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NP

NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$2.39B
AUM Growth
+$1.43B
Cap. Flow
+$1.27B
Cap. Flow %
53.15%
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$137M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$97.7M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$80.1M
4
AAPL icon
Apple
AAPL
+$74.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$70.6M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$799K
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$738K
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$351K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$259K
5
NVO
Novo Nordisk
NVO
+$253K

Sector Composition

Rank Sector Weight
1 Technology 10.91%
2 Consumer Staples 6.84%
3 Financials 3.77%
4 Healthcare 3.74%
5 Consumer Discretionary 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLY icon
676
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$12.9K ﹤0.01%
+144
New +$11.9K
SPTL icon
677
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
$12.1K ﹤0.01%
+417
New +$11.1K
CUT icon
678
Invesco MSCI Global Timber ETF
CUT
$33M
$11.8K ﹤0.01%
+369
New +$11.3K
XLRE icon
679
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.6B
$11.8K ﹤0.01%
+295
New +$10.6K
AOR icon
680
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.66B
$10.9K ﹤0.01%
+204
New +$10.3K
VMBS icon
681
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$10.2K ﹤0.01%
221
-16,692
-99% -$738K
SUB icon
682
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$10.1K ﹤0.01%
+96
New +$9.99K
CLOV icon
683
Clover Health Investments
CLOV
$2.29B
$10K ﹤0.01%
10,502
– –
EWT icon
684
iShares MSCI Taiwan ETF
EWT
$9.6B
$9.99K ﹤0.01%
+217
New +$10.1K
FLOT icon
685
iShares Floating Rate Bond ETF
FLOT
$10.2B
$9.82K ﹤0.01%
194
-6,920
-97% -$351K
LGLV icon
686
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.2B
$9.28K ﹤0.01%
+64
New +$8.84K
DFIV icon
687
Dimensional International Value ETF
DFIV
$21.4B
$8.87K ﹤0.01%
+258
New +$8.42K
MOO icon
688
VanEck Agribusiness ETF
MOO
$994M
$8.76K ﹤0.01%
+115
New +$8.59K
SPSB icon
689
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$8.61K ﹤0.01%
+289
New +$8.51K
DFAU icon
690
Dimensional US Core Equity Market ETF
DFAU
$12.3B
$8.51K ﹤0.01%
+256
New +$7.95K
XSLV icon
691
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
$8.3K ﹤0.01%
+188
New +$7.66K
FALN icon
692
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$7.97K ﹤0.01%
+302
New +$7.63K
MTUM icon
693
iShares MSCI USA Momentum Factor ETF
MTUM
$24.9B
$7.84K ﹤0.01%
+50
New +$7.34K
PFM icon
694
Invesco Dividend Achievers ETF
PFM
$792M
$7.21K ﹤0.01%
+181
New +$6.82K
AVDV icon
695
Avantis International Small Cap Value ETF
AVDV
$19.1B
$7K ﹤0.01%
+112
New +$6.52K
USIG icon
696
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$6.87K ﹤0.01%
+134
New +$6.54K
GDX icon
697
CALL
VanEck Gold Miners ETF
GDX
$23.5B
$6.2K ﹤0.01%
200
– –
TFLO icon
698
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$6.13K ﹤0.01%
+121
New +$6.12K
SCZ icon
699
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$6K ﹤0.01%
+97
New +$5.54K
ACWV icon
700
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.33B
$5.92K ﹤0.01%
+59
New +$5.72K
26 27
28
29 30

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WIA
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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2023 Portfolio in Review

As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.

  • NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
  • NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
  • NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
  • NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
  • NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
  • NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.

Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.