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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$2.39B
AUM Growth
+$1.43B
Cap. Flow
+$1.27B
Cap. Flow %
53.15%
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$137M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$97.7M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$80.1M
4
AAPL icon
Apple
AAPL
+$74.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$70.6M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$799K
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$738K
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$351K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$259K
5
NVO
Novo Nordisk
NVO
+$253K

Sector Composition

Rank Sector Weight
1 Technology 10.91%
2 Consumer Staples 6.84%
3 Financials 3.77%
4 Healthcare 3.74%
5 Consumer Discretionary 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDG icon
601
iShares MSCI Global Sustainable Development Goals ETF
SDG
$171M
$79.8K ﹤0.01%
+984
New +$74.2K
NUMG icon
602
Nuveen ESG Mid-Cap Growth ETF
NUMG
$349M
$76.5K ﹤0.01%
+1,807
New +$68.7K
IXP icon
603
iShares Global Comm Services ETF
IXP
$520M
$74.5K ﹤0.01%
+998
New +$71.1K
IBND icon
604
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$460M
$74.1K ﹤0.01%
+2,477
New +$70K
EQIN
605
Columbia U.S. Equity Income ETF
EQIN
$307M
$69.1K ﹤0.01%
+1,700
New +$65.3K
GSIE icon
606
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.04B
$67.4K ﹤0.01%
+2,055
New +$62.9K
XPH icon
607
State Street SPDR S&P Pharmaceuticals ETF
XPH
$488M
$67.1K ﹤0.01%
+1,612
New +$61.1K
XT icon
608
iShares Future Exponential Technologies ETF
XT
$3.79B
$63.6K ﹤0.01%
+1,062
New +$57.3K
QQQJ icon
609
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.12B
$61.6K ﹤0.01%
+2,283
New +$56.7K
PBW icon
610
Invesco WilderHill Clean Energy ETF
PBW
$407M
$61K ﹤0.01%
+2,054
New +$56.7K
REET icon
611
iShares Global REIT ETF
REET
$5.12B
$59.1K ﹤0.01%
+2,446
New +$53.5K
MPT
612
Medical Properties Trust
MPT
$2.81B
$57.2K ﹤0.01%
+11,349
New +$55.6K
BDN
613
Brandywine Realty Trust
BDN
$525M
$57K ﹤0.01%
10,552
-1,286
-11% -$5.64K
SCHO icon
614
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$55.6K ﹤0.01%
+2,344
New +$56.3K
JEPI icon
615
JPMorgan Equity Premium Income ETF
JEPI
$45.7B
$55.5K ﹤0.01%
+1,004
New +$54.1K
SOXL icon
616
Direxion Daily Semiconductor Bull 3X ETF
SOXL
$16.7B
$53.2K ﹤0.01%
+1,693
New +$37.3K
GOVT icon
617
iShares US Treasury Bond ETF
GOVT
$43.7B
$53.1K ﹤0.01%
+2,307
New +$51.4K
VTWO icon
618
Vanguard Russell 2000 ETF
VTWO
$17.4B
$52.9K ﹤0.01%
+652
New +$47.2K
IVE icon
619
iShares S&P 500 Value ETF
IVE
$49.1B
$51.6K ﹤0.01%
+297
New +$47.7K
TAN icon
620
Invesco Solar ETF
TAN
$1.43B
$51.1K ﹤0.01%
+958
New +$44.9K
EWC icon
621
iShares MSCI Canada ETF
EWC
$6.17B
$50.9K ﹤0.01%
+1,389
New +$47.4K
ITA icon
622
iShares US Aerospace & Defense ETF
ITA
$14.1B
$50.6K ﹤0.01%
+400
New +$46.2K
SCHZ icon
623
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$48.9K ﹤0.01%
+2,098
New +$46.9K
IYR icon
624
iShares US Real Estate ETF
IYR
$4.69B
$45.8K ﹤0.01%
+501
New +$41K
VDC icon
625
Vanguard Consumer Staples ETF
VDC
$8B
$45.3K ﹤0.01%
+237
New +$43.5K
23 24
25
26 27

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WIA
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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2023 Portfolio in Review

As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.

  • NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
  • NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
  • NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
  • NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
  • NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
  • NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.

Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.