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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+6.37%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$3.04B
AUM Growth
+$382M
Cap. Flow
+$216M
Cap. Flow %
7.12%
Top 10 Hldgs %
53.64%
Holding
882
New
72
Increased
359
Reduced
261
Closed
49

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$162M
2
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$22.2M
3
NVDA icon
NVIDIA
NVDA
+$12.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.23M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.1M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.34M
2
TGT icon
Target
TGT
+$5.92M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.96M
4
IWB icon
iShares Russell 1000 ETF
IWB
+$2.45M
5
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 12.68%
2 Consumer Staples 5.46%
3 Financials 4.01%
4 Healthcare 3.79%
5 Consumer Discretionary 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJK icon
601
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
$207K 0.01%
2,250
– –
ALGN icon
602
Align Technology
ALGN
$12.4B
$204K 0.01%
+803
New +$189K
MTB icon
603
M&T Bank
MTB
$35.8B
$203K 0.01%
+1,137
New +$189K
BKLN icon
604
Invesco Senior Loan ETF
BKLN
$6.97B
$202K 0.01%
9,628
-8,329
-46% -$175K
OMC icon
605
Omnicom Group
OMC
$21.8B
$200K 0.01%
+1,923
New +$185K
QDEF icon
606
FlexShares Quality Dividend Defensive Index Fund
QDEF
$547M
$199K 0.01%
2,779
– –
IJJ icon
607
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$198K 0.01%
1,603
– –
GLOF icon
608
iShares Global Equity Factor ETF
GLOF
$215M
$194K 0.01%
4,326
– –
SLQD icon
609
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
$192K 0.01%
3,816
-280
-7% -$14K
SPYM
610
State Street SPDR Portfolio S&P 500 ETF
SPYM
$160B
$192K 0.01%
2,844
+61
+2% +$3.97K
IGSB icon
611
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$182K 0.01%
3,461
-2,099
-38% -$109K
JPST icon
612
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$180K 0.01%
3,553
+54
+2% +$2.73K
VSS icon
613
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.3B
$173K 0.01%
1,374
+3
+0.2% +$362
FNDX icon
614
Schwab Fundamental US Large Company Index ETF
FNDX
$26.7B
$171K 0.01%
7,146
– –
CFO icon
615
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$417M
$170K 0.01%
2,434
– –
RCM
616
DELISTED
R1 RCM Inc. Common Stock
RCM
$168K 0.01%
11,826
-1,516
-11% -$20.6K
DFAT icon
617
Dimensional US Targeted Value ETF
DFAT
$14.7B
$167K 0.01%
3,005
-1,889
-39% -$102K
HACK icon
618
Amplify Cybersecurity ETF
HACK
$2.64B
$167K 0.01%
2,439
– –
SOXX icon
619
iShares Semiconductor ETF
SOXX
$41.7B
$164K 0.01%
711
– –
VCSH icon
620
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$157K 0.01%
1,976
+263
+15% +$20.6K
EWU icon
621
iShares MSCI United Kingdom ETF
EWU
$4.17B
$156K 0.01%
4,157
-1,777
-30% -$64.5K
TOTL icon
622
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$155K 0.01%
3,738
+154
+4% +$6.28K
IDEV icon
623
iShares Core MSCI International Developed Markets ETF
IDEV
$31.9B
$154K 0.01%
2,172
+1,587
+271% +$108K
EPS icon
624
WisdomTree US LargeCap Fund
EPS
$1.58B
$152K 0.01%
+2,531
New +$146K
IDV icon
625
iShares International Select Dividend ETF
IDV
$8.46B
$149K ﹤0.01%
4,927
-1,424
-22% -$41.5K
23 24
25
26 27

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q3 2024 Portfolio in Review

As of Q3 2024, NorthRock Partners held 882 positions worth $3.04B, up 14% from $2.66B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

NorthRock Partners deployed $216M of net new capital in Q3 2024, opening 72 new positions and adding to 359 existing holdings. Its largest new stake was SentinelOne: 218,500 shares worth $5.23M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $6.34M trimmed.

  • NorthRock Partners's largest Q3 2024 buy was SentinelOne: 218,500 shares worth $5.23M.
  • NorthRock Partners added most to Vanguard Short-Term Treasury ETF in Q3 2024, an estimated $162M increase.
  • NorthRock Partners's biggest Q3 2024 reduction was Vanguard S&P 500 ETF, cutting an estimated $6.34M.
  • NorthRock Partners fully exited Solventum in Q3 2024, selling an estimated $1.8M.
  • NorthRock Partners's ten largest holdings make up 54% of its $3.04B portfolio in Q3 2024.
  • NorthRock Partners opened 72 new positions and closed 49 in Q3 2024.
  • NorthRock Partners's portfolio value rose 14% quarter-over-quarter to $3.04B.

Based on NorthRock Partners's 13F filing for Q3 2024, filed 30 Oct 2024.