, an estimated $130M increase.
  • NorthRock Partners's biggest Q1 2026 reduction was iShares S&P 100 ETF, cutting an estimated $21.8M.
  • NorthRock Partners fully exited Comerica in Q1 2026, selling an estimated $1.33M.
  • NorthRock Partners's ten largest holdings make up 44% of its $6.2B portfolio in Q1 2026.
  • NorthRock Partners opened 110 new positions and closed 51 in Q1 2026.
  • NorthRock Partners's portfolio value rose 4.7% quarter-over-quarter to $6.2B.

Based on NorthRock Partners's 13F filing for Q1 2026, filed 15 May 2026.