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NP

NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$2.39B
AUM Growth
+$1.43B
Cap. Flow
+$1.27B
Cap. Flow %
53.05%
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$137M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$97.7M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$80.1M
4
AAPL icon
Apple
AAPL
+$74.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$70.6M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$799K
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$738K
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$351K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$259K
5
NVO
Novo Nordisk
NVO
+$253K

Sector Composition

Rank Sector Weight
1 Miscellaneous 64.74%
2 Technology 10.91%
3 Consumer Staples 6.84%
4 Financials 3.77%
5 Healthcare 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGF icon
626
iShares Global Infrastructure ETF
IGF
$10.2B
$44.9K ﹤0.01%
+955
New +$42.5K
VYMI icon
627
Vanguard International High Dividend Yield ETF
VYMI
$21.6B
$44.4K ﹤0.01%
+668
New +$42K
BILS icon
628
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.87B
$44.2K ﹤0.01%
+446
New +$44.3K
LEMB icon
629
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$741M
$43.9K ﹤0.01%
+1,196
New +$42.4K
ALDX icon
630
Aldeyra Therapeutics
ALDX
$82.6M
$41.9K ﹤0.01%
+11,951
New +$36.9K
QQQM icon
631
Invesco NASDAQ 100 ETF
QQQM
$103B
$41.5K ﹤0.01%
+246
New +$38.4K
ISCB icon
632
iShares Morningstar Small-Cap ETF
ISCB
$276M
$41.2K ﹤0.01%
+768
New +$36.7K
IGE icon
633
iShares North American Natural Resources ETF
IGE
$783M
$37.7K ﹤0.01%
+925
New +$37.4K
SPIB icon
634
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.3B
$37.4K ﹤0.01%
+1,138
New +$36.2K
IUSG icon
635
iShares Core S&P US Growth ETF
IUSG
$32.7B
$37.3K ﹤0.01%
+358
New +$35.3K
SMH icon
636
VanEck Semiconductor ETF
SMH
$67.5B
$34.8K ﹤0.01%
+199
New +$31.1K
IDEV icon
637
iShares Core MSCI International Developed Markets ETF
IDEV
$32.1B
$34.8K ﹤0.01%
+546
New +$32.6K
FAUG icon
638
FT Vest US Equity Buffer ETF August
FAUG
$1.31B
$33.7K ﹤0.01%
+829
New +$32K
EFAV icon
639
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.41B
$30.4K ﹤0.01%
+439
New +$29.1K
VGLT icon
640
Vanguard Long-Term Treasury ETF
VGLT
$10.3B
$30.4K ﹤0.01%
+494
New +$27.9K
SPAB icon
641
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.96B
$29.8K ﹤0.01%
+1,161
New +$28.6K
TLT icon
642
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$46.5B
$29.7K ﹤0.01%
300
+291
+3,233% +$26.3K
LUMN icon
643
Lumen
LUMN
$6.88B
$29.4K ﹤0.01%
16,054
+3,943
+33% +$5.59K
IWC icon
644
iShares Micro-Cap ETF
IWC
$1.42B
$27.3K ﹤0.01%
+235
New +$23.8K
IYK icon
645
iShares US Consumer Staples ETF
IYK
$1.38B
$27.2K ﹤0.01%
+426
New +$26.5K
V icon
646
CALL
Visa
V
$693B
$26K ﹤0.01%
+100
New +$24.6K
XLU icon
647
State Street Utilities Select Sector SPDR ETF
XLU
$21.5B
$24.9K ﹤0.01%
+786
New +$24K
BBIN icon
648
JPMorgan BetaBuilders International Equity ETF
BBIN
$6.62B
$24.3K ﹤0.01%
+426
New +$22.8K
AVEM icon
649
Avantis Emerging Markets Equity ETF
AVEM
$27.9B
$24K ﹤0.01%
+426
New +$22.9K
SPLV icon
650
Invesco S&P 500 Low Volatility ETF
SPLV
$7.03B
$22.6K ﹤0.01%
+360
New +$21.7K
24 25
26
27 28

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DTC
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NPT
National Philanthropic Trust Jenkintown, Pennsylvania $6.92B AUM 24.7% 1-Year Est. Return
RCWMU
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EWM
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CA
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CI
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JSSH
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NorthRock Partners's Q4 2023 Portfolio in Review

As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 65% of assets, up from 63% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.

  • NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
  • NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
  • NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
  • NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
  • NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
  • NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.

Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.