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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$350M
AUM Growth
-$29.8M
Cap. Flow
-$42.8M
Cap. Flow %
-12.25%
Top 10 Hldgs %
85.6%
Holding
97
New
7
Increased
27
Reduced
31
Closed
21

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$12.9M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$465K
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$379K
5
MCD icon
McDonald's
MCD
+$313K

Top Sells

Rank Stock Value
1
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
+$31.9M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$20.7M
3
MSFT icon
Microsoft
MSFT
+$2.83M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.22M
5
NEWR
New Relic, Inc.
NEWR
+$957K

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.96%
2 Financials 5.52%
3 Industrials 2.04%
4 Technology 1.27%
5 Healthcare 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
26
McDonald's
MCD
$192B
$707K 0.2%
3,408
+1,581
+87% +$313K
SUSA icon
27
iShares ESG Optimized MSCI USA ETF
SUSA
$4.01B
$690K 0.2%
11,346
-84
-0.7% -$5.03K
CEM
28
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$689K 0.2%
11,306
-336,474
-97% -$20.7M
UNH icon
29
UnitedHealth
UNH
$376B
$658K 0.19%
2,703
+145
+6% +$34.9K
IJR icon
30
iShares Core S&P Small-Cap ETF
IJR
$109B
$652K 0.19%
8,332
-415
-5% -$32.2K
SBUX icon
31
Starbucks
SBUX
$120B
$639K 0.18%
7,606
-205
-3% -$16.1K
HES
32
DELISTED
Hess
HES
$638K 0.18%
10,040
-1
-0% -$62
DIS icon
33
Walt Disney
DIS
$167B
$632K 0.18%
4,526
+352
+8% +$46.7K
MDY icon
34
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$623K 0.18%
1,751
-88
-5% -$30.8K
CVX icon
35
Chevron
CVX
$392B
$585K 0.17%
4,702
-3,619
-43% -$438K
MODV
36
DELISTED
ModivCare
MODV
$554K 0.16%
9,653
– –
OTTR icon
37
Otter Tail
OTTR
$3.71B
$551K 0.16%
10,442
-1,190
-10% -$60.6K
NFLX icon
38
Netflix
NFLX
$299B
$491K 0.14%
13,370
– –
PG icon
39
Procter & Gamble
PG
$336B
$490K 0.14%
1,601
-2,886
-64% -$308K
VOT icon
40
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$467K 0.13%
3,120
+455
+17% +$66.4K
T icon
41
AT&T
T
$159B
$425K 0.12%
16,819
-536
-3% -$12.9K
CRC
42
DELISTED
California Resources Corporation
CRC
$394K 0.11%
20,000
+2,500
+14% +$53.2K
SLYV icon
43
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$379K 0.11%
+6,250
New +$379K
VEA icon
44
Vanguard FTSE Developed Markets ETF
VEA
$229B
$361K 0.1%
8,667
+138
+2% +$5.69K
LMT icon
45
Lockheed Martin
LMT
$134B
$350K 0.1%
964
-3
-0.3% -$1K
VOE icon
46
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
$348K 0.1%
3,106
-1
-0% -$110
GOOGL icon
47
Alphabet (Google) Class A
GOOGL
$4.36T
$347K 0.1%
6,440
-1,100
-15% -$63.7K
VBK icon
48
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$334K 0.1%
1,793
-1
-0.1% -$182
GNSS icon
49
Genasys
GNSS
$76.1M
$329K 0.09%
100,000
– –
CELC icon
50
Celcuity
CELC
$4.21B
$323K 0.09%
+12,930
New +$284K
1
2
3 4

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LBA
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B
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EIP
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CA
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ACM
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DTC
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NorthRock Partners's Q2 2019 Portfolio in Review

As of Q2 2019, NorthRock Partners held 97 positions worth $350M, down 7.8% from $379M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

NorthRock Partners withdrew a net $42.8M in Q2 2019, closing 21 positions and reducing 31 holdings. Its most notable exit was Invesco BulletShares 2019 Corporate Bond ETF, an estimated $31.9M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 7% of assets, up from 2.6% a quarter earlier, followed by Financials and Industrials.

Against the trend, NorthRock Partners opened a new position in State Street SPDR S&P 600 Small Cap Value ETF worth $379K.

  • NorthRock Partners's largest Q2 2019 buy was State Street SPDR S&P 600 Small Cap Value ETF: 6,250 shares worth $379K.
  • NorthRock Partners added most to Target in Q2 2019, an estimated $12.9M increase.
  • NorthRock Partners's biggest Q2 2019 reduction was ClearBridge MLP and Midstream Fund Inc., cutting an estimated $20.7M.
  • NorthRock Partners fully exited Invesco BulletShares 2019 Corporate Bond ETF in Q2 2019, selling an estimated $31.9M.
  • NorthRock Partners's ten largest holdings make up 86% of its $350M portfolio in Q2 2019.
  • NorthRock Partners opened 7 new positions and closed 21 in Q2 2019.
  • NorthRock Partners's portfolio value fell 7.8% quarter-over-quarter to $350M.

Based on NorthRock Partners's 13F filing for Q2 2019, filed 12 Aug 2019.